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8-K FFNTF 8-K - 4Front Ventures Corp. (0001783875) (Filer) Filed: 2023-03-20 AccNo: 0001279569-23-000330 Size: 202 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
March 20, 2023, 5:31 p.m.
8-K FFVWF 8-K - 4Front Ventures Corp. (0001783875) (Filer) Filed: 2023-03-20 AccNo: 0001279569-23-000330 Size: 202 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
March 20, 2023, 5:31 p.m.
8-K EE 8-K - Excelerate Energy, Inc. (0001888447) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074904 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:30 p.m.
8-K DAKT 8-K - DAKTRONICS INC /SD/ (0000915779) (Filer) Filed: 2023-03-20 AccNo: 0000915779-23-000022 Size: 324 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:30 p.m.
8-K KINZU 8-K - CXApp Inc. (0001820875) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034553 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06: Change in Shell Company Status
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:30 p.m.
8-K KINZW 8-K - CXApp Inc. (0001820875) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034553 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06: Change in Shell Company Status
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:30 p.m.
8-K KINZ 8-K - CXApp Inc. (0001820875) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034553 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06: Change in Shell Company Status
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:30 p.m.
10-K TLGA 10-K - TLG Acquisition One Corp. (0001827871) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB March 20, 2023, 5:30 p.m.
10-K TLGA-WT 10-K - TLG Acquisition One Corp. (0001827871) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB March 20, 2023, 5:30 p.m.
10-K TLGA-UN 10-K - TLG Acquisition One Corp. (0001827871) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB March 20, 2023, 5:30 p.m.
10-K TLGAW 10-K - TLG Acquisition One Corp. (0001827871) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB March 20, 2023, 5:30 p.m.
8-K DHCNI 8-K - DIVERSIFIED HEALTHCARE TRUST (0001075415) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034552 Size: 258 KB
Item 8.01: Other Events
March 20, 2023, 5:30 p.m.
8-K DHCNL 8-K - DIVERSIFIED HEALTHCARE TRUST (0001075415) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034552 Size: 258 KB
Item 8.01: Other Events
March 20, 2023, 5:30 p.m.
8-K DHC 8-K - DIVERSIFIED HEALTHCARE TRUST (0001075415) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034552 Size: 258 KB
Item 8.01: Other Events
March 20, 2023, 5:30 p.m.
SC 13 ATTO SC 13D - Atento S.A. (0001606457) (Subject) Filed: 2023-03-20 AccNo: 0000930413-23-001051 Size: 87 KB March 20, 2023, 5:29 p.m.
8-K CR 8-K - Crane Holdings, Co. (0000025445) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074898 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:28 p.m.
S-3 PARAP S-3ASR - Paramount Global (0000813828) (Filer) Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB March 20, 2023, 5:28 p.m.
S-3 VIAC S-3ASR - Paramount Global (0000813828) (Filer) Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB March 20, 2023, 5:28 p.m.
S-3 VIACA S-3ASR - Paramount Global (0000813828) (Filer) Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB March 20, 2023, 5:28 p.m.
S-3 VIACP S-3ASR - Paramount Global (0000813828) (Filer) Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB March 20, 2023, 5:28 p.m.
S-3 PARA S-3ASR - Paramount Global (0000813828) (Filer) Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB March 20, 2023, 5:28 p.m.
S-3 PARAA S-3ASR - Paramount Global (0000813828) (Filer) Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB March 20, 2023, 5:28 p.m.
8-K INPX 8-K - INPIXON (0001529113) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021477 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:28 p.m.
424 AMTR 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 BDCS 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 USML 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 SMHB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 UCI 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 AMUB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MTUL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 UAG 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 SDYL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 AMNA 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 FIHD 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 CEFL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 PFFL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 FUD 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MLPQ 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 IWDL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 ESUS 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 BDCZ 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 SMHD 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 CEFD 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 UBG 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 IFED 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 QULL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 EVIX 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 SCDL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 HOML 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 DJCB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 LRET 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 AMU 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 UCIB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MORL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 BDCY 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MRRL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 DVYL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MLPR 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 FIEE 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MLPI 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 OILX 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 EXIV 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 USV 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 CEFZ 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 AMND 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 BDCX 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 LMLB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MLPG 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 PYPE 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 BDCL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MLPZ 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MLPB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 HDLV 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 DVHL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 MVRL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 FBGX 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 FEDL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 IWFL 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 DJCI 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 IWML 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 LMLP 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 LBDC 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
424 HDLB 424B3 - UBS AG (0001114446) (Filer) Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB March 20, 2023, 5:27 p.m.
8-K AZYO 8-K - AZIYO BIOLOGICS, INC. (0001708527) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034551 Size: 227 KB
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:26 p.m.
8-K BMRC 8-K - Bank of Marin Bancorp (0001403475) (Filer) Filed: 2023-03-20 AccNo: 0001403475-23-000017 Size: 219 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:24 p.m.
8-K AP-WT 8-K - AMPCO PITTSBURGH CORP (0000006176) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008787 Size: 630 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:24 p.m.
8-K AP 8-K - AMPCO PITTSBURGH CORP (0000006176) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008787 Size: 630 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:24 p.m.
8-K SQFT 8-K - Presidio Property Trust, Inc. (0001080657) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008277 Size: 297 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:23 p.m.
8-K SQFTW 8-K - Presidio Property Trust, Inc. (0001080657) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008277 Size: 297 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:23 p.m.
8-K SQFTP 8-K - Presidio Property Trust, Inc. (0001080657) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008277 Size: 297 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:23 p.m.
10-K XGN 10-K - EXAGEN INC. (0001274737) (Filer) Filed: 2023-03-20 AccNo: 0001274737-23-000019 Size: 9 MB March 20, 2023, 5:22 p.m.
S-3 USL S-3 - United States 12 Month Oil Fund, LP (0001405528) (Filer) Filed: 2023-03-20 AccNo: 0001171200-23-000116 Size: 1 MB March 20, 2023, 5:21 p.m.
8-K SGMA 8-K - SIGMATRON INTERNATIONAL INC (0000915358) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074888 Size: 148 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 2.06: Material Impairments
March 20, 2023, 5:21 p.m.
8-K DHHC 8-K - DiamondHead Holdings Corp. (0001830188) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034543 Size: 769 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:20 p.m.
8-K DHHCU 8-K - DiamondHead Holdings Corp. (0001830188) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034543 Size: 769 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:20 p.m.
8-K DHHCW 8-K - DiamondHead Holdings Corp. (0001830188) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034543 Size: 769 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:20 p.m.
SC 13 ASLN SC 13G - ASLAN Pharmaceuticals Ltd (0001722926) (Subject) Filed: 2023-03-20 AccNo: 0001140361-23-012589 Size: 121 KB March 20, 2023, 5:20 p.m.
20-F TEO 20-F - TELECOM ARGENTINA SA (0000932470) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034541 Size: 40 MB March 20, 2023, 5:19 p.m.
20-F TCMFF 20-F - TELECOM ARGENTINA SA (0000932470) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034541 Size: 40 MB March 20, 2023, 5:19 p.m.
F-1 CHSN F-1/A - Chanson International Holding (0001825349) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021470 Size: 5 MB March 20, 2023, 5:19 p.m.
10-K RVLP 10-K - RVL Pharmaceuticals plc (0001739426) (Filer) Filed: 2023-03-20 AccNo: 0001558370-23-004211 Size: 11 MB March 20, 2023, 5:19 p.m.
10-K OSMT 10-K - RVL Pharmaceuticals plc (0001739426) (Filer) Filed: 2023-03-20 AccNo: 0001558370-23-004211 Size: 11 MB March 20, 2023, 5:19 p.m.
424 VORB 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB March 20, 2023, 5:17 p.m.
424 VORBW 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB March 20, 2023, 5:17 p.m.
424 NGCAU 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB March 20, 2023, 5:17 p.m.
424 NGCA 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB March 20, 2023, 5:17 p.m.
10-Q ENZ 10-Q - ENZO BIOCHEM INC (0000316253) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021465 Size: 6 MB March 20, 2023, 5:17 p.m.
8-K ISEE 8-K - IVERIC bio, Inc. (0001410939) (Filer) Filed: 2023-03-20 AccNo: 0001410939-23-000032 Size: 157 KB
Item 1.01: Entry into a Material Definitive Agreement
March 20, 2023, 5:16 p.m.
424 VORB 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB March 20, 2023, 5:16 p.m.
424 VORBW 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB March 20, 2023, 5:16 p.m.
424 NGCAU 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB March 20, 2023, 5:16 p.m.
424 NGCA 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB March 20, 2023, 5:16 p.m.
8-K TTEC 8-K - TTEC Holdings, Inc. (0001013880) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034539 Size: 202 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
March 20, 2023, 5:15 p.m.
424 RBA 424B3 - RITCHIE BROS AUCTIONEERS INC (0001046102) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034538 Size: 177 KB March 20, 2023, 5:15 p.m.
8-K CIIGW 8-K - CIIG Capital Partners II, Inc. (0001841338) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074870 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:15 p.m.
8-K CIIGU 8-K - CIIG Capital Partners II, Inc. (0001841338) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074870 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:15 p.m.
8-K CIIG 8-K - CIIG Capital Partners II, Inc. (0001841338) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074870 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:15 p.m.
8-K ALLR 8-K - Allarity Therapeutics, Inc. (0001860657) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021463 Size: 626 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:14 p.m.
SC 13 NDP SC 13D/A - TORTOISE ENERGY INDEPENDENCE FUND, INC. (0001547158) (Subject) Filed: 2023-03-20 AccNo: 0001062993-23-007290 Size: 64 KB March 20, 2023, 5:12 p.m.
8-K LEGH 8-K - Legacy Housing Corp (0001436208) (Filer) Filed: 2023-03-20 AccNo: 0001558370-23-004209 Size: 197 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:10 p.m.
8-K GCEHD 8-K - Global Clean Energy Holdings, Inc. (0000748790) (Filer) Filed: 2023-03-20 AccNo: 0001575872-23-000400 Size: 178 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
March 20, 2023, 5:09 p.m.
8-K GCEH 8-K - Global Clean Energy Holdings, Inc. (0000748790) (Filer) Filed: 2023-03-20 AccNo: 0001575872-23-000400 Size: 178 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
March 20, 2023, 5:09 p.m.
SC 13 CRGE SC 13G - Charge Enterprises, Inc. (0001277250) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034535 Size: 121 KB March 20, 2023, 5:08 p.m.
8-K TNXP 8-K - Tonix Pharmaceuticals Holding Corp. (0001430306) (Filer) Filed: 2023-03-20 AccNo: 0001387131-23-003690 Size: 11 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:07 p.m.
10-K SGC 10-K - SUPERIOR GROUP OF COMPANIES, INC. (0000095574) (Filer) Filed: 2023-03-20 AccNo: 0001437749-23-007261 Size: 11 MB March 20, 2023, 5:07 p.m.
10-K AIRG 10-K - AIRGAIN INC (0001272842) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008785 Size: 14 MB March 20, 2023, 5:06 p.m.
10-K BJDX 10-K - Bluejay Diagnostics, Inc. (0001704287) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021454 Size: 5 MB March 20, 2023, 5:05 p.m.
424 DWIN 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB March 20, 2023, 5:05 p.m.
424 DWIN-UN 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB March 20, 2023, 5:05 p.m.
424 DWIN-WT 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB March 20, 2023, 5:05 p.m.
424 FOXO-WT 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB March 20, 2023, 5:05 p.m.
424 FOXO 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB March 20, 2023, 5:05 p.m.
SC 13 PTGX SC 13G - Protagonist Therapeutics, Inc (0001377121) (Subject) Filed: 2023-03-20 AccNo: 0000921895-23-000729 Size: 291 KB March 20, 2023, 5:04 p.m.
SC 13 SCOR SC 13G - COMSCORE, INC. (0001158172) (Subject) Filed: 2023-03-20 AccNo: 0001546172-23-000005 Size: 8 KB March 20, 2023, 5:03 p.m.
SC 13 PPHPW SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB March 20, 2023, 5:03 p.m.
SC 13 PPHPU SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB March 20, 2023, 5:03 p.m.
SC 13 PPHP SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB March 20, 2023, 5:03 p.m.
SC 13 PPHPR SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB March 20, 2023, 5:03 p.m.
8-K GHLD 8-K - Guild Holdings Co (0001821160) (Filer) Filed: 2023-03-20 AccNo: 0001821160-23-000020 Size: 162 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
March 20, 2023, 5:03 p.m.
SC 13 SWTX SC 13D/A - SpringWorks Therapeutics, Inc. (0001773427) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074857 Size: 32 KB March 20, 2023, 5:01 p.m.
8-K BFI 8-K - BurgerFi International, Inc. (0001723580) (Filer) Filed: 2023-03-20 AccNo: 0001723580-23-000004 Size: 287 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K BFIIW 8-K - BurgerFi International, Inc. (0001723580) (Filer) Filed: 2023-03-20 AccNo: 0001723580-23-000004 Size: 287 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K DWIN 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K DWIN-UN 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K DWIN-WT 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K FOXO-WT 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K FOXO 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5:01 p.m.
8-K MLP 8-K - MAUI LAND & PINEAPPLE CO INC (0000063330) (Filer) Filed: 2023-03-20 AccNo: 0001437749-23-007260 Size: 219 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 5 p.m.
SC 13 EXEL SC 13D - EXELIXIS, INC. (0000939767) (Subject) Filed: 2023-03-20 AccNo: 0000902664-23-002313 Size: 89 KB March 20, 2023, 5 p.m.
8-K CPPTL 8-K - Copper Property CTL Pass Through Trust (0001837671) (Filer) Filed: 2023-03-20 AccNo: 0001837671-23-000019 Size: 175 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:56 p.m.
F-1 ZHYBF F-1/A - Zhong Yuan Bio-Technology Holdings Ltd (0001672886) (Filer) Filed: 2023-03-20 AccNo: 0001079973-23-000360 Size: 8 MB March 20, 2023, 4:56 p.m.
8-K CISO 8-K - CERBERUS CYBER SENTINEL CORP (0001777319) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008267 Size: 405 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.02: Results of Operations and Financial Condition
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:55 p.m.
SC 13 PLRX SC 13G - PLIANT THERAPEUTICS, INC. (0001746473) (Subject) Filed: 2023-03-20 AccNo: 0001172661-23-001545 Size: 102 KB March 20, 2023, 4:55 p.m.
SC 13 FRON SC 13D/A - Frontier Acquisition Corp. (0001842223) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034508 Size: 66 KB March 20, 2023, 4:55 p.m.
SC 13 FRONU SC 13D/A - Frontier Acquisition Corp. (0001842223) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034508 Size: 66 KB March 20, 2023, 4:55 p.m.
SC 13 FRONW SC 13D/A - Frontier Acquisition Corp. (0001842223) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034508 Size: 66 KB March 20, 2023, 4:55 p.m.
8-K AKYA 8-K - Akoya Biosciences, Inc. (0001711933) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034504 Size: 225 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:52 p.m.
8-K VRME 8-K - VerifyMe, Inc. (0001104038) (Filer) Filed: 2023-03-20 AccNo: 0001214659-23-004023 Size: 432 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:49 p.m.
8-K VRMEW 8-K - VerifyMe, Inc. (0001104038) (Filer) Filed: 2023-03-20 AccNo: 0001214659-23-004023 Size: 432 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:49 p.m.
8-K HLIO 8-K - HELIOS TECHNOLOGIES, INC. (0001024795) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008780 Size: 173 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:48 p.m.
8-K TRONW 8-K - CORNER GROWTH ACQUISITION CORP. 2 (0001847513) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034498 Size: 298 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:47 p.m.
8-K TRON 8-K - CORNER GROWTH ACQUISITION CORP. 2 (0001847513) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034498 Size: 298 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:47 p.m.
8-K TRONU 8-K - CORNER GROWTH ACQUISITION CORP. 2 (0001847513) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034498 Size: 298 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:47 p.m.
8-K AVGR 8-K - Avinger Inc (0001506928) (Filer) Filed: 2023-03-20 AccNo: 0001437749-23-007249 Size: 181 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K GMDA 8-K - Gamida Cell Ltd. (0001600847) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021441 Size: 225 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K KWAC 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K KWAC-WT 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K KWACW 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K KWACU 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K KWAC-UN 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
SC 13 SLGL SC 13D/A - Sol-Gel Technologies Ltd. (0001684693) (Subject) Filed: 2023-03-20 AccNo: 0001178913-23-001062 Size: 57 KB March 20, 2023, 4:45 p.m.
8-K NOTE 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K DSAC 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K DSACU 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K NOTE-WT 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K VIA 8-K - Via Renewables, Inc. (0001606268) (Filer) Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K VIASP 8-K - Via Renewables, Inc. (0001606268) (Filer) Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K SPKE 8-K - Via Renewables, Inc. (0001606268) (Filer) Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K SPKEP 8-K - Via Renewables, Inc. (0001606268) (Filer) Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:45 p.m.
8-K BBLN 8-K - Babylon Holdings Ltd (0001866390) (Filer) Filed: 2023-03-20 AccNo: 0001866390-23-000068 Size: 384 KB
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:44 p.m.
SC 13 KOAN SC 13G - Resonate Blends, Inc. (0000897078) (Subject) Filed: 2023-03-20 AccNo: 0001161697-23-000170 Size: 48 KB March 20, 2023, 4:44 p.m.
SC 13 ORTX SC 13G - Orchard Therapeutics plc (0001748907) (Subject) Filed: 2023-03-20 AccNo: 0001172661-23-001544 Size: 104 KB March 20, 2023, 4:43 p.m.
SC 13 IOT SC 13D/A - Samsara Inc. (0001642896) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074841 Size: 322 KB March 20, 2023, 4:43 p.m.
8-K HEI 8-K - HEICO CORP (0000046619) (Filer) Filed: 2023-03-20 AccNo: 0000046619-23-000056 Size: 233 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
March 20, 2023, 4:43 p.m.
8-K HEI-A 8-K - HEICO CORP (0000046619) (Filer) Filed: 2023-03-20 AccNo: 0000046619-23-000056 Size: 233 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
March 20, 2023, 4:43 p.m.
SC 13 SRDX SC 13G - SURMODICS INC (0000924717) (Subject) Filed: 2023-03-20 AccNo: 0001273087-23-000101 Size: 81 KB March 20, 2023, 4:43 p.m.
8-K IDEX 8-K - IDEANOMICS, INC. (0000837852) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034483 Size: 199 KB
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:40 p.m.
8-K AITX 8-K - Artificial Intelligence Technology Solutions Inc. (0001498148) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008256 Size: 235 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:40 p.m.
10-K ENBP 10-K - ENB Financial Corp (0001437479) (Filer) Filed: 2023-03-20 AccNo: 0001174947-23-000382 Size: 13 MB March 20, 2023, 4:38 p.m.
8-K PPL 8-K - PPL Corp (0000922224) (Filer) Filed: 2023-03-20 AccNo: 0000922224-23-000022 Size: 24 MB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:38 p.m.
8-K PPX 8-K - PPL Corp (0000922224) (Filer) Filed: 2023-03-20 AccNo: 0000922224-23-000022 Size: 24 MB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:38 p.m.
8-K DRMA 8-K - Dermata Therapeutics, Inc. (0001853816) (Filer) Filed: 2023-03-20 AccNo: 0001654954-23-003181 Size: 214 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:36 p.m.
8-K DRMAW 8-K - Dermata Therapeutics, Inc. (0001853816) (Filer) Filed: 2023-03-20 AccNo: 0001654954-23-003181 Size: 214 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:36 p.m.
424 KRTX 424B5 - Karuna Therapeutics, Inc. (0001771917) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074824 Size: 1 MB March 20, 2023, 4:35 p.m.
SC 13 ARDS SC 13G - Aridis Pharmaceuticals, Inc. (0001614067) (Subject) Filed: 2023-03-20 AccNo: 0000929638-23-000878 Size: 79 KB March 20, 2023, 4:35 p.m.
SC 13 SENS SC 13D/A - Senseonics Holdings, Inc. (0001616543) (Subject) Filed: 2023-03-20 AccNo: 0001140361-23-012557 Size: 71 KB March 20, 2023, 4:35 p.m.
8-K AGO 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:34 p.m.
8-K AGO-PE 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:34 p.m.
8-K AGO-PB 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:34 p.m.
8-K AGO-PF 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:34 p.m.
8-K DOOR 8-K/A - MASONITE INTERNATIONAL CORP (0000893691) (Filer) Filed: 2023-03-20 AccNo: 0000893691-23-000019 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:32 p.m.
SC 13 KLXE SC 13G - KLX Energy Services Holdings, Inc. (0001738827) (Subject) Filed: 2023-03-20 AccNo: 0001140361-23-012554 Size: 261 KB March 20, 2023, 4:32 p.m.
10-K VBFC 10-K - Village Bank & Trust Financial Corp. (0001290476) (Filer) Filed: 2023-03-20 AccNo: 0001544784-23-000006 Size: 27 MB March 20, 2023, 4:31 p.m.
8-K AFCG 8-K - AFC Gamma, Inc. (0001822523) (Filer) Filed: 2023-03-20 AccNo: 0001829126-23-002149 Size: 239 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:30 p.m.
8-K CETXW 8-K - CEMTREX INC (0001435064) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008253 Size: 275 KB
Item 3.02: Unregistered Sales of Equity Securities
March 20, 2023, 4:30 p.m.
8-K CETX 8-K - CEMTREX INC (0001435064) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008253 Size: 275 KB
Item 3.02: Unregistered Sales of Equity Securities
March 20, 2023, 4:30 p.m.
8-K CETXP 8-K - CEMTREX INC (0001435064) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008253 Size: 275 KB
Item 3.02: Unregistered Sales of Equity Securities
March 20, 2023, 4:30 p.m.
SC 13 ADES SC 13D - Advanced Emissions Solutions, Inc. (0001515156) (Subject) Filed: 2023-03-20 AccNo: 0001140361-23-012552 Size: 176 KB March 20, 2023, 4:30 p.m.
8-K ONOV 8-K - Castellum, Inc. (0001877939) (Filer) Filed: 2023-03-20 AccNo: 0001575872-23-000398 Size: 279 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:30 p.m.
8-K CTM 8-K - Castellum, Inc. (0001877939) (Filer) Filed: 2023-03-20 AccNo: 0001575872-23-000398 Size: 279 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:30 p.m.
8-K SI-PA 8-K - Silvergate Capital Corp (0001312109) (Filer) Filed: 2023-03-20 AccNo: 0001312109-23-000063 Size: 232 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:30 p.m.
8-K SI 8-K - Silvergate Capital Corp (0001312109) (Filer) Filed: 2023-03-20 AccNo: 0001312109-23-000063 Size: 232 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:30 p.m.
SC 13 ORTX SC 13G - Orchard Therapeutics plc (0001748907) (Subject) Filed: 2023-03-20 AccNo: 0001104659-23-034475 Size: 76 KB March 20, 2023, 4:30 p.m.
8-K TEL 8-K - TE Connectivity Ltd. (0001385157) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034474 Size: 604 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:30 p.m.
8-K ADNT 8-K/A - Adient plc (0001670541) (Filer) Filed: 2023-03-20 AccNo: 0001670541-23-000085 Size: 160 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
March 20, 2023, 4:29 p.m.
20-F NEXA 20-F - Nexa Resources S.A. (0001713930) (Filer) Filed: 2023-03-20 AccNo: 0001292814-23-001018 Size: 22 MB March 20, 2023, 4:29 p.m.
8-K VNT 8-K - Vontier Corp (0001786842) (Filer) Filed: 2023-03-20 AccNo: 0001786842-23-000028 Size: 334 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:28 p.m.
10-K SUAC-WT 10-K - ShoulderUP Technology Acquisition Corp. (0001885461) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021418 Size: 4 MB March 20, 2023, 4:28 p.m.
10-K SUAC-UN 10-K - ShoulderUP Technology Acquisition Corp. (0001885461) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021418 Size: 4 MB March 20, 2023, 4:28 p.m.
10-K SUAC 10-K - ShoulderUP Technology Acquisition Corp. (0001885461) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021418 Size: 4 MB March 20, 2023, 4:28 p.m.
SC 13 ISOS SC 13D/A - Bowlero Corp. (0001840572) (Subject) Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB March 20, 2023, 4:27 p.m.
SC 13 ISOS-WT SC 13D/A - Bowlero Corp. (0001840572) (Subject) Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB March 20, 2023, 4:27 p.m.
SC 13 ISOS-UN SC 13D/A - Bowlero Corp. (0001840572) (Subject) Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB March 20, 2023, 4:27 p.m.
SC 13 BOWL SC 13D/A - Bowlero Corp. (0001840572) (Subject) Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB March 20, 2023, 4:27 p.m.
8-K OCSL 8-K - Oaktree Specialty Lending Corp (0001414932) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074816 Size: 148 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
March 20, 2023, 4:27 p.m.
8-K OSLE 8-K - Oaktree Specialty Lending Corp (0001414932) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074816 Size: 148 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
March 20, 2023, 4:27 p.m.
8-K NETE 8-K - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034469 Size: 217 KB
Item 7.01: Regulation FD Disclosure
March 20, 2023, 4:25 p.m.
8-K MULN 8-K - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034469 Size: 217 KB
Item 7.01: Regulation FD Disclosure
March 20, 2023, 4:25 p.m.
424 VCKAW 424B3 - Scilex Holding Co (0001820190) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB March 20, 2023, 4:25 p.m.
424 SCLXW 424B3 - Scilex Holding Co (0001820190) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB March 20, 2023, 4:25 p.m.
424 VCKA 424B3 - Scilex Holding Co (0001820190) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB March 20, 2023, 4:25 p.m.
424 SCLX 424B3 - Scilex Holding Co (0001820190) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB March 20, 2023, 4:25 p.m.
424 VCKAU 424B3 - Scilex Holding Co (0001820190) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB March 20, 2023, 4:25 p.m.
8-K LWLG 8-K - Lightwave Logic, Inc. (0001325964) (Filer) Filed: 2023-03-20 AccNo: 0001553350-23-000180 Size: 226 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:25 p.m.
SC 13 ABSI SC 13D/A - Absci Corp (0001672688) (Subject) Filed: 2023-03-20 AccNo: 0000919574-23-002222 Size: 170 KB March 20, 2023, 4:22 p.m.
8-K RCL 8-K - ROYAL CARIBBEAN CRUISES LTD (0000884887) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034466 Size: 250 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:22 p.m.
8-K SMTI 8-K - Sanara MedTech Inc. (0000714256) (Filer) Filed: 2023-03-20 AccNo: 0001493152-23-008250 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:21 p.m.
8-K DTGI 8-K - Digerati Technologies, Inc. (0001014052) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021413 Size: 370 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:21 p.m.
20-F CAMT 20-F - CAMTEK LTD (0001109138) (Filer) Filed: 2023-03-20 AccNo: 0001178913-23-001057 Size: 10 MB March 20, 2023, 4:21 p.m.
8-K SRE 8-K - SEMPRA ENERGY (0001032208) (Filer) Filed: 2023-03-20 AccNo: 0001032208-23-000011 Size: 319 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:18 p.m.
8-K SRE-PB 8-K - SEMPRA ENERGY (0001032208) (Filer) Filed: 2023-03-20 AccNo: 0001032208-23-000011 Size: 319 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:18 p.m.
8-K SREA 8-K - SEMPRA ENERGY (0001032208) (Filer) Filed: 2023-03-20 AccNo: 0001032208-23-000011 Size: 319 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:18 p.m.
8-K CMCO 8-K - COLUMBUS MCKINNON CORP (0001005229) (Filer) Filed: 2023-03-20 AccNo: 0001005229-23-000055 Size: 236 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:18 p.m.
8-K ALB 8-K - ALBEMARLE CORP (0000915913) (Filer) Filed: 2023-03-20 AccNo: 0000915913-23-000088 Size: 158 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:18 p.m.
8-K CWEN-A 8-K - Clearway Energy, Inc. (0001567683) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034463 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:17 p.m.
8-K CWEN 8-K - Clearway Energy, Inc. (0001567683) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034463 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:17 p.m.
8-K CWEN.A 8-K - Clearway Energy, Inc. (0001567683) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034463 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:17 p.m.
10-K LHC-WT 10-K - Leo Holdings Corp. II (0001824153) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074796 Size: 5 MB March 20, 2023, 4:17 p.m.
10-K LHC 10-K - Leo Holdings Corp. II (0001824153) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074796 Size: 5 MB March 20, 2023, 4:17 p.m.
10-K LHC-UN 10-K - Leo Holdings Corp. II (0001824153) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074796 Size: 5 MB March 20, 2023, 4:17 p.m.
SC 13 LAZYW SC 13D/A - Lazydays Holdings, Inc. (0001721741) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074795 Size: 115 KB March 20, 2023, 4:16 p.m.
SC 13 LAZY SC 13D/A - Lazydays Holdings, Inc. (0001721741) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074795 Size: 115 KB March 20, 2023, 4:16 p.m.
10-K GFGDU 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB March 20, 2023, 4:16 p.m.
10-K GFGD 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB March 20, 2023, 4:16 p.m.
10-K GFGDR 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB March 20, 2023, 4:16 p.m.
10-K GFGDW 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB March 20, 2023, 4:16 p.m.
10-K BAERW 10-K - Bridger Aerospace Group Holdings, Inc. (0001941536) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074792 Size: 1 MB March 20, 2023, 4:15 p.m.
10-K BAER 10-K - Bridger Aerospace Group Holdings, Inc. (0001941536) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074792 Size: 1 MB March 20, 2023, 4:15 p.m.
8-K KAVL 8-K - Kaival Brands Innovations Group, Inc. (0001762239) (Filer) Filed: 2023-03-20 AccNo: 0001731122-23-000418 Size: 268 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:15 p.m.
8-K BTX 8-K - Eterna Therapeutics Inc. (0000748592) (Filer) Filed: 2023-03-20 AccNo: 0001140361-23-012545 Size: 361 KB
Item 2.02: Results of Operations and Financial Condition
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:15 p.m.
8-K NTN 8-K - Eterna Therapeutics Inc. (0000748592) (Filer) Filed: 2023-03-20 AccNo: 0001140361-23-012545 Size: 361 KB
Item 2.02: Results of Operations and Financial Condition
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:15 p.m.
8-K ERNA 8-K - Eterna Therapeutics Inc. (0000748592) (Filer) Filed: 2023-03-20 AccNo: 0001140361-23-012545 Size: 361 KB
Item 2.02: Results of Operations and Financial Condition
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:15 p.m.
8-K BRSF 8-K - BRAIN SCIENTIFIC INC. (0001662382) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021409 Size: 566 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:15 p.m.
8-K BRSFD 8-K - BRAIN SCIENTIFIC INC. (0001662382) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021409 Size: 566 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:15 p.m.
8-K GPMT 8-K - Granite Point Mortgage Trust Inc. (0001703644) (Filer) Filed: 2023-03-20 AccNo: 0001703644-23-000067 Size: 334 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:14 p.m.
8-K GPMT-PA 8-K - Granite Point Mortgage Trust Inc. (0001703644) (Filer) Filed: 2023-03-20 AccNo: 0001703644-23-000067 Size: 334 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:14 p.m.
8-K SLRC 8-K - SLR Investment Corp. (0001418076) (Filer) Filed: 2023-03-20 AccNo: 0001171843-23-001773 Size: 228 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:14 p.m.
10-K ALRN 10-K - AILERON THERAPEUTICS INC (0001420565) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008767 Size: 11 MB March 20, 2023, 4:14 p.m.
8-K INDB 8-K - INDEPENDENT BANK CORP (0000776901) (Filer) Filed: 2023-03-20 AccNo: 0000776901-23-000103 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
March 20, 2023, 4:14 p.m.
SC 13 FSEA SC 13G - First Seacoast Bancorp, Inc. (0001943802) (Subject) Filed: 2023-03-20 AccNo: 0001398344-23-006395 Size: 89 KB March 20, 2023, 4:13 p.m.
10-K VLD-WT 10-K - Velo3D, Inc. (0001825079) (Filer) Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB March 20, 2023, 4:13 p.m.
10-K SPFR-WT 10-K - Velo3D, Inc. (0001825079) (Filer) Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB March 20, 2023, 4:13 p.m.
10-K SPFR 10-K - Velo3D, Inc. (0001825079) (Filer) Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB March 20, 2023, 4:13 p.m.
10-K SPFR-UN 10-K - Velo3D, Inc. (0001825079) (Filer) Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB March 20, 2023, 4:13 p.m.
10-K VLD 10-K - Velo3D, Inc. (0001825079) (Filer) Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB March 20, 2023, 4:13 p.m.
8-K BJDX 8-K - Bluejay Diagnostics, Inc. (0001704287) (Filer) Filed: 2023-03-20 AccNo: 0001213900-23-021408 Size: 303 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:13 p.m.
8-K HAIN 8-K - HAIN CELESTIAL GROUP INC (0000910406) (Filer) Filed: 2023-03-20 AccNo: 0000910406-23-000023 Size: 499 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
March 20, 2023, 4:13 p.m.
8-K CIFR 8-K - Cipher Mining Inc. (0001819989) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:12 p.m.
8-K CIFRW 8-K - Cipher Mining Inc. (0001819989) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:12 p.m.
8-K GWACW 8-K - Cipher Mining Inc. (0001819989) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:12 p.m.
8-K GWAC 8-K - Cipher Mining Inc. (0001819989) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:12 p.m.
SC 13 BCOV SC 13D/A - BRIGHTCOVE INC (0001313275) (Subject) Filed: 2023-03-20 AccNo: 0001062993-23-007277 Size: 36 KB March 20, 2023, 4:12 p.m.
10-K GRPH 10-K - Graphite Bio, Inc. (0001815776) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008764 Size: 18 MB March 20, 2023, 4:11 p.m.
10-K FWBI 10-K - First Wave BioPharma, Inc. (0001604191) (Filer) Filed: 2023-03-20 AccNo: 0001410578-23-000299 Size: 11 MB March 20, 2023, 4:10 p.m.
10-K AZRX 10-K - First Wave BioPharma, Inc. (0001604191) (Filer) Filed: 2023-03-20 AccNo: 0001410578-23-000299 Size: 11 MB March 20, 2023, 4:10 p.m.
424 NKLA 424B3 - Nikola Corp (0001731289) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074783 Size: 94 KB March 20, 2023, 4:08 p.m.
10-K GATO 10-K - Gatos Silver, Inc. (0001517006) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034448 Size: 23 MB March 20, 2023, 4:07 p.m.
SC 13 WE-WT SC 13D/A - WeWork Inc. (0001813756) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB March 20, 2023, 4:06 p.m.
SC 13 BOWX SC 13D/A - WeWork Inc. (0001813756) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB March 20, 2023, 4:06 p.m.
SC 13 BOWXU SC 13D/A - WeWork Inc. (0001813756) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB March 20, 2023, 4:06 p.m.
SC 13 BOWXW SC 13D/A - WeWork Inc. (0001813756) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB March 20, 2023, 4:06 p.m.
SC 13 WE SC 13D/A - WeWork Inc. (0001813756) (Subject) Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB March 20, 2023, 4:06 p.m.
8-K GRPH 8-K - Graphite Bio, Inc. (0001815776) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008761 Size: 549 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:06 p.m.
424 NKLA 424B3 - Nikola Corp (0001731289) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074778 Size: 94 KB March 20, 2023, 4:06 p.m.
8-K SMSI 8-K - SMITH MICRO SOFTWARE, INC. (0000948708) (Filer) Filed: 2023-03-20 AccNo: 0000948708-23-000011 Size: 155 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
March 20, 2023, 4:06 p.m.
20-F GLBS 20-F - GLOBUS MARITIME LTD (0001499780) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034445 Size: 13 MB March 20, 2023, 4:06 p.m.
8-K JBI 8-K - Janus International Group, Inc. (0001839839) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074779 Size: 140 KB
Item 8.01: Other Events
March 20, 2023, 4:06 p.m.
10-K INVA 10-K/A - Innoviva, Inc. (0001080014) (Filer) Filed: 2023-03-20 AccNo: 0000950170-23-008760 Size: 1 MB March 20, 2023, 4:05 p.m.
S-1 IE S-1/A - Ivanhoe Electric Inc. (0001879016) (Filer) Filed: 2023-03-20 AccNo: 0001104659-23-034442 Size: 6 MB March 20, 2023, 4:05 p.m.
8-K MESA 8-K/A - MESA AIR GROUP INC (0000810332) (Filer) Filed: 2023-03-20 AccNo: 0001193125-23-074777 Size: 158 KB
Item 9.01: Financial Statements and Exhibits
March 20, 2023, 4:05 p.m.