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424 FGF 424B5 - FG Financial Group, Inc. (0001591890) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019367 Size: 586 KB May 26, 2023, 5:30 p.m.
424 FGFPP 424B5 - FG Financial Group, Inc. (0001591890) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019367 Size: 586 KB May 26, 2023, 5:30 p.m.
8-K POLA 8-K - Polar Power, Inc. (0001622345) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019368 Size: 284 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:29 p.m.
S-3 ATHX S-3 - ATHERSYS, INC / NEW (0001368148) (Filer) Filed: 2023-05-26 AccNo: 0001437749-23-016011 Size: 240 KB May 26, 2023, 5:29 p.m.
424 FGF 424B5 - FG Financial Group, Inc. (0001591890) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019366 Size: 17 KB May 26, 2023, 5:29 p.m.
424 FGFPP 424B5 - FG Financial Group, Inc. (0001591890) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019366 Size: 17 KB May 26, 2023, 5:29 p.m.
SC 13 PHAT SC 13D/A - Phathom Pharmaceuticals, Inc. (0001783183) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155579 Size: 436 KB May 26, 2023, 5:29 p.m.
8-K WSTRF 8-K - Western Uranium & Vanadium Corp. (0001621906) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043609 Size: 218 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:29 p.m.
10-K GSDWW 10-K - Global System Dynamics, Inc. (0001843248) (Filer) Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB May 26, 2023, 5:28 p.m.
10-K GLEEW 10-K - Global System Dynamics, Inc. (0001843248) (Filer) Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB May 26, 2023, 5:28 p.m.
10-K GLEEU 10-K - Global System Dynamics, Inc. (0001843248) (Filer) Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB May 26, 2023, 5:28 p.m.
10-K GSDWU 10-K - Global System Dynamics, Inc. (0001843248) (Filer) Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB May 26, 2023, 5:28 p.m.
10-K GLEE 10-K - Global System Dynamics, Inc. (0001843248) (Filer) Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB May 26, 2023, 5:28 p.m.
10-K GSD 10-K - Global System Dynamics, Inc. (0001843248) (Filer) Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB May 26, 2023, 5:28 p.m.
10-Q DIGP 10-Q - Digipath, Inc. (0001502966) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019365 Size: 6 MB May 26, 2023, 5:28 p.m.
10-Q A 10-Q - AGILENT TECHNOLOGIES, INC. (0001090872) (Filer) Filed: 2023-05-26 AccNo: 0001090872-23-000010 Size: 12 MB May 26, 2023, 5:28 p.m.
8-K EGP 8-K - EASTGROUP PROPERTIES INC (0000049600) (Filer) Filed: 2023-05-26 AccNo: 0000049600-23-000066 Size: 364 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:28 p.m.
8-K SNRHW 8-K - Senior Connect Acquisition Corp. I (0001823854) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043608 Size: 277 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:28 p.m.
8-K SNRHU 8-K - Senior Connect Acquisition Corp. I (0001823854) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043608 Size: 277 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:28 p.m.
8-K SNRH 8-K - Senior Connect Acquisition Corp. I (0001823854) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043608 Size: 277 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:28 p.m.
8-K DVAX 8-K - DYNAVAX TECHNOLOGIES CORP (0001029142) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024566 Size: 218 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:27 p.m.
8-K CODI 8-K - Compass Diversified Holdings (0001345126) (Filer) Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
8-K CODI-PA 8-K - Compass Diversified Holdings (0001345126) (Filer) Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
8-K CODI-PB 8-K - Compass Diversified Holdings (0001345126) (Filer) Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
8-K CODI-PC 8-K - Compass Diversified Holdings (0001345126) (Filer) Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
8-K BCYC 8-K - BICYCLE THERAPEUTICS plc (0001761612) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065563 Size: 368 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
8-K HL-PB 8-K - HECLA MINING CO/DE/ (0000719413) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155573 Size: 534 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
8-K HL 8-K - HECLA MINING CO/DE/ (0000719413) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155573 Size: 534 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:26 p.m.
SC 13 ARMK SC 13D/A - Aramark (0001584509) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155574 Size: 68 KB May 26, 2023, 5:26 p.m.
8-K DOMH 8-K - Dominari Holdings Inc. (0000012239) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043603 Size: 194 KB
Item 8.01: Other Events
May 26, 2023, 5:25 p.m.
8-K AIKI 8-K - Dominari Holdings Inc. (0000012239) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043603 Size: 194 KB
Item 8.01: Other Events
May 26, 2023, 5:25 p.m.
8-K WAYS 8-K - Wave Sync Corp. (0000860131) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043602 Size: 205 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:25 p.m.
8-K CRWS 8-K/A - CROWN CRAFTS INC (0000025895) (Filer) Filed: 2023-05-26 AccNo: 0001437749-23-016009 Size: 863 KB
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:25 p.m.
SC 13 VRT SC 13D/A - Vertiv Holdings Co (0001674101) (Subject) Filed: 2023-05-26 AccNo: 0000921895-23-001374 Size: 523 KB May 26, 2023, 5:25 p.m.
424 BCYC 424B5 - BICYCLE THERAPEUTICS plc (0001761612) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065561 Size: 950 KB May 26, 2023, 5:25 p.m.
8-K INST 8-K - INSTRUCTURE HOLDINGS, INC. (0001841804) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024562 Size: 207 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:24 p.m.
8-K FUN 8-K - CEDAR FAIR L P (0000811532) (Filer) Filed: 2023-05-26 AccNo: 0000811532-23-000083 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:23 p.m.
SC 13 FOCS SC 13E3/A - Focus Financial Partners Inc. (0001651052) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065559 Size: 12 MB May 26, 2023, 5:21 p.m.
SC 13 ATLX SC 13D/A - Atlas Lithium Corp (0001540684) (Subject) Filed: 2023-05-26 AccNo: 0001493152-23-019349 Size: 47 KB May 26, 2023, 5:18 p.m.
SC 13 BMIX SC 13D/A - Atlas Lithium Corp (0001540684) (Subject) Filed: 2023-05-26 AccNo: 0001493152-23-019349 Size: 47 KB May 26, 2023, 5:18 p.m.
424 OPRT 424B3 - Oportun Financial Corp (0001538716) (Filer) Filed: 2023-05-26 AccNo: 0001628280-23-019984 Size: 150 KB May 26, 2023, 5:17 p.m.
SC 13 CINR SC 13D/A - Sisecam Resources LP (0001575051) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027043 Size: 917 KB May 26, 2023, 5:17 p.m.
SC 13 SIRE SC 13D/A - Sisecam Resources LP (0001575051) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027043 Size: 917 KB May 26, 2023, 5:17 p.m.
10-Q NVOS 10-Q - Novo Integrated Sciences, Inc. (0001138978) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019347 Size: 9 MB May 26, 2023, 5:17 p.m.
SC 13 CINR SC 13D/A - Sisecam Resources LP (0001575051) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027042 Size: 883 KB May 26, 2023, 5:17 p.m.
SC 13 SIRE SC 13D/A - Sisecam Resources LP (0001575051) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027042 Size: 883 KB May 26, 2023, 5:17 p.m.
8-K MTEM 8-K - Molecular Templates, Inc. (0001183765) (Filer) Filed: 2023-05-26 AccNo: 0001171843-23-003603 Size: 221 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:16 p.m.
8-K USFD 8-K - US Foods Holding Corp. (0001665918) (Filer) Filed: 2023-05-26 AccNo: 0000950157-23-000587 Size: 447 KB
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:16 p.m.
8-K AMRS 8-K - AMYRIS, INC. (0001365916) (Filer) Filed: 2023-05-26 AccNo: 0001365916-23-000063 Size: 219 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:15 p.m.
8-K DHAC 8-K - DIGITAL HEALTH ACQUISITION CORP. (0001864531) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065553 Size: 267 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 5:15 p.m.
8-K DHACW 8-K - DIGITAL HEALTH ACQUISITION CORP. (0001864531) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065553 Size: 267 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 5:15 p.m.
8-K DHACU 8-K - DIGITAL HEALTH ACQUISITION CORP. (0001864531) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065553 Size: 267 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 5:15 p.m.
8-K ADN 8-K - ADVENT TECHNOLOGIES HOLDINGS, INC. (0001744494) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003785 Size: 249 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 5:15 p.m.
8-K ADNWW 8-K - ADVENT TECHNOLOGIES HOLDINGS, INC. (0001744494) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003785 Size: 249 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 5:15 p.m.
SC 13 GLBLW SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB May 26, 2023, 5:13 p.m.
SC 13 ALTIW SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB May 26, 2023, 5:13 p.m.
SC 13 GLBLU SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB May 26, 2023, 5:13 p.m.
SC 13 ALTI SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB May 26, 2023, 5:13 p.m.
SC 13 GLBL SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB May 26, 2023, 5:13 p.m.
8-K BFRI 8-K - Biofrontera Inc. (0001858685) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019340 Size: 332 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:12 p.m.
8-K BFRIW 8-K - Biofrontera Inc. (0001858685) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019340 Size: 332 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:12 p.m.
8-K THER 8-K - THERALINK TECHNOLOGIES, INC. (0001362703) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019338 Size: 927 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:11 p.m.
8-K OBMP 8-K - THERALINK TECHNOLOGIES, INC. (0001362703) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019338 Size: 927 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:11 p.m.
8-K OMEX 8-K - ODYSSEY MARINE EXPLORATION INC (0000798528) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155549 Size: 150 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:11 p.m.
8-K GMBLZ 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.02: Results of Operations and Financial Condition
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
May 26, 2023, 5:10 p.m.
8-K GMBLW 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.02: Results of Operations and Financial Condition
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
May 26, 2023, 5:10 p.m.
8-K GMBLP 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.02: Results of Operations and Financial Condition
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
May 26, 2023, 5:10 p.m.
8-K GMBL 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.02: Results of Operations and Financial Condition
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
May 26, 2023, 5:10 p.m.
424 INUV 424B5 - Inuvo, Inc. (0000829323) (Filer) Filed: 2023-05-26 AccNo: 0001654954-23-007296 Size: 293 KB May 26, 2023, 5:09 p.m.
S-1 TMGI S-1/A - Marquie Group, Inc. (0001434601) (Filer) Filed: 2023-05-26 AccNo: 0001683168-23-003729 Size: 3 MB May 26, 2023, 5:07 p.m.
8-K RMBL 8-K - RumbleOn, Inc. (0001596961) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043589 Size: 220 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:06 p.m.
SC 13 CINR SC 13E3/A - Sisecam Resources LP (0001575051) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027033 Size: 58 KB May 26, 2023, 5:06 p.m.
SC 13 SIRE SC 13E3/A - Sisecam Resources LP (0001575051) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027033 Size: 58 KB May 26, 2023, 5:06 p.m.
8-K NRGV 8-K/A - Energy Vault Holdings, Inc. (0001828536) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065550 Size: 211 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:06 p.m.
8-K NXU-UN 8-K/A - Energy Vault Holdings, Inc. (0001828536) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065550 Size: 211 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:06 p.m.
8-K NXU-WT 8-K/A - Energy Vault Holdings, Inc. (0001828536) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065550 Size: 211 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:06 p.m.
8-K YMAB 8-K - Y-mAbs Therapeutics, Inc. (0001722964) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065549 Size: 247 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:05 p.m.
SC 13 HUMAW SC 13D/A - Humacyte, Inc. (0001818382) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB May 26, 2023, 5:05 p.m.
SC 13 AHACU SC 13D/A - Humacyte, Inc. (0001818382) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB May 26, 2023, 5:05 p.m.
SC 13 AHAC SC 13D/A - Humacyte, Inc. (0001818382) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB May 26, 2023, 5:05 p.m.
SC 13 HUMA SC 13D/A - Humacyte, Inc. (0001818382) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB May 26, 2023, 5:05 p.m.
SC 13 NNBR SC 13D/A - NN INC (0000918541) (Subject) Filed: 2023-05-26 AccNo: 0000921895-23-001373 Size: 258 KB May 26, 2023, 5:05 p.m.
SC 13 INKT SC 13D/A - MiNK Therapeutics, Inc. (0001840229) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155541 Size: 48 KB May 26, 2023, 5:03 p.m.
SC 13 AGEN SC 13D/A - AGENUS INC (0001098972) (Filed by) Filed: 2023-05-26 AccNo: 0001193125-23-155541 Size: 48 KB May 26, 2023, 5:03 p.m.
8-K MKTY 8-K - Soluna Holdings, Inc (0000064463) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019328 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:03 p.m.
8-K SLNH 8-K - Soluna Holdings, Inc (0000064463) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019328 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:03 p.m.
8-K SLNHP 8-K - Soluna Holdings, Inc (0000064463) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019328 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:03 p.m.
8-K ALBT 8-K - Avalon GloboCare Corp. (0001630212) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043586 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:02 p.m.
8-K AVCO 8-K - Avalon GloboCare Corp. (0001630212) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043586 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:02 p.m.
8-K OAS 8-K - Chord Energy Corp (0001486159) (Filer) Filed: 2023-05-26 AccNo: 0001486159-23-000023 Size: 200 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:02 p.m.
8-K CHRD 8-K - Chord Energy Corp (0001486159) (Filer) Filed: 2023-05-26 AccNo: 0001486159-23-000023 Size: 200 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:02 p.m.
SC 13 EMBKW SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB May 26, 2023, 5:01 p.m.
SC 13 NGAB-UN SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB May 26, 2023, 5:01 p.m.
SC 13 NGAB SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB May 26, 2023, 5:01 p.m.
SC 13 EMBK SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB May 26, 2023, 5:01 p.m.
SC 13 NGAB-WT SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB May 26, 2023, 5:01 p.m.
8-K WBA 8-K - Walgreens Boots Alliance, Inc. (0001618921) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155537 Size: 518 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:01 p.m.
8-K IMACW 8-K - IMAC Holdings, Inc. (0001729944) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019327 Size: 958 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:01 p.m.
8-K IMAC 8-K - IMAC Holdings, Inc. (0001729944) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019327 Size: 958 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:01 p.m.
8-K BACK 8-K - IMAC Holdings, Inc. (0001729944) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019327 Size: 958 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 5:01 p.m.
8-K ALLK 8-K - Allakos Inc. (0001564824) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024548 Size: 202 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 5:01 p.m.
8-K EVOK 8-K - Evoke Pharma Inc (0001403708) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024549 Size: 174 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 5:01 p.m.
10-K NRXPW 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB May 26, 2023, 5 p.m.
10-K BRPA 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB May 26, 2023, 5 p.m.
10-K BRPAU 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB May 26, 2023, 5 p.m.
10-K NRXP 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB May 26, 2023, 5 p.m.
10-K BRPAR 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB May 26, 2023, 5 p.m.
10-K BRPAW 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB May 26, 2023, 5 p.m.
S-3 FLKS S-3 - Salarius Pharmaceuticals, Inc. (0001615219) (Filer) Filed: 2023-05-26 AccNo: 0001615219-23-000044 Size: 423 KB May 26, 2023, 5 p.m.
S-3 SLRX S-3 - Salarius Pharmaceuticals, Inc. (0001615219) (Filer) Filed: 2023-05-26 AccNo: 0001615219-23-000044 Size: 423 KB May 26, 2023, 5 p.m.
10-K AUSI 10-K - AURA SYSTEMS INC (0000826253) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043575 Size: 6 MB May 26, 2023, 4:59 p.m.
424 TCACU 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB May 26, 2023, 4:59 p.m.
424 SBIG 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB May 26, 2023, 4:59 p.m.
424 TCACW 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB May 26, 2023, 4:59 p.m.
424 SBIGW 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB May 26, 2023, 4:59 p.m.
424 TCAC 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB May 26, 2023, 4:59 p.m.
424 SPKX 424B3 - ConvexityShares Trust (0001817218) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043574 Size: 1 MB May 26, 2023, 4:58 p.m.
424 SPKY 424B3 - ConvexityShares Trust (0001817218) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043574 Size: 1 MB May 26, 2023, 4:58 p.m.
8-K NBA-WT 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:55 p.m.
8-K NBA-UN 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:55 p.m.
8-K MIMO 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:55 p.m.
8-K MIMO-WT 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:55 p.m.
8-K NBA 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:55 p.m.
424 TCACU 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB May 26, 2023, 4:55 p.m.
424 SBIG 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB May 26, 2023, 4:55 p.m.
424 TCACW 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB May 26, 2023, 4:55 p.m.
424 SBIGW 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB May 26, 2023, 4:55 p.m.
424 TCAC 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB May 26, 2023, 4:55 p.m.
8-K LAZ 8-K - Lazard Ltd (0001311370) (Filer) Filed: 2023-05-26 AccNo: 0000950157-23-000586 Size: 282 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:55 p.m.
424 FBIOP 424B5 - Fortress Biotech, Inc. (0001429260) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065540 Size: 326 KB May 26, 2023, 4:54 p.m.
424 FBIO 424B5 - Fortress Biotech, Inc. (0001429260) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065540 Size: 326 KB May 26, 2023, 4:54 p.m.
S-3 BCYC S-3ASR - BICYCLE THERAPEUTICS plc (0001761612) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065534 Size: 1 MB May 26, 2023, 4:53 p.m.
8-K FBMS 8-K - FIRST BANCSHARES INC /MS/ (0000947559) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065535 Size: 244 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:53 p.m.
SC 13 VECT SC 13G/A - VectivBio Holding AG (0001836379) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155525 Size: 38 KB May 26, 2023, 4:51 p.m.
10-K TCS 10-K - Container Store Group, Inc. (0001411688) (Filer) Filed: 2023-05-26 AccNo: 0001558370-23-010554 Size: 16 MB May 26, 2023, 4:51 p.m.
SC 13 TU SC 13D - TELUS CORP (0000868675) (Filed by) Filed: 2023-05-26 AccNo: 0000947871-23-000637 Size: 123 KB May 26, 2023, 4:51 p.m.
S-3 STEL S-3ASR - Stellar Bancorp, Inc. (0001473844) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065530 Size: 1 MB May 26, 2023, 4:51 p.m.
S-3 CBTX S-3ASR - Stellar Bancorp, Inc. (0001473844) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065530 Size: 1 MB May 26, 2023, 4:51 p.m.
10-K QBIO 10-K - Q BioMed Inc. (0001596062) (Filer) Filed: 2023-05-26 AccNo: 0001410578-23-001376 Size: 8 MB May 26, 2023, 4:51 p.m.
8-K AUID 8-K - authID Inc. (0001534154) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043563 Size: 899 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:51 p.m.
8-K IDTY 8-K - authID Inc. (0001534154) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043563 Size: 899 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:51 p.m.
8-K EFSH 8-K - 1847 Holdings LLC (0001599407) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043562 Size: 199 KB
Item 8.01: Other Events
May 26, 2023, 4:50 p.m.
8-K SKYX 8-K - SKYX Platforms Corp. (0001598981) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019313 Size: 675 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:50 p.m.
8-K NVTS 8-K - Navitas Semiconductor Corp (0001821769) (Filer) Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:50 p.m.
8-K LOKB-WT 8-K - Navitas Semiconductor Corp (0001821769) (Filer) Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:50 p.m.
8-K LOKB-UN 8-K - Navitas Semiconductor Corp (0001821769) (Filer) Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:50 p.m.
8-K LOKB 8-K - Navitas Semiconductor Corp (0001821769) (Filer) Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:50 p.m.
424 TCACU 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB May 26, 2023, 4:50 p.m.
424 SBIG 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB May 26, 2023, 4:50 p.m.
424 TCACW 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB May 26, 2023, 4:50 p.m.
424 SBIGW 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB May 26, 2023, 4:50 p.m.
424 TCAC 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB May 26, 2023, 4:50 p.m.
SC 13 FXLV SC 13D/A - F45 Training Holdings Inc. (0001788717) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155521 Size: 214 KB May 26, 2023, 4:49 p.m.
8-K RNR 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:49 p.m.
8-K RNR-PF 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:49 p.m.
8-K RNR-PG 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:49 p.m.
8-K RNR-PE 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:49 p.m.
8-K OMCL 8-K - OMNICELL, INC. (0000926326) (Filer) Filed: 2023-05-26 AccNo: 0000926326-23-000020 Size: 210 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:47 p.m.
8-K XEL 8-K - XCEL ENERGY INC (0000072903) (Filer) Filed: 2023-05-26 AccNo: 0000072903-23-000071 Size: 236 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:47 p.m.
424 RONI-UN 424B3 - Rice Acquisition Corp. II (0001845437) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043561 Size: 724 KB May 26, 2023, 4:46 p.m.
424 RONI 424B3 - Rice Acquisition Corp. II (0001845437) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043561 Size: 724 KB May 26, 2023, 4:46 p.m.
424 RONI-WT 424B3 - Rice Acquisition Corp. II (0001845437) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043561 Size: 724 KB May 26, 2023, 4:46 p.m.
10-Q WSM 10-Q - WILLIAMS SONOMA INC (0000719955) (Filer) Filed: 2023-05-26 AccNo: 0001628280-23-019968 Size: 3 MB May 26, 2023, 4:46 p.m.
424 SKYX 424B5 - SKYX Platforms Corp. (0001598981) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019308 Size: 535 KB May 26, 2023, 4:46 p.m.
8-K DNAD 8-K - Social Capital Suvretta Holdings Corp. IV (0001850272) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155513 Size: 151 KB
Item 8.01: Other Events
May 26, 2023, 4:46 p.m.
8-K SLAMU 8-K - Slam Corp. (0001838162) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155512 Size: 221 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:46 p.m.
8-K SLAMW 8-K - Slam Corp. (0001838162) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155512 Size: 221 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:46 p.m.
8-K SLAM 8-K - Slam Corp. (0001838162) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155512 Size: 221 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:46 p.m.
8-K CINR 8-K - Sisecam Resources LP (0001575051) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-027015 Size: 215 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.03: Material Modifications to Rights of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:45 p.m.
8-K SIRE 8-K - Sisecam Resources LP (0001575051) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-027015 Size: 215 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.03: Material Modifications to Rights of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:45 p.m.
8-K ATLX 8-K - Atlas Lithium Corp (0001540684) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019306 Size: 2 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:44 p.m.
8-K BMIX 8-K - Atlas Lithium Corp (0001540684) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019306 Size: 2 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:44 p.m.
SC 13 TISI SC 13D/A - TEAM INC (0000318833) (Subject) Filed: 2023-05-26 AccNo: 0000899140-23-000687 Size: 210 KB May 26, 2023, 4:43 p.m.
SC 13 RPMT SC 13D - REGO PAYMENT ARCHITECTURES, INC. (0001437283) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065518 Size: 128 KB May 26, 2023, 4:42 p.m.
8-K HY 8-K - HYSTER-YALE MATERIALS HANDLING, INC. (0001173514) (Filer) Filed: 2023-05-26 AccNo: 0001173514-23-000067 Size: 176 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
May 26, 2023, 4:41 p.m.
8-K GMFIU 8-K - Aetherium Acquisition Corp (0001866547) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019303 Size: 290 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:41 p.m.
8-K GMFIW 8-K - Aetherium Acquisition Corp (0001866547) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019303 Size: 290 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:41 p.m.
8-K GMFI 8-K - Aetherium Acquisition Corp (0001866547) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019303 Size: 290 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:41 p.m.
10-K MBTCU 10-K - Nocturne Acquisition Corp (0001837344) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043558 Size: 3 MB May 26, 2023, 4:40 p.m.
10-K MBTCR 10-K - Nocturne Acquisition Corp (0001837344) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043558 Size: 3 MB May 26, 2023, 4:40 p.m.
10-K MBTC 10-K - Nocturne Acquisition Corp (0001837344) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043558 Size: 3 MB May 26, 2023, 4:40 p.m.
8-K XPEL 8-K - XPEL, Inc. (0001767258) (Filer) Filed: 2023-05-26 AccNo: 0001767258-23-000044 Size: 180 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:40 p.m.
S-1 KINZU S-1/A - CXApp Inc. (0001820875) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003783 Size: 12 MB May 26, 2023, 4:40 p.m.
S-1 KINZW S-1/A - CXApp Inc. (0001820875) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003783 Size: 12 MB May 26, 2023, 4:40 p.m.
S-1 KINZ S-1/A - CXApp Inc. (0001820875) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003783 Size: 12 MB May 26, 2023, 4:40 p.m.
8-K FSTR 8-K/A - FOSTER L B CO (0000352825) (Filer) Filed: 2023-05-26 AccNo: 0000352825-23-000065 Size: 208 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:39 p.m.
8-K AVHIU 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155502 Size: 198 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:39 p.m.
8-K AVHIW 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155502 Size: 198 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:39 p.m.
8-K AVHI 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155502 Size: 198 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:39 p.m.
F-1 RCON F-1/A - Recon Technology, Ltd (0001442620) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065513 Size: 301 KB May 26, 2023, 4:39 p.m.
424 SNDX 424B5 - Syndax Pharmaceuticals Inc (0001395937) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155499 Size: 849 KB May 26, 2023, 4:39 p.m.
8-K NCSM 8-K - NCS Multistage Holdings, Inc. (0001692427) (Filer) Filed: 2023-05-26 AccNo: 0001692427-23-000024 Size: 546 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:38 p.m.
SC 13 HZO SC 13D - MARINEMAX INC (0001057060) (Subject) Filed: 2023-05-26 AccNo: 0001213900-23-043557 Size: 193 KB May 26, 2023, 4:38 p.m.
8-K ES 8-K - EVERSOURCE ENERGY (0000072741) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065510 Size: 246 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:36 p.m.
424 MESO 424B3 - MESOBLAST LTD (0001345099) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043553 Size: 312 KB May 26, 2023, 4:36 p.m.
8-K STET-WT 8-K - ST Energy Transition I Ltd. (0001858684) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003781 Size: 289 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K STET 8-K - ST Energy Transition I Ltd. (0001858684) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003781 Size: 289 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K STET-UN 8-K - ST Energy Transition I Ltd. (0001858684) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003781 Size: 289 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K GGAAW 8-K - Genesis Growth Tech Acquisition Corp. (0001865697) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043550 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K GGAAU 8-K - Genesis Growth Tech Acquisition Corp. (0001865697) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043550 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K GGAA 8-K - Genesis Growth Tech Acquisition Corp. (0001865697) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043550 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K ERESU 8-K - East Resources Acquisition Co (0001814287) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155491 Size: 211 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K ERESW 8-K - East Resources Acquisition Co (0001814287) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155491 Size: 211 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K ERES 8-K - East Resources Acquisition Co (0001814287) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155491 Size: 211 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:34 p.m.
8-K HT 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:34 p.m.
8-K HT-PC 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:34 p.m.
8-K HT-PD 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:34 p.m.
8-K HT-PE 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:34 p.m.
S-3 NVDA S-3/A - NVIDIA CORP (0001045810) (Filer) Filed: 2023-05-26 AccNo: 0001045810-23-000095 Size: 384 KB May 26, 2023, 4:33 p.m.
10-K STE 10-K - STERIS plc (0001757898) (Filer) Filed: 2023-05-26 AccNo: 0001757898-23-000005 Size: 19 MB May 26, 2023, 4:33 p.m.
424 SDIG 424B5 - Stronghold Digital Mining, Inc. (0001856028) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-026999 Size: 538 KB May 26, 2023, 4:33 p.m.
S-1 LUCYW S-1 - Innovative Eyewear Inc (0001808377) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003779 Size: 5 MB May 26, 2023, 4:33 p.m.
S-1 LUCY S-1 - Innovative Eyewear Inc (0001808377) (Filer) Filed: 2023-05-26 AccNo: 0001829126-23-003779 Size: 5 MB May 26, 2023, 4:33 p.m.
8-K SCUA-WT 8-K - Sculptor Acquisition Corp I (0001853594) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-027001 Size: 249 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:32 p.m.
8-K SCUA-UN 8-K - Sculptor Acquisition Corp I (0001853594) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-027001 Size: 249 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:32 p.m.
8-K SCUA 8-K - Sculptor Acquisition Corp I (0001853594) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-027001 Size: 249 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:32 p.m.
SC 13 USFD SC 13D/A - US Foods Holding Corp. (0001665918) (Subject) Filed: 2023-05-26 AccNo: 0001140361-23-027002 Size: 444 KB May 26, 2023, 4:32 p.m.
8-K FXLV 8-K - F45 Training Holdings Inc. (0001788717) (Filer) Filed: 2023-05-26 AccNo: 0001788717-23-000032 Size: 189 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
May 26, 2023, 4:32 p.m.
8-K LANC 8-K - LANCASTER COLONY CORP (0000057515) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155485 Size: 142 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
May 26, 2023, 4:32 p.m.
8-K GZIC 8-K - GZ6G Technologies Corp. (0001286648) (Filer) Filed: 2023-05-26 AccNo: 0001477932-23-004019 Size: 158 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:32 p.m.
10-K CRVL 10-K - CORVEL CORP (0000874866) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024535 Size: 12 MB May 26, 2023, 4:31 p.m.
8-K TCBX 8-K - Third Coast Bancshares, Inc. (0001781730) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155483 Size: 247 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:31 p.m.
10-K AMAOW 10-K/A - American Acquisition Opportunity Inc. (0001843656) (Filer) Filed: 2023-05-26 AccNo: 0001477932-23-004017 Size: 3 MB May 26, 2023, 4:31 p.m.
10-K AMAOU 10-K/A - American Acquisition Opportunity Inc. (0001843656) (Filer) Filed: 2023-05-26 AccNo: 0001477932-23-004017 Size: 3 MB May 26, 2023, 4:31 p.m.
10-K AMAO 10-K/A - American Acquisition Opportunity Inc. (0001843656) (Filer) Filed: 2023-05-26 AccNo: 0001477932-23-004017 Size: 3 MB May 26, 2023, 4:31 p.m.
424 SDIG 424B3 - Stronghold Digital Mining, Inc. (0001856028) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-026995 Size: 315 KB May 26, 2023, 4:31 p.m.
424 MPLN 424B3 - MultiPlan Corp (0001793229) (Filer) Filed: 2023-05-26 AccNo: 0001793229-23-000095 Size: 195 KB May 26, 2023, 4:30 p.m.
424 MPLN-WT 424B3 - MultiPlan Corp (0001793229) (Filer) Filed: 2023-05-26 AccNo: 0001793229-23-000095 Size: 195 KB May 26, 2023, 4:30 p.m.
10-K KD 10-K - Kyndryl Holdings, Inc. (0001867072) (Filer) Filed: 2023-05-26 AccNo: 0001558370-23-010545 Size: 24 MB May 26, 2023, 4:29 p.m.
8-K ADMP 8-K - Adamis Pharmaceuticals Corp (0000887247) (Filer) Filed: 2023-05-26 AccNo: 0001387131-23-006973 Size: 582 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:25 p.m.
8-K BY 8-K - BYLINE BANCORP, INC. (0001702750) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024533 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:25 p.m.
8-K PAA 8-K - PLAINS ALL AMERICAN PIPELINE LP (0001070423) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065490 Size: 213 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:25 p.m.
8-K CNK 8-K - Cinemark Holdings, Inc. (0001385280) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155466 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:24 p.m.
8-K XCUR 8-K - EXICURE, INC. (0001698530) (Filer) Filed: 2023-05-26 AccNo: 0001698530-23-000066 Size: 192 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:22 p.m.
SC 13 BGCP SC 13D/A - BGC Partners, Inc. (0001094831) (Subject) Filed: 2023-05-26 AccNo: 0001193125-23-155463 Size: 142 KB May 26, 2023, 4:22 p.m.
8-K NEPT 8-K - Neptune Wellness Solutions Inc. (0001401395) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024528 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:22 p.m.
8-K DT 8-K - Dynatrace, Inc. (0001773383) (Filer) Filed: 2023-05-26 AccNo: 0001773383-23-000063 Size: 219 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:20 p.m.
8-K COTY 8-K - COTY INC. (0001024305) (Filer) Filed: 2023-05-26 AccNo: 0001024305-23-000040 Size: 171 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:20 p.m.
8-K AOUT 8-K - American Outdoor Brands, Inc. (0001808997) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024527 Size: 302 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:20 p.m.
10-K STEP 10-K - StepStone Group Inc. (0001796022) (Filer) Filed: 2023-05-26 AccNo: 0001796022-23-000033 Size: 66 MB May 26, 2023, 4:20 p.m.
424 HASI 424B5 - Hannon Armstrong Sustainable Infrastructure Capital, Inc. (0001561894) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155458 Size: 1 MB May 26, 2023, 4:20 p.m.
S-3 SRE S-3ASR - SEMPRA (0001032208) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155457 Size: 803 KB May 26, 2023, 4:19 p.m.
S-3 SRE-PB S-3ASR - SEMPRA (0001032208) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155457 Size: 803 KB May 26, 2023, 4:19 p.m.
S-3 SREA S-3ASR - SEMPRA (0001032208) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155457 Size: 803 KB May 26, 2023, 4:19 p.m.
424 PGYWW 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) Filed: 2023-05-26 AccNo: 0001883085-23-000062 Size: 381 KB May 26, 2023, 4:18 p.m.
424 PGY 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) Filed: 2023-05-26 AccNo: 0001883085-23-000062 Size: 381 KB May 26, 2023, 4:18 p.m.
SC 13 GMDA SC 13D/A - Gamida Cell Ltd. (0001600847) (Subject) Filed: 2023-05-26 AccNo: 0001104659-23-065478 Size: 126 KB May 26, 2023, 4:17 p.m.
10-Q NVDA 10-Q - NVIDIA CORP (0001045810) (Filer) Filed: 2023-05-26 AccNo: 0001045810-23-000093 Size: 7 MB May 26, 2023, 4:17 p.m.
424 TWNT-UN 424B5 - Terran Orbital Corp (0001835512) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB May 26, 2023, 4:17 p.m.
424 TWNT 424B5 - Terran Orbital Corp (0001835512) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB May 26, 2023, 4:17 p.m.
424 LLAP-WT 424B5 - Terran Orbital Corp (0001835512) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB May 26, 2023, 4:17 p.m.
424 LLAP 424B5 - Terran Orbital Corp (0001835512) (Filer) Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB May 26, 2023, 4:17 p.m.
10-Q AVHIU 10-Q - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155447 Size: 3 MB May 26, 2023, 4:16 p.m.
10-Q AVHIW 10-Q - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155447 Size: 3 MB May 26, 2023, 4:16 p.m.
10-Q AVHI 10-Q - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2023-05-26 AccNo: 0001193125-23-155447 Size: 3 MB May 26, 2023, 4:16 p.m.
S-3 NXGLW S-3/A - NEXGEL, INC. (0001468929) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019281 Size: 544 KB May 26, 2023, 4:16 p.m.
S-3 NXGL S-3/A - NEXGEL, INC. (0001468929) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019281 Size: 544 KB May 26, 2023, 4:16 p.m.
10-Q APMI 10-Q - AxonPrime Infrastructure Acquisition Corp (0001857662) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-026982 Size: 4 MB May 26, 2023, 4:16 p.m.
10-Q APMIW 10-Q - AxonPrime Infrastructure Acquisition Corp (0001857662) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-026982 Size: 4 MB May 26, 2023, 4:16 p.m.
10-Q APMIU 10-Q - AxonPrime Infrastructure Acquisition Corp (0001857662) (Filer) Filed: 2023-05-26 AccNo: 0001140361-23-026982 Size: 4 MB May 26, 2023, 4:16 p.m.
10-K TESS 10-K - TESSCO TECHNOLOGIES INC (0000927355) (Filer) Filed: 2023-05-26 AccNo: 0001558370-23-010538 Size: 10 MB May 26, 2023, 4:16 p.m.
8-K FIS 8-K - Fidelity National Information Services, Inc. (0001136893) (Filer) Filed: 2023-05-26 AccNo: 0001136893-23-000090 Size: 311 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
May 26, 2023, 4:16 p.m.
8-K BFRG 8-K - BullFrog AI Holdings, Inc. (0001829247) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019280 Size: 268 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:16 p.m.
8-K BFRGW 8-K - BullFrog AI Holdings, Inc. (0001829247) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019280 Size: 268 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:16 p.m.
424 PETVW 424B5 - PetVivo Holdings, Inc. (0001512922) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019278 Size: 940 KB May 26, 2023, 4:15 p.m.
424 PETV 424B5 - PetVivo Holdings, Inc. (0001512922) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019278 Size: 940 KB May 26, 2023, 4:15 p.m.
424 PGYWW 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) Filed: 2023-05-26 AccNo: 0001883085-23-000060 Size: 381 KB May 26, 2023, 4:15 p.m.
424 PGY 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) Filed: 2023-05-26 AccNo: 0001883085-23-000060 Size: 381 KB May 26, 2023, 4:15 p.m.
8-K POL-WT 8-K - Polished.com Inc. (0001810140) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043529 Size: 256 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K POL 8-K - Polished.com Inc. (0001810140) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043529 Size: 256 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K GOED 8-K - Polished.com Inc. (0001810140) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043529 Size: 256 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K CLX 8-K - CLOROX CO /DE/ (0000021076) (Filer) Filed: 2023-05-26 AccNo: 0001206774-23-000721 Size: 453 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K CITEW 8-K - Cartica Acquisition Corp (0001848437) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065472 Size: 259 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
May 26, 2023, 4:15 p.m.
8-K CITEU 8-K - Cartica Acquisition Corp (0001848437) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065472 Size: 259 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
May 26, 2023, 4:15 p.m.
8-K CITE 8-K - Cartica Acquisition Corp (0001848437) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065472 Size: 259 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 8.01: Other Events
May 26, 2023, 4:15 p.m.
8-K BLI 8-K - PhenomeX Inc. (0001689657) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065471 Size: 205 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:15 p.m.
8-K SNGX 8-K - SOLIGENIX, INC. (0000812796) (Filer) Filed: 2023-05-26 AccNo: 0001558370-23-010537 Size: 250 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:15 p.m.
8-K SNGXW 8-K - SOLIGENIX, INC. (0000812796) (Filer) Filed: 2023-05-26 AccNo: 0001558370-23-010537 Size: 250 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
May 26, 2023, 4:15 p.m.
8-K LTC 8-K - LTC PROPERTIES INC (0000887905) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065470 Size: 442 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
SC 13 ECVT SC 13D/A - Ecovyst Inc. (0001708035) (Subject) Filed: 2023-05-26 AccNo: 0000950157-23-000584 Size: 115 KB May 26, 2023, 4:15 p.m.
SC 13 PQG SC 13D/A - Ecovyst Inc. (0001708035) (Subject) Filed: 2023-05-26 AccNo: 0000950157-23-000584 Size: 115 KB May 26, 2023, 4:15 p.m.
8-K LUNA 8-K - LUNA INNOVATIONS INC (0001239819) (Filer) Filed: 2023-05-26 AccNo: 0001239819-23-000079 Size: 186 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
May 26, 2023, 4:15 p.m.
8-K EPR-PE 8-K - EPR PROPERTIES (0001045450) (Filer) Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K EPR-PG 8-K - EPR PROPERTIES (0001045450) (Filer) Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K EPR-PC 8-K - EPR PROPERTIES (0001045450) (Filer) Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
8-K EPR 8-K - EPR PROPERTIES (0001045450) (Filer) Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
May 26, 2023, 4:15 p.m.
10-Q BRID 10-Q - BRIDGFORD FOODS CORP (0000014177) (Filer) Filed: 2023-05-26 AccNo: 0001493152-23-019276 Size: 4 MB May 26, 2023, 4:13 p.m.
424 PGYWW 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) Filed: 2023-05-26 AccNo: 0001883085-23-000058 Size: 382 KB May 26, 2023, 4:11 p.m.
424 PGY 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) Filed: 2023-05-26 AccNo: 0001883085-23-000058 Size: 382 KB May 26, 2023, 4:11 p.m.
S-1 AGBA S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB May 26, 2023, 4:11 p.m.
S-1 AGBAU S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB May 26, 2023, 4:11 p.m.
S-1 AGBAR S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB May 26, 2023, 4:11 p.m.
S-1 AGBAW S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB May 26, 2023, 4:11 p.m.
424 EVEX 424B3 - Eve Holding, Inc. (0001823652) (Filer) Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB May 26, 2023, 4:08 p.m.
424 EVEX-WT 424B3 - Eve Holding, Inc. (0001823652) (Filer) Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB May 26, 2023, 4:08 p.m.
424 ZNTE 424B3 - Eve Holding, Inc. (0001823652) (Filer) Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB May 26, 2023, 4:08 p.m.
424 ZNTEU 424B3 - Eve Holding, Inc. (0001823652) (Filer) Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB May 26, 2023, 4:08 p.m.
424 ZNTEW 424B3 - Eve Holding, Inc. (0001823652) (Filer) Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB May 26, 2023, 4:08 p.m.
S-3 GORO S-3/A - GOLD RESOURCE CORP (0001160791) (Filer) Filed: 2023-05-26 AccNo: 0001104659-23-065445 Size: 107 KB May 26, 2023, 4:06 p.m.
10-Q RH 10-Q - RH (0001528849) (Filer) Filed: 2023-05-26 AccNo: 0001558370-23-010531 Size: 10 MB May 26, 2023, 4:06 p.m.