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SC 13 BCDAW SC 13G - BioCardia, Inc. (0000925741) (Subject) Filed: 2024-09-06 AccNo: 0001213900-24-076658 Size: 65 KB Sept. 6, 2024, 7:45 p.m.
SC 13 BCDA SC 13G - BioCardia, Inc. (0000925741) (Subject) Filed: 2024-09-06 AccNo: 0001213900-24-076658 Size: 65 KB Sept. 6, 2024, 7:45 p.m.
SC 13 RR SC 13G - RICHTECH ROBOTICS INC. (0001963685) (Subject) Filed: 2024-09-06 AccNo: 0001213900-24-076655 Size: 65 KB Sept. 6, 2024, 7:43 p.m.
SC 13 SKY SC 13D/A - Champion Homes, Inc. (0000090896) (Subject) Filed: 2024-09-06 AccNo: 0001019056-24-000279 Size: 100 KB Sept. 6, 2024, 6:55 p.m.
F-3 QH F-3 - QUHUO Ltd (0001781193) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097808 Size: 1 MB Sept. 6, 2024, 5:30 p.m.
8-K TGL 8-K - TREASURE GLOBAL INC (0001905956) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076615 Size: 201 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:29 p.m.
S-3 IDAI S-3/A - T Stamp Inc (0001718939) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097806 Size: 322 KB Sept. 6, 2024, 5:28 p.m.
8-K DRQ 8-K - Innovex International, Inc. (0001042893) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215264 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:28 p.m.
8-K FNRN 8-K - FIRST NORTHERN COMMUNITY BANCORP (0001114927) (Filer) Filed: 2024-09-06 AccNo: 0001114927-24-000052 Size: 14 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:27 p.m.
SC 13 ASYS SC 13G/A - AMTECH SYSTEMS INC (0000720500) (Subject) Filed: 2024-09-06 AccNo: 0001398344-24-017646 Size: 41 KB Sept. 6, 2024, 5:26 p.m.
8-K WYNN 8-K - WYNN RESORTS LTD (0001174922) (Filer) Filed: 2024-09-06 AccNo: 0001174922-24-000119 Size: 151 KB
Item 8.01: Other Events
Sept. 6, 2024, 5:25 p.m.
8-K CRCW 8-K - Crypto Co (0001688126) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035363 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:25 p.m.
F-1 SPPP F-10 - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST (0001539190) (Filer) Filed: 2024-09-06 AccNo: 0001999371-24-011580 Size: 615 KB Sept. 6, 2024, 5:24 p.m.
8-K PRKA 8-K - PARKS AMERICA, INC (0001297937) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035360 Size: 204 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:24 p.m.
10-K CTLT 10-K - Catalent, Inc. (0001596783) (Filer) Filed: 2024-09-06 AccNo: 0001596783-24-000087 Size: 19 MB Sept. 6, 2024, 5:23 p.m.
10-Q ANF 10-Q - ABERCROMBIE & FITCH CO /DE/ (0001018840) (Filer) Filed: 2024-09-06 AccNo: 0001018840-24-000071 Size: 8 MB Sept. 6, 2024, 5:23 p.m.
S-3 AKTX S-3 - Akari Therapeutics Plc (0001541157) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215261 Size: 666 KB Sept. 6, 2024, 5:23 p.m.
8-K ARHH 8-K - Assure Holdings Corp. (0001798270) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097801 Size: 269 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:21 p.m.
8-K IONM 8-K - Assure Holdings Corp. (0001798270) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097801 Size: 269 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:21 p.m.
8-K OHI 8-K - OMEGA HEALTHCARE INVESTORS INC (0000888491) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097800 Size: 925 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:21 p.m.
S-1 NETE S-1 - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) Filed: 2024-09-06 AccNo: 0001829126-24-006155 Size: 781 KB Sept. 6, 2024, 5:21 p.m.
S-1 MULN S-1 - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) Filed: 2024-09-06 AccNo: 0001829126-24-006155 Size: 781 KB Sept. 6, 2024, 5:21 p.m.
8-K EWBC 8-K - EAST WEST BANCORP INC (0001069157) (Filer) Filed: 2024-09-06 AccNo: 0001069157-24-000096 Size: 6 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:20 p.m.
8-K IVDA 8-K - Iveda Solutions, Inc. (0001397183) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035356 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:19 p.m.
8-K IVDAW 8-K - Iveda Solutions, Inc. (0001397183) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035356 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:19 p.m.
8-K STI 8-K - Solidion Technology Inc. (0001881551) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:19 p.m.
8-K NUBI 8-K - Solidion Technology Inc. (0001881551) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:19 p.m.
8-K NUBIU 8-K - Solidion Technology Inc. (0001881551) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:19 p.m.
8-K NUBIW 8-K - Solidion Technology Inc. (0001881551) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:19 p.m.
S-3 PANW S-3ASR - Palo Alto Networks Inc (0001327567) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215258 Size: 1 MB Sept. 6, 2024, 5:18 p.m.
8-K TNXP 8-K - Tonix Pharmaceuticals Holding Corp. (0001430306) (Filer) Filed: 2024-09-06 AccNo: 0001999371-24-011581 Size: 205 KB
Item 8.01: Other Events
Sept. 6, 2024, 5:17 p.m.
8-K WEN 8-K - Wendy's Co (0000030697) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215257 Size: 159 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:17 p.m.
10-K VYST 10-K - Vystar Corp (0001308027) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035353 Size: 8 MB Sept. 6, 2024, 5:17 p.m.
10-Q PBIO 10-Q - PRESSURE BIOSCIENCES INC (0000830656) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035352 Size: 8 MB Sept. 6, 2024, 5:17 p.m.
S-1 GNLN S-1/A - Greenlane Holdings, Inc. (0001743745) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035351 Size: 1 MB Sept. 6, 2024, 5:17 p.m.
424 AVB 424B5 - AVALONBAY COMMUNITIES INC (0000915912) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097796 Size: 1 MB Sept. 6, 2024, 5:16 p.m.
8-K BTCS 8-K - BTCS Inc. (0001436229) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035349 Size: 226 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Sept. 6, 2024, 5:15 p.m.
8-K HCTI 8-K - Healthcare Triangle, Inc. (0001839285) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076604 Size: 217 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 5:15 p.m.
424 BURU-WT 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB Sept. 6, 2024, 5:14 p.m.
424 BURUW 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB Sept. 6, 2024, 5:14 p.m.
424 TWND-WT 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB Sept. 6, 2024, 5:14 p.m.
424 TWND-UN 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB Sept. 6, 2024, 5:14 p.m.
424 BURU 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB Sept. 6, 2024, 5:14 p.m.
424 TWND 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB Sept. 6, 2024, 5:14 p.m.
10-Q PATH 10-Q - UiPath, Inc. (0001734722) (Filer) Filed: 2024-09-06 AccNo: 0001734722-24-000051 Size: 8 MB Sept. 6, 2024, 5:13 p.m.
SC 13 WEN SC 13D/A - Wendy's Co (0000030697) (Subject) Filed: 2024-09-06 AccNo: 0000950170-24-104437 Size: 434 KB Sept. 6, 2024, 5:13 p.m.
424 BURU-WT 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB Sept. 6, 2024, 5:11 p.m.
424 BURUW 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB Sept. 6, 2024, 5:11 p.m.
424 TWND-WT 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB Sept. 6, 2024, 5:11 p.m.
424 TWND-UN 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB Sept. 6, 2024, 5:11 p.m.
424 BURU 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB Sept. 6, 2024, 5:11 p.m.
424 TWND 424B3 - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB Sept. 6, 2024, 5:11 p.m.
SC 13 PRKA SC 13D/A - PARKS AMERICA, INC (0001297937) (Subject) Filed: 2024-09-06 AccNo: 0001999371-24-011577 Size: 2 MB Sept. 6, 2024, 5:10 p.m.
424 MCK 424B5 - MCKESSON CORP (0000927653) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039731 Size: 700 KB Sept. 6, 2024, 5:09 p.m.
SC 13 ABIO SC 13D - Oruka Therapeutics, Inc. (0000907654) (Subject) Filed: 2024-09-06 AccNo: 0001213900-24-076599 Size: 260 KB Sept. 6, 2024, 5:08 p.m.
424 CIDM 424B5 - Cineverse Corp. (0001173204) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104429 Size: 55 KB Sept. 6, 2024, 5:08 p.m.
424 CNVS 424B5 - Cineverse Corp. (0001173204) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104429 Size: 55 KB Sept. 6, 2024, 5:08 p.m.
8-K AKTX 8-K - Akari Therapeutics Plc (0001541157) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104428 Size: 18 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:07 p.m.
F-1 PHYS F-10 - Sprott Physical Gold Trust (0001477049) (Filer) Filed: 2024-09-06 AccNo: 0001999371-24-011569 Size: 502 KB Sept. 6, 2024, 5:05 p.m.
8-K GDOT 8-K - GREEN DOT CORP (0001386278) (Filer) Filed: 2024-09-06 AccNo: 0001386278-24-000071 Size: 796 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:05 p.m.
424 NUWE 424B3 - Nuwellis, Inc. (0001506492) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040479 Size: 417 KB Sept. 6, 2024, 5:05 p.m.
424 NUWEW 424B3 - Nuwellis, Inc. (0001506492) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040479 Size: 417 KB Sept. 6, 2024, 5:05 p.m.
424 CHFS 424B3 - Nuwellis, Inc. (0001506492) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040479 Size: 417 KB Sept. 6, 2024, 5:05 p.m.
8-K IESC 8-K - IES Holdings, Inc. (0001048268) (Filer) Filed: 2024-09-06 AccNo: 0001048268-24-000110 Size: 400 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 5:05 p.m.
8-K ECOR 8-K - electroCore, Inc. (0001560258) (Filer) Filed: 2024-09-06 AccNo: 0001193805-24-001098 Size: 283 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:05 p.m.
8-K TTEK 8-K - TETRA TECH INC (0000831641) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097783 Size: 207 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5:05 p.m.
S-3 ADTX S-3 - Aditxt, Inc. (0001726711) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076587 Size: 386 KB Sept. 6, 2024, 5:04 p.m.
S-1 ELAB S-1 - Elevai Labs Inc. (0001840563) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076586 Size: 18 MB Sept. 6, 2024, 5:03 p.m.
10-Q OOMA 10-Q - OOMA INC (0001327688) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104426 Size: 7 MB Sept. 6, 2024, 5:03 p.m.
8-K TIL 8-K - Instil Bio, Inc. (0001789769) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039726 Size: 158 KB
Item 2.05: Cost Associated with Exit or Disposal Activities
Sept. 6, 2024, 5:02 p.m.
8-K AVHIU 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076584 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 5:02 p.m.
8-K AVHIW 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076584 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 5:02 p.m.
8-K AVHI 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076584 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 5:02 p.m.
424 GANX 424B5 - Gain Therapeutics, Inc. (0001819411) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097782 Size: 695 KB Sept. 6, 2024, 5:01 p.m.
424 FMSTW 424B3 - Foremost Lithium Resource & Technology Ltd. (0001935418) (Filer) Filed: 2024-09-06 AccNo: 0001171843-24-005099 Size: 9 MB Sept. 6, 2024, 5:01 p.m.
424 FMST 424B3 - Foremost Lithium Resource & Technology Ltd. (0001935418) (Filer) Filed: 2024-09-06 AccNo: 0001171843-24-005099 Size: 9 MB Sept. 6, 2024, 5:01 p.m.
8-K KERN 8-K - Gryphon Digital Mining, Inc. (0001755953) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076579 Size: 6 MB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K GRYP 8-K - Gryphon Digital Mining, Inc. (0001755953) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076579 Size: 6 MB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K KERNW 8-K - Gryphon Digital Mining, Inc. (0001755953) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076579 Size: 6 MB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K CETY 8-K - Clean Energy Technologies, Inc. (0001329606) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035336 Size: 39 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K CETYD 8-K - Clean Energy Technologies, Inc. (0001329606) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035336 Size: 39 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
10-Q ANIX 10-Q - Anixa Biosciences Inc (0000715446) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035335 Size: 4 MB Sept. 6, 2024, 5 p.m.
8-K GANX 8-K - Gain Therapeutics, Inc. (0001819411) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097781 Size: 539 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K CDTTW 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Sept. 6, 2024, 5 p.m.
8-K MURFU 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Sept. 6, 2024, 5 p.m.
8-K CDT 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Sept. 6, 2024, 5 p.m.
8-K MURF 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Sept. 6, 2024, 5 p.m.
8-K MURFW 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Sept. 6, 2024, 5 p.m.
8-K ATAKU 8-K - DIH HOLDING US, INC. (0001883788) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K ATAKR 8-K - DIH HOLDING US, INC. (0001883788) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K DHAI 8-K - DIH HOLDING US, INC. (0001883788) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K ATAKW 8-K - DIH HOLDING US, INC. (0001883788) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K DHAIW 8-K - DIH HOLDING US, INC. (0001883788) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K ATAK 8-K - DIH HOLDING US, INC. (0001883788) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K PETVW 8-K - PetVivo Holdings, Inc. (0001512922) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035333 Size: 259 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K PETV 8-K - PetVivo Holdings, Inc. (0001512922) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035333 Size: 259 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 5 p.m.
8-K VERBW 8-K/A - Verb Technology Company, Inc. (0001566610) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035331 Size: 265 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 5 p.m.
8-K VERB 8-K/A - Verb Technology Company, Inc. (0001566610) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035331 Size: 265 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 5 p.m.
SC 13 BCAB SC 13D/A - BioAtla, Inc. (0001826892) (Subject) Filed: 2024-09-06 AccNo: 0001213900-24-076577 Size: 178 KB Sept. 6, 2024, 4:59 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028673 Size: 30 KB Sept. 6, 2024, 4:56 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028672 Size: 31 KB Sept. 6, 2024, 4:56 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028671 Size: 31 KB Sept. 6, 2024, 4:56 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028670 Size: 31 KB Sept. 6, 2024, 4:56 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028669 Size: 32 KB Sept. 6, 2024, 4:56 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028668 Size: 32 KB Sept. 6, 2024, 4:56 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028667 Size: 33 KB Sept. 6, 2024, 4:55 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028666 Size: 31 KB Sept. 6, 2024, 4:55 p.m.
424 PRKR 424B3 - PARKERVISION INC (0000914139) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028665 Size: 32 KB Sept. 6, 2024, 4:55 p.m.
8-K BWB 8-K - Bridgewater Bancshares Inc (0001341317) (Filer) Filed: 2024-09-06 AccNo: 0001558370-24-012656 Size: 262 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:55 p.m.
8-K BWBBP 8-K - Bridgewater Bancshares Inc (0001341317) (Filer) Filed: 2024-09-06 AccNo: 0001558370-24-012656 Size: 262 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:55 p.m.
424 PSTV 424B3 - PLUS THERAPEUTICS, INC. (0001095981) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215225 Size: 27 KB Sept. 6, 2024, 4:52 p.m.
8-K IFIN 8-K - Currenc Group Inc. (0001862935) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035327 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:51 p.m.
8-K IFIN-UN 8-K - Currenc Group Inc. (0001862935) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035327 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:51 p.m.
8-K IFIN-WT 8-K - Currenc Group Inc. (0001862935) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035327 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:51 p.m.
10-Q GES 10-Q - GUESS INC (0000912463) (Filer) Filed: 2024-09-06 AccNo: 0000912463-24-000075 Size: 15 MB Sept. 6, 2024, 4:51 p.m.
8-K STC 8-K - STEWART INFORMATION SERVICES CORP (0000094344) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097776 Size: 213 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:50 p.m.
10-Q AVMR 10-Q - SS Innovations International, Inc. (0001676163) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076570 Size: 4 MB Sept. 6, 2024, 4:50 p.m.
10-Q SSII 10-Q - SS Innovations International, Inc. (0001676163) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076570 Size: 4 MB Sept. 6, 2024, 4:50 p.m.
424 SYK 424B5 - STRYKER CORP (0000310764) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215219 Size: 776 KB Sept. 6, 2024, 4:49 p.m.
8-K RF-PC 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:48 p.m.
8-K RF-PE 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:48 p.m.
8-K RF-PB 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:48 p.m.
8-K RF 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:48 p.m.
8-K RF-PA 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:48 p.m.
8-K PSTV 8-K - PLUS THERAPEUTICS, INC. (0001095981) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215218 Size: 146 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 4:47 p.m.
8-K RENEW 8-K - Cartesian Growth Corp II (0001889112) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097774 Size: 258 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Sept. 6, 2024, 4:47 p.m.
8-K RENEU 8-K - Cartesian Growth Corp II (0001889112) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097774 Size: 258 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Sept. 6, 2024, 4:47 p.m.
8-K RENE 8-K - Cartesian Growth Corp II (0001889112) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097774 Size: 258 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Sept. 6, 2024, 4:47 p.m.
424 SYK 424B5 - STRYKER CORP (0000310764) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215214 Size: 867 KB Sept. 6, 2024, 4:46 p.m.
8-K UAA 8-K - Under Armour, Inc. (0001336917) (Filer) Filed: 2024-09-06 AccNo: 0001336917-24-000146 Size: 214 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:45 p.m.
8-K UA 8-K - Under Armour, Inc. (0001336917) (Filer) Filed: 2024-09-06 AccNo: 0001336917-24-000146 Size: 214 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:45 p.m.
8-K ELAB 8-K - Elevai Labs Inc. (0001840563) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076565 Size: 205 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 6, 2024, 4:43 p.m.
8-K CWST 8-K - CASELLA WASTE SYSTEMS INC (0000911177) (Filer) Filed: 2024-09-06 AccNo: 0000911177-24-000084 Size: 156 KB
Item 8.01: Other Events
Sept. 6, 2024, 4:43 p.m.
8-K SGD 8-K - Safe & Green Development Corp (0001959023) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076564 Size: 605 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:43 p.m.
8-K MBC 8-K - MasterBrand, Inc. (0001941365) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040476 Size: 394 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:42 p.m.
8-K SFBC 8-K/A - Sound Financial Bancorp, Inc. (0001541119) (Filer) Filed: 2024-09-06 AccNo: 0001541119-24-000048 Size: 152 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Sept. 6, 2024, 4:41 p.m.
8-K GBNH 8-K - Greenbrook TMS Inc. (0001735948) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097766 Size: 214 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:40 p.m.
8-K NFE 8-K - New Fortress Energy Inc. (0001749723) (Filer) Filed: 2024-09-06 AccNo: 0001749723-24-000078 Size: 160 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:38 p.m.
8-K ESS 8-K - ESSEX PROPERTY TRUST, INC. (0000920522) (Filer) Filed: 2024-09-06 AccNo: 0000920522-24-000079 Size: 192 KB
Item 7.01: Regulation FD Disclosure
Sept. 6, 2024, 4:38 p.m.
8-K ALGT 8-K - Allegiant Travel CO (0001362468) (Filer) Filed: 2024-09-06 AccNo: 0001362468-24-000046 Size: 353 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:38 p.m.
8-K NCMI 8-K - National CineMedia, Inc. (0001377630) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104414 Size: 147 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:36 p.m.
8-K TNONW 8-K - Tenon Medical, Inc. (0001560293) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076559 Size: 755 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:36 p.m.
8-K TNON 8-K - Tenon Medical, Inc. (0001560293) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076559 Size: 755 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:36 p.m.
8-K SHC 8-K - Sotera Health Co (0001822479) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215204 Size: 536 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:36 p.m.
S-3 AJX S-3 - Great Ajax Corp. (0001614806) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097760 Size: 833 KB Sept. 6, 2024, 4:32 p.m.
S-3 AJXA S-3 - Great Ajax Corp. (0001614806) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097760 Size: 833 KB Sept. 6, 2024, 4:32 p.m.
10-Q SCWX 10-Q - SecureWorks Corp (0001468666) (Filer) Filed: 2024-09-06 AccNo: 0001468666-24-000040 Size: 6 MB Sept. 6, 2024, 4:31 p.m.
8-K GBX 8-K - GREENBRIER COMPANIES INC (0000923120) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215194 Size: 146 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Sept. 6, 2024, 4:31 p.m.
8-K BNIXW 8-K - Bannix Acquisition Corp. (0001845942) (Filer) Filed: 2024-09-06 AccNo: 0001731122-24-001358 Size: 906 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K BNIXR 8-K - Bannix Acquisition Corp. (0001845942) (Filer) Filed: 2024-09-06 AccNo: 0001731122-24-001358 Size: 906 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K BNIX 8-K - Bannix Acquisition Corp. (0001845942) (Filer) Filed: 2024-09-06 AccNo: 0001731122-24-001358 Size: 906 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K CNFRL 8-K - Conifer Holdings, Inc. (0001502292) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040472 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K CNFR 8-K - Conifer Holdings, Inc. (0001502292) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040472 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K CNFRZ 8-K - Conifer Holdings, Inc. (0001502292) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040472 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
SC 13 AMK SC 13D/A - AssetMark Financial Holdings, Inc. (0001591587) (Subject) Filed: 2024-09-06 AccNo: 0000950103-24-013311 Size: 124 KB Sept. 6, 2024, 4:30 p.m.
8-K SLM 8-K - SLM Corp (0001032033) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039706 Size: 211 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:30 p.m.
8-K SLMBP 8-K - SLM Corp (0001032033) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039706 Size: 211 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:30 p.m.
8-K PFSI 8-K - PennyMac Financial Services, Inc. (0001745916) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097758 Size: 272 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K AULT 8-K - Ault Alliance, Inc. (0000896493) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K DPW 8-K - Ault Alliance, Inc. (0000896493) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K NILE 8-K - Ault Alliance, Inc. (0000896493) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K AULT-PD 8-K - Ault Alliance, Inc. (0000896493) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K BTCS 8-K - BTCS Inc. (0001436229) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035320 Size: 11 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K ADRT 8-K - Ault Disruptive Technologies Corp (0001864032) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016186 Size: 258 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K ADRT-UN 8-K - Ault Disruptive Technologies Corp (0001864032) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016186 Size: 258 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K ADRTW 8-K - Ault Disruptive Technologies Corp (0001864032) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016186 Size: 258 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
8-K UFI 8-K - UNIFI INC (0000100726) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104410 Size: 370 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:30 p.m.
424 OCSAW 424B3 - Oculis Holding AG (0001953530) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104408 Size: 224 KB Sept. 6, 2024, 4:30 p.m.
424 OCS 424B3 - Oculis Holding AG (0001953530) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104408 Size: 224 KB Sept. 6, 2024, 4:30 p.m.
424 CANF 424B3 - Can-Fite BioPharma Ltd. (0001536196) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076549 Size: 370 KB Sept. 6, 2024, 4:30 p.m.
F-1 ZENA F-1/A - ZenaTech, Inc. (0001997403) (Filer) Filed: 2024-09-06 AccNo: 0001376474-24-000495 Size: 18 MB Sept. 6, 2024, 4:28 p.m.
10-K GCBC 10-K - GREENE COUNTY BANCORP INC (0001070524) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040469 Size: 22 MB Sept. 6, 2024, 4:27 p.m.
424 DCRBW 424B3 - Hyzon Motors Inc. (0001716583) (Filer) Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB Sept. 6, 2024, 4:23 p.m.
424 HYZNW 424B3 - Hyzon Motors Inc. (0001716583) (Filer) Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB Sept. 6, 2024, 4:23 p.m.
424 HYZN 424B3 - Hyzon Motors Inc. (0001716583) (Filer) Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB Sept. 6, 2024, 4:23 p.m.
424 DCRBU 424B3 - Hyzon Motors Inc. (0001716583) (Filer) Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB Sept. 6, 2024, 4:23 p.m.
424 DCRB 424B3 - Hyzon Motors Inc. (0001716583) (Filer) Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB Sept. 6, 2024, 4:23 p.m.
S-3 AVAH S-3 - Aveanna Healthcare Holdings, Inc. (0001832332) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215185 Size: 1 MB Sept. 6, 2024, 4:21 p.m.
10-Q DDS 10-Q - DILLARD'S, INC. (0000028917) (Filer) Filed: 2024-09-06 AccNo: 0000028917-24-000026 Size: 5 MB Sept. 6, 2024, 4:20 p.m.
10-Q DDT 10-Q - DILLARD'S, INC. (0000028917) (Filer) Filed: 2024-09-06 AccNo: 0000028917-24-000026 Size: 5 MB Sept. 6, 2024, 4:20 p.m.
8-K TACT 8-K - TRANSACT TECHNOLOGIES INC (0001017303) (Filer) Filed: 2024-09-06 AccNo: 0001214659-24-016184 Size: 514 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:20 p.m.
8-K ATH-PB 8-K - Athene Holding Ltd. (0001527469) (Filer) Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:18 p.m.
8-K ATH-PE 8-K - Athene Holding Ltd. (0001527469) (Filer) Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:18 p.m.
8-K ATH-PA 8-K - Athene Holding Ltd. (0001527469) (Filer) Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:18 p.m.
8-K ATH-PD 8-K - Athene Holding Ltd. (0001527469) (Filer) Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:18 p.m.
8-K ATH-PC 8-K - Athene Holding Ltd. (0001527469) (Filer) Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:18 p.m.
8-K ATH 8-K - Athene Holding Ltd. (0001527469) (Filer) Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:18 p.m.
8-K FRLAW 8-K - Fortune Rise Acquisition Corp (0001849294) (Filer) Filed: 2024-09-06 AccNo: 0001683168-24-006237 Size: 308 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
8-K FRLAU 8-K - Fortune Rise Acquisition Corp (0001849294) (Filer) Filed: 2024-09-06 AccNo: 0001683168-24-006237 Size: 308 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
8-K FRLA 8-K - Fortune Rise Acquisition Corp (0001849294) (Filer) Filed: 2024-09-06 AccNo: 0001683168-24-006237 Size: 308 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
8-K FITBP 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
8-K FITB 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
8-K FITBO 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
8-K FITBI 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:17 p.m.
10-Q VSCO 10-Q - Victoria's Secret & Co. (0001856437) (Filer) Filed: 2024-09-06 AccNo: 0001856437-24-000029 Size: 5 MB Sept. 6, 2024, 4:16 p.m.
8-K NDAQ 8-K - NASDAQ, INC. (0001120193) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215181 Size: 223 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:16 p.m.
8-K VRCA 8-K - Verrica Pharmaceuticals Inc. (0001660334) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215180 Size: 144 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:16 p.m.
S-1 WWR S-1 - WESTWATER RESOURCES, INC. (0000839470) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097749 Size: 448 KB Sept. 6, 2024, 4:16 p.m.
S-3 OPTT S-3/A - Ocean Power Technologies, Inc. (0001378140) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035309 Size: 562 KB Sept. 6, 2024, 4:16 p.m.
8-K BKSY-WT 8-K - BlackSky Technology Inc. (0001753539) (Filer) Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:16 p.m.
8-K SFTW 8-K - BlackSky Technology Inc. (0001753539) (Filer) Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:16 p.m.
8-K SFTW-WT 8-K - BlackSky Technology Inc. (0001753539) (Filer) Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:16 p.m.
8-K BKSY 8-K - BlackSky Technology Inc. (0001753539) (Filer) Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:16 p.m.
8-K SFTW-UN 8-K - BlackSky Technology Inc. (0001753539) (Filer) Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:16 p.m.
8-K AGR 8-K - Avangrid, Inc. (0001634997) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215179 Size: 140 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:16 p.m.
8-K CE 8-K - Celanese Corp (0001306830) (Filer) Filed: 2024-09-06 AccNo: 0001306830-24-000170 Size: 269 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:15 p.m.
10-Q TLYS 10-Q - TILLY'S, INC. (0001524025) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039692 Size: 6 MB Sept. 6, 2024, 4:15 p.m.
8-K GEO 8-K - GEO GROUP INC (0000923796) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215177 Size: 244 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:15 p.m.
10-K PANW 10-K - Palo Alto Networks Inc (0001327567) (Filer) Filed: 2024-09-06 AccNo: 0001327567-24-000029 Size: 16 MB Sept. 6, 2024, 4:14 p.m.
S-3 JOBY S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB Sept. 6, 2024, 4:11 p.m.
S-3 JOBY-WT S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB Sept. 6, 2024, 4:11 p.m.
S-3 RTP-UN S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB Sept. 6, 2024, 4:11 p.m.
S-3 RTP-WT S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB Sept. 6, 2024, 4:11 p.m.
S-3 RTP S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB Sept. 6, 2024, 4:11 p.m.
8-K BSY 8-K - BENTLEY SYSTEMS INC (0001031308) (Filer) Filed: 2024-09-06 AccNo: 0001031308-24-000010 Size: 200 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:11 p.m.
8-K FGEN 8-K - FIBROGEN INC (0000921299) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104395 Size: 148 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4:11 p.m.
S-3 HQY S-3ASR - HEALTHEQUITY, INC. (0001428336) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097745 Size: 1 MB Sept. 6, 2024, 4:10 p.m.
8-K NUZE 8-K - NuZee, Inc. (0001527613) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035303 Size: 215 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Sept. 6, 2024, 4:10 p.m.
8-K DGLY 8-K - DIGITAL ALLY, INC. (0001342958) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035304 Size: 208 KB
Item 8.01: Other Events
Sept. 6, 2024, 4:10 p.m.
8-K SXTP 8-K - 60 DEGREES PHARMACEUTICALS, INC. (0001946563) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076515 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:10 p.m.
8-K SXTPW 8-K - 60 DEGREES PHARMACEUTICALS, INC. (0001946563) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076515 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:10 p.m.
10-Q SMAR 10-Q - SMARTSHEET INC (0001366561) (Filer) Filed: 2024-09-06 AccNo: 0001366561-24-000186 Size: 7 MB Sept. 6, 2024, 4:10 p.m.
10-Q RENT 10-Q - Rent the Runway, Inc. (0001468327) (Filer) Filed: 2024-09-06 AccNo: 0001468327-24-000262 Size: 6 MB Sept. 6, 2024, 4:10 p.m.
8-K JAZZ 8-K - Jazz Pharmaceuticals plc (0001232524) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215168 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:09 p.m.
S-3 AFL S-3ASR - AFLAC INC (0000004977) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097740 Size: 707 KB Sept. 6, 2024, 4:07 p.m.
8-K ZETA 8-K - Zeta Global Holdings Corp. (0001851003) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215160 Size: 387 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:07 p.m.
8-K OMEX 8-K - ODYSSEY MARINE EXPLORATION INC (0000798528) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215159 Size: 150 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
S-3 ONEW S-3 - OneWater Marine Inc. (0001772921) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039684 Size: 380 KB Sept. 6, 2024, 4:06 p.m.
S-3 SYRE S-3 - Spyre Therapeutics, Inc. (0001636282) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039683 Size: 1 MB Sept. 6, 2024, 4:06 p.m.
S-3 AGLE S-3 - Spyre Therapeutics, Inc. (0001636282) (Filer) Filed: 2024-09-06 AccNo: 0001628280-24-039683 Size: 1 MB Sept. 6, 2024, 4:06 p.m.
8-K SCE-PM 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
8-K SCE-PK 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
8-K SCE-PH 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
8-K SCE-PL 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
8-K SCE-PJ 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
8-K SCE-PG 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:06 p.m.
10-Q DOCU 10-Q - DOCUSIGN, INC. (0001261333) (Filer) Filed: 2024-09-06 AccNo: 0001261333-24-000121 Size: 7 MB Sept. 6, 2024, 4:06 p.m.
S-3 DSS S-3 - DSS, INC. (0000771999) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035299 Size: 842 KB Sept. 6, 2024, 4:06 p.m.
424 KALA 424B5 - KALA BIO, Inc. (0001479419) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097739 Size: 28 KB Sept. 6, 2024, 4:06 p.m.
S-3 STXS S-3/A - Stereotaxis, Inc. (0001289340) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035292 Size: 676 KB Sept. 6, 2024, 4:06 p.m.
10-Q GIII 10-Q - G III APPAREL GROUP LTD /DE/ (0000821002) (Filer) Filed: 2024-09-06 AccNo: 0001558370-24-012652 Size: 7 MB Sept. 6, 2024, 4:05 p.m.
10-Q SCVL 10-Q - SHOE CARNIVAL INC (0000895447) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104390 Size: 6 MB Sept. 6, 2024, 4:05 p.m.
SC 13 CRCW SC 13D/A - Crypto Co (0001688126) (Subject) Filed: 2024-09-06 AccNo: 0001493152-24-035293 Size: 70 KB Sept. 6, 2024, 4:05 p.m.
S-1 GOVX S-1 - GeoVax Labs, Inc. (0000832489) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028643 Size: 7 MB Sept. 6, 2024, 4:05 p.m.
S-1 GOVXW S-1 - GeoVax Labs, Inc. (0000832489) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028643 Size: 7 MB Sept. 6, 2024, 4:05 p.m.
S-1 GOVX S-1 - GeoVax Labs, Inc. (0000832489) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028640 Size: 7 MB Sept. 6, 2024, 4:03 p.m.
S-1 GOVXW S-1 - GeoVax Labs, Inc. (0000832489) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028640 Size: 7 MB Sept. 6, 2024, 4:03 p.m.
10-Q NX 10-Q - Quanex Building Products CORP (0001423221) (Filer) Filed: 2024-09-06 AccNo: 0001423221-24-000012 Size: 8 MB Sept. 6, 2024, 4:03 p.m.
10-Q BBY 10-Q - BEST BUY CO INC (0000764478) (Filer) Filed: 2024-09-06 AccNo: 0000764478-24-000035 Size: 15 MB Sept. 6, 2024, 4:02 p.m.
SC 13 HTBX SC 13G - Scorpius Holdings, Inc. (0001476963) (Subject) Filed: 2024-09-06 AccNo: 0001104659-24-097733 Size: 41 KB Sept. 6, 2024, 4:01 p.m.
SC 13 SCPX SC 13G - Scorpius Holdings, Inc. (0001476963) (Subject) Filed: 2024-09-06 AccNo: 0001104659-24-097733 Size: 41 KB Sept. 6, 2024, 4:01 p.m.
SC 13 NHWK SC 13G - Scorpius Holdings, Inc. (0001476963) (Subject) Filed: 2024-09-06 AccNo: 0001104659-24-097733 Size: 41 KB Sept. 6, 2024, 4:01 p.m.
8-K AOGO 8-K - Arogo Capital Acquisition Corp. (0001881741) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076502 Size: 277 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:01 p.m.
8-K AOGOW 8-K - Arogo Capital Acquisition Corp. (0001881741) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076502 Size: 277 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:01 p.m.
8-K AOGOU 8-K - Arogo Capital Acquisition Corp. (0001881741) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076502 Size: 277 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4:01 p.m.
424 PBC 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB Sept. 6, 2024, 4:01 p.m.
424 PSEC 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB Sept. 6, 2024, 4:01 p.m.
424 PBB 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB Sept. 6, 2024, 4:01 p.m.
424 PSEC-PA 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB Sept. 6, 2024, 4:01 p.m.
8-K CYCC 8-K - Cyclacel Pharmaceuticals, Inc. (0001130166) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097731 Size: 243 KB
Item 8.01: Other Events
Sept. 6, 2024, 4:01 p.m.
8-K CYCCP 8-K - Cyclacel Pharmaceuticals, Inc. (0001130166) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097731 Size: 243 KB
Item 8.01: Other Events
Sept. 6, 2024, 4:01 p.m.
8-K OPCH 8-K - Option Care Health, Inc. (0001014739) (Filer) Filed: 2024-09-06 AccNo: 0001014739-24-000041 Size: 399 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Sept. 6, 2024, 4:01 p.m.
10-K TWIN 10-K - TWIN DISC INC (0000100378) (Filer) Filed: 2024-09-06 AccNo: 0001437749-24-028638 Size: 14 MB Sept. 6, 2024, 4 p.m.
8-K PRPO 8-K - Precipio, Inc. (0001043961) (Filer) Filed: 2024-09-06 AccNo: 0001104659-24-097730 Size: 210 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4 p.m.
10-K BURU-WT 10-K/A - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB Sept. 6, 2024, 4 p.m.
10-K BURUW 10-K/A - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB Sept. 6, 2024, 4 p.m.
10-K TWND-WT 10-K/A - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB Sept. 6, 2024, 4 p.m.
10-K TWND-UN 10-K/A - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB Sept. 6, 2024, 4 p.m.
10-K BURU 10-K/A - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB Sept. 6, 2024, 4 p.m.
10-K TWND 10-K/A - Nuburu, Inc. (0001814215) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB Sept. 6, 2024, 4 p.m.
8-K EVFM 8-K - Evofem Biosciences, Inc. (0001618835) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035285 Size: 252 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 4 p.m.
8-K AWRE 8-K - AWARE INC /MA/ (0001015739) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104382 Size: 153 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 6, 2024, 4 p.m.
S-1 KLC S-1 - KinderCare Learning Companies, Inc. (0001873529) (Filer) Filed: 2024-09-06 AccNo: 0001193125-24-215139 Size: 16 MB Sept. 6, 2024, 3:57 p.m.
10-Q HURC 10-Q - HURCO COMPANIES INC (0000315374) (Filer) Filed: 2024-09-06 AccNo: 0001558370-24-012651 Size: 7 MB Sept. 6, 2024, 3:52 p.m.
424 EAST 424B5 - Eastside Distilling, Inc. (0001534708) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035280 Size: 374 KB Sept. 6, 2024, 3:48 p.m.
424 QLGN 424B4 - Qualigen Therapeutics, Inc. (0001460702) (Filer) Filed: 2024-09-06 AccNo: 0001493152-24-035279 Size: 403 KB Sept. 6, 2024, 3:46 p.m.
10-K SGMA 10-K/A - SIGMATRON INTERNATIONAL INC (0000915358) (Filer) Filed: 2024-09-06 AccNo: 0000915358-24-000014 Size: 970 KB Sept. 6, 2024, 3:39 p.m.
SC 13 ENFN SC 13G/A - Enfusion, Inc. (0001868912) (Subject) Filed: 2024-09-06 AccNo: 0001398344-24-017572 Size: 71 KB Sept. 6, 2024, 3:32 p.m.
8-K SBR 8-K - SABINE ROYALTY TRUST (0000710752) (Filer) Filed: 2024-09-06 AccNo: 0000950170-24-104364 Size: 73 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 3:13 p.m.
10-Q HOFT 10-Q - HOOKER FURNISHINGS Corp (0001077688) (Filer) Filed: 2024-09-06 AccNo: 0001185185-24-000870 Size: 7 MB Sept. 6, 2024, 3:08 p.m.
8-K BVFL 8-K - BV Financial, Inc. (0001302387) (Filer) Filed: 2024-09-06 AccNo: 0000943374-24-000370 Size: 182 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 3 p.m.
F-1 LBGJ F-1/A - Li Bang International Corp Inc. (0001896425) (Filer) Filed: 2024-09-06 AccNo: 0001213900-24-076445 Size: 564 KB Sept. 6, 2024, 2:42 p.m.
SC 13 NPFD SC 13D/A - Nuveen Variable Rate Preferred & Income Fund (0001865389) (Subject) Filed: 2024-09-06 AccNo: 0001062993-24-016247 Size: 53 KB Sept. 6, 2024, 2:40 p.m.
8-K QRTEB 8-K - Qurate Retail, Inc. (0001355096) (Filer) Filed: 2024-09-06 AccNo: 0001355096-24-000040 Size: 238 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:30 p.m.
8-K QRTEP 8-K - Qurate Retail, Inc. (0001355096) (Filer) Filed: 2024-09-06 AccNo: 0001355096-24-000040 Size: 238 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:30 p.m.
8-K QRTEA 8-K - Qurate Retail, Inc. (0001355096) (Filer) Filed: 2024-09-06 AccNo: 0001355096-24-000040 Size: 238 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:30 p.m.
8-K LTRPA 8-K - Liberty TripAdvisor Holdings, Inc. (0001606745) (Filer) Filed: 2024-09-06 AccNo: 0001606745-24-000024 Size: 194 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:23 p.m.
8-K LTRPB 8-K - Liberty TripAdvisor Holdings, Inc. (0001606745) (Filer) Filed: 2024-09-06 AccNo: 0001606745-24-000024 Size: 194 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:23 p.m.
8-K LLYVA 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K FWONB 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K LLYVB 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K FWONK 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K FWONA 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K LSXMK 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K LSXMB 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K LSXMA 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
8-K LLYVK 8-K - Liberty Media Corp (0001560385) (Filer) Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 6, 2024, 2:14 p.m.
SC 13 GDRZF SC 13D/A - GOLD RESERVE INC (0001072725) (Subject) Filed: 2024-09-06 AccNo: 0001133521-24-000011 Size: 93 KB Sept. 6, 2024, 2:10 p.m.
424 TDBKF 424B3 - TORONTO DOMINION BANK (0000947263) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040403 Size: 878 KB Sept. 6, 2024, 2:08 p.m.
424 TNTTF 424B3 - TORONTO DOMINION BANK (0000947263) (Filer) Filed: 2024-09-06 AccNo: 0001140361-24-040403 Size: 878 KB Sept. 6, 2024, 2:08 p.m.