Form | Ticker | Title | Summary | Updated (EST) |
---|---|---|---|---|
SC 13 | BCDAW | SC 13G - BioCardia, Inc. (0000925741) (Subject) | Filed: 2024-09-06 AccNo: 0001213900-24-076658 Size: 65 KB | Sept. 6, 2024, 7:45 p.m. |
SC 13 | BCDA | SC 13G - BioCardia, Inc. (0000925741) (Subject) | Filed: 2024-09-06 AccNo: 0001213900-24-076658 Size: 65 KB | Sept. 6, 2024, 7:45 p.m. |
SC 13 | RR | SC 13G - RICHTECH ROBOTICS INC. (0001963685) (Subject) | Filed: 2024-09-06 AccNo: 0001213900-24-076655 Size: 65 KB | Sept. 6, 2024, 7:43 p.m. |
SC 13 | SKY | SC 13D/A - Champion Homes, Inc. (0000090896) (Subject) | Filed: 2024-09-06 AccNo: 0001019056-24-000279 Size: 100 KB | Sept. 6, 2024, 6:55 p.m. |
F-3 | QH | F-3 - QUHUO Ltd (0001781193) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097808 Size: 1 MB | Sept. 6, 2024, 5:30 p.m. |
8-K | TGL | 8-K - TREASURE GLOBAL INC (0001905956) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076615 Size: 201 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:29 p.m. |
S-3 | IDAI | S-3/A - T Stamp Inc (0001718939) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097806 Size: 322 KB | Sept. 6, 2024, 5:28 p.m. |
8-K | DRQ | 8-K - Innovex International, Inc. (0001042893) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215264 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:28 p.m. |
8-K | FNRN | 8-K - FIRST NORTHERN COMMUNITY BANCORP (0001114927) (Filer) | Filed: 2024-09-06 AccNo: 0001114927-24-000052 Size: 14 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:27 p.m. |
SC 13 | ASYS | SC 13G/A - AMTECH SYSTEMS INC (0000720500) (Subject) | Filed: 2024-09-06 AccNo: 0001398344-24-017646 Size: 41 KB | Sept. 6, 2024, 5:26 p.m. |
8-K | WYNN | 8-K - WYNN RESORTS LTD (0001174922) (Filer) | Filed: 2024-09-06 AccNo: 0001174922-24-000119 Size: 151 KB
Item 8.01: Other Events |
Sept. 6, 2024, 5:25 p.m. |
8-K | CRCW | 8-K - Crypto Co (0001688126) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035363 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:25 p.m. |
F-1 | SPPP | F-10 - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST (0001539190) (Filer) | Filed: 2024-09-06 AccNo: 0001999371-24-011580 Size: 615 KB | Sept. 6, 2024, 5:24 p.m. |
8-K | PRKA | 8-K - PARKS AMERICA, INC (0001297937) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035360 Size: 204 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:24 p.m. |
10-K | CTLT | 10-K - Catalent, Inc. (0001596783) (Filer) | Filed: 2024-09-06 AccNo: 0001596783-24-000087 Size: 19 MB | Sept. 6, 2024, 5:23 p.m. |
10-Q | ANF | 10-Q - ABERCROMBIE & FITCH CO /DE/ (0001018840) (Filer) | Filed: 2024-09-06 AccNo: 0001018840-24-000071 Size: 8 MB | Sept. 6, 2024, 5:23 p.m. |
S-3 | AKTX | S-3 - Akari Therapeutics Plc (0001541157) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215261 Size: 666 KB | Sept. 6, 2024, 5:23 p.m. |
8-K | ARHH | 8-K - Assure Holdings Corp. (0001798270) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097801 Size: 269 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:21 p.m. |
8-K | IONM | 8-K - Assure Holdings Corp. (0001798270) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097801 Size: 269 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:21 p.m. |
8-K | OHI | 8-K - OMEGA HEALTHCARE INVESTORS INC (0000888491) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097800 Size: 925 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:21 p.m. |
S-1 | NETE | S-1 - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) | Filed: 2024-09-06 AccNo: 0001829126-24-006155 Size: 781 KB | Sept. 6, 2024, 5:21 p.m. |
S-1 | MULN | S-1 - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) | Filed: 2024-09-06 AccNo: 0001829126-24-006155 Size: 781 KB | Sept. 6, 2024, 5:21 p.m. |
8-K | EWBC | 8-K - EAST WEST BANCORP INC (0001069157) (Filer) | Filed: 2024-09-06 AccNo: 0001069157-24-000096 Size: 6 MB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:20 p.m. |
8-K | IVDA | 8-K - Iveda Solutions, Inc. (0001397183) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035356 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:19 p.m. |
8-K | IVDAW | 8-K - Iveda Solutions, Inc. (0001397183) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035356 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:19 p.m. |
8-K | STI | 8-K - Solidion Technology Inc. (0001881551) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:19 p.m. |
8-K | NUBI | 8-K - Solidion Technology Inc. (0001881551) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:19 p.m. |
8-K | NUBIU | 8-K - Solidion Technology Inc. (0001881551) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:19 p.m. |
8-K | NUBIW | 8-K - Solidion Technology Inc. (0001881551) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076611 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:19 p.m. |
S-3 | PANW | S-3ASR - Palo Alto Networks Inc (0001327567) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215258 Size: 1 MB | Sept. 6, 2024, 5:18 p.m. |
8-K | TNXP | 8-K - Tonix Pharmaceuticals Holding Corp. (0001430306) (Filer) | Filed: 2024-09-06 AccNo: 0001999371-24-011581 Size: 205 KB
Item 8.01: Other Events |
Sept. 6, 2024, 5:17 p.m. |
8-K | WEN | 8-K - Wendy's Co (0000030697) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215257 Size: 159 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:17 p.m. |
10-K | VYST | 10-K - Vystar Corp (0001308027) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035353 Size: 8 MB | Sept. 6, 2024, 5:17 p.m. |
10-Q | PBIO | 10-Q - PRESSURE BIOSCIENCES INC (0000830656) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035352 Size: 8 MB | Sept. 6, 2024, 5:17 p.m. |
S-1 | GNLN | S-1/A - Greenlane Holdings, Inc. (0001743745) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035351 Size: 1 MB | Sept. 6, 2024, 5:17 p.m. |
424 | AVB | 424B5 - AVALONBAY COMMUNITIES INC (0000915912) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097796 Size: 1 MB | Sept. 6, 2024, 5:16 p.m. |
8-K | BTCS | 8-K - BTCS Inc. (0001436229) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035349 Size: 226 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
Sept. 6, 2024, 5:15 p.m. |
8-K | HCTI | 8-K - Healthcare Triangle, Inc. (0001839285) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076604 Size: 217 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 5:15 p.m. |
424 | BURU-WT | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB | Sept. 6, 2024, 5:14 p.m. |
424 | BURUW | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB | Sept. 6, 2024, 5:14 p.m. |
424 | TWND-WT | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB | Sept. 6, 2024, 5:14 p.m. |
424 | TWND-UN | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB | Sept. 6, 2024, 5:14 p.m. |
424 | BURU | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB | Sept. 6, 2024, 5:14 p.m. |
424 | TWND | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104438 Size: 5 MB | Sept. 6, 2024, 5:14 p.m. |
10-Q | PATH | 10-Q - UiPath, Inc. (0001734722) (Filer) | Filed: 2024-09-06 AccNo: 0001734722-24-000051 Size: 8 MB | Sept. 6, 2024, 5:13 p.m. |
SC 13 | WEN | SC 13D/A - Wendy's Co (0000030697) (Subject) | Filed: 2024-09-06 AccNo: 0000950170-24-104437 Size: 434 KB | Sept. 6, 2024, 5:13 p.m. |
424 | BURU-WT | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB | Sept. 6, 2024, 5:11 p.m. |
424 | BURUW | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB | Sept. 6, 2024, 5:11 p.m. |
424 | TWND-WT | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB | Sept. 6, 2024, 5:11 p.m. |
424 | TWND-UN | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB | Sept. 6, 2024, 5:11 p.m. |
424 | BURU | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB | Sept. 6, 2024, 5:11 p.m. |
424 | TWND | 424B3 - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104435 Size: 5 MB | Sept. 6, 2024, 5:11 p.m. |
SC 13 | PRKA | SC 13D/A - PARKS AMERICA, INC (0001297937) (Subject) | Filed: 2024-09-06 AccNo: 0001999371-24-011577 Size: 2 MB | Sept. 6, 2024, 5:10 p.m. |
424 | MCK | 424B5 - MCKESSON CORP (0000927653) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039731 Size: 700 KB | Sept. 6, 2024, 5:09 p.m. |
SC 13 | ABIO | SC 13D - Oruka Therapeutics, Inc. (0000907654) (Subject) | Filed: 2024-09-06 AccNo: 0001213900-24-076599 Size: 260 KB | Sept. 6, 2024, 5:08 p.m. |
424 | CIDM | 424B5 - Cineverse Corp. (0001173204) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104429 Size: 55 KB | Sept. 6, 2024, 5:08 p.m. |
424 | CNVS | 424B5 - Cineverse Corp. (0001173204) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104429 Size: 55 KB | Sept. 6, 2024, 5:08 p.m. |
8-K | AKTX | 8-K - Akari Therapeutics Plc (0001541157) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104428 Size: 18 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:07 p.m. |
F-1 | PHYS | F-10 - Sprott Physical Gold Trust (0001477049) (Filer) | Filed: 2024-09-06 AccNo: 0001999371-24-011569 Size: 502 KB | Sept. 6, 2024, 5:05 p.m. |
8-K | GDOT | 8-K - GREEN DOT CORP (0001386278) (Filer) | Filed: 2024-09-06 AccNo: 0001386278-24-000071 Size: 796 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:05 p.m. |
424 | NUWE | 424B3 - Nuwellis, Inc. (0001506492) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040479 Size: 417 KB | Sept. 6, 2024, 5:05 p.m. |
424 | NUWEW | 424B3 - Nuwellis, Inc. (0001506492) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040479 Size: 417 KB | Sept. 6, 2024, 5:05 p.m. |
424 | CHFS | 424B3 - Nuwellis, Inc. (0001506492) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040479 Size: 417 KB | Sept. 6, 2024, 5:05 p.m. |
8-K | IESC | 8-K - IES Holdings, Inc. (0001048268) (Filer) | Filed: 2024-09-06 AccNo: 0001048268-24-000110 Size: 400 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 5:05 p.m. |
8-K | ECOR | 8-K - electroCore, Inc. (0001560258) (Filer) | Filed: 2024-09-06 AccNo: 0001193805-24-001098 Size: 283 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:05 p.m. |
8-K | TTEK | 8-K - TETRA TECH INC (0000831641) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097783 Size: 207 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5:05 p.m. |
S-3 | ADTX | S-3 - Aditxt, Inc. (0001726711) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076587 Size: 386 KB | Sept. 6, 2024, 5:04 p.m. |
S-1 | ELAB | S-1 - Elevai Labs Inc. (0001840563) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076586 Size: 18 MB | Sept. 6, 2024, 5:03 p.m. |
10-Q | OOMA | 10-Q - OOMA INC (0001327688) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104426 Size: 7 MB | Sept. 6, 2024, 5:03 p.m. |
8-K | TIL | 8-K - Instil Bio, Inc. (0001789769) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039726 Size: 158 KB
Item 2.05: Cost Associated with Exit or Disposal Activities |
Sept. 6, 2024, 5:02 p.m. |
8-K | AVHIU | 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076584 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 5:02 p.m. |
8-K | AVHIW | 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076584 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 5:02 p.m. |
8-K | AVHI | 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076584 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 5:02 p.m. |
424 | GANX | 424B5 - Gain Therapeutics, Inc. (0001819411) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097782 Size: 695 KB | Sept. 6, 2024, 5:01 p.m. |
424 | FMSTW | 424B3 - Foremost Lithium Resource & Technology Ltd. (0001935418) (Filer) | Filed: 2024-09-06 AccNo: 0001171843-24-005099 Size: 9 MB | Sept. 6, 2024, 5:01 p.m. |
424 | FMST | 424B3 - Foremost Lithium Resource & Technology Ltd. (0001935418) (Filer) | Filed: 2024-09-06 AccNo: 0001171843-24-005099 Size: 9 MB | Sept. 6, 2024, 5:01 p.m. |
8-K | KERN | 8-K - Gryphon Digital Mining, Inc. (0001755953) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076579 Size: 6 MB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | GRYP | 8-K - Gryphon Digital Mining, Inc. (0001755953) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076579 Size: 6 MB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | KERNW | 8-K - Gryphon Digital Mining, Inc. (0001755953) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076579 Size: 6 MB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | CETY | 8-K - Clean Energy Technologies, Inc. (0001329606) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035336 Size: 39 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | CETYD | 8-K - Clean Energy Technologies, Inc. (0001329606) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035336 Size: 39 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
10-Q | ANIX | 10-Q - Anixa Biosciences Inc (0000715446) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035335 Size: 4 MB | Sept. 6, 2024, 5 p.m. |
8-K | GANX | 8-K - Gain Therapeutics, Inc. (0001819411) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097781 Size: 539 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | CDTTW | 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 |
Sept. 6, 2024, 5 p.m. |
8-K | MURFU | 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 |
Sept. 6, 2024, 5 p.m. |
8-K | CDT | 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 |
Sept. 6, 2024, 5 p.m. |
8-K | MURF | 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 |
Sept. 6, 2024, 5 p.m. |
8-K | MURFW | 8-K - CONDUIT PHARMACEUTICALS INC. (0001896212) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035334 Size: 268 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 |
Sept. 6, 2024, 5 p.m. |
8-K | ATAKU | 8-K - DIH HOLDING US, INC. (0001883788) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | ATAKR | 8-K - DIH HOLDING US, INC. (0001883788) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | DHAI | 8-K - DIH HOLDING US, INC. (0001883788) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | ATAKW | 8-K - DIH HOLDING US, INC. (0001883788) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | DHAIW | 8-K - DIH HOLDING US, INC. (0001883788) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | ATAK | 8-K - DIH HOLDING US, INC. (0001883788) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035332 Size: 291 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | PETVW | 8-K - PetVivo Holdings, Inc. (0001512922) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035333 Size: 259 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | PETV | 8-K - PetVivo Holdings, Inc. (0001512922) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035333 Size: 259 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 5 p.m. |
8-K | VERBW | 8-K/A - Verb Technology Company, Inc. (0001566610) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035331 Size: 265 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 5 p.m. |
8-K | VERB | 8-K/A - Verb Technology Company, Inc. (0001566610) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035331 Size: 265 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 5 p.m. |
SC 13 | BCAB | SC 13D/A - BioAtla, Inc. (0001826892) (Subject) | Filed: 2024-09-06 AccNo: 0001213900-24-076577 Size: 178 KB | Sept. 6, 2024, 4:59 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028673 Size: 30 KB | Sept. 6, 2024, 4:56 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028672 Size: 31 KB | Sept. 6, 2024, 4:56 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028671 Size: 31 KB | Sept. 6, 2024, 4:56 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028670 Size: 31 KB | Sept. 6, 2024, 4:56 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028669 Size: 32 KB | Sept. 6, 2024, 4:56 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028668 Size: 32 KB | Sept. 6, 2024, 4:56 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028667 Size: 33 KB | Sept. 6, 2024, 4:55 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028666 Size: 31 KB | Sept. 6, 2024, 4:55 p.m. |
424 | PRKR | 424B3 - PARKERVISION INC (0000914139) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028665 Size: 32 KB | Sept. 6, 2024, 4:55 p.m. |
8-K | BWB | 8-K - Bridgewater Bancshares Inc (0001341317) (Filer) | Filed: 2024-09-06 AccNo: 0001558370-24-012656 Size: 262 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:55 p.m. |
8-K | BWBBP | 8-K - Bridgewater Bancshares Inc (0001341317) (Filer) | Filed: 2024-09-06 AccNo: 0001558370-24-012656 Size: 262 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:55 p.m. |
424 | PSTV | 424B3 - PLUS THERAPEUTICS, INC. (0001095981) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215225 Size: 27 KB | Sept. 6, 2024, 4:52 p.m. |
8-K | IFIN | 8-K - Currenc Group Inc. (0001862935) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035327 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.06: Change in Shell Company Status Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:51 p.m. |
8-K | IFIN-UN | 8-K - Currenc Group Inc. (0001862935) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035327 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.06: Change in Shell Company Status Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:51 p.m. |
8-K | IFIN-WT | 8-K - Currenc Group Inc. (0001862935) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035327 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.06: Change in Shell Company Status Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:51 p.m. |
10-Q | GES | 10-Q - GUESS INC (0000912463) (Filer) | Filed: 2024-09-06 AccNo: 0000912463-24-000075 Size: 15 MB | Sept. 6, 2024, 4:51 p.m. |
8-K | STC | 8-K - STEWART INFORMATION SERVICES CORP (0000094344) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097776 Size: 213 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:50 p.m. |
10-Q | AVMR | 10-Q - SS Innovations International, Inc. (0001676163) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076570 Size: 4 MB | Sept. 6, 2024, 4:50 p.m. |
10-Q | SSII | 10-Q - SS Innovations International, Inc. (0001676163) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076570 Size: 4 MB | Sept. 6, 2024, 4:50 p.m. |
424 | SYK | 424B5 - STRYKER CORP (0000310764) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215219 Size: 776 KB | Sept. 6, 2024, 4:49 p.m. |
8-K | RF-PC | 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) | Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:48 p.m. |
8-K | RF-PE | 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) | Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:48 p.m. |
8-K | RF-PB | 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) | Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:48 p.m. |
8-K | RF | 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) | Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:48 p.m. |
8-K | RF-PA | 8-K - REGIONS FINANCIAL CORP (0001281761) (Filer) | Filed: 2024-09-06 AccNo: 0001281761-24-000088 Size: 1 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:48 p.m. |
8-K | PSTV | 8-K - PLUS THERAPEUTICS, INC. (0001095981) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215218 Size: 146 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 4:47 p.m. |
8-K | RENEW | 8-K - Cartesian Growth Corp II (0001889112) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097774 Size: 258 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events |
Sept. 6, 2024, 4:47 p.m. |
8-K | RENEU | 8-K - Cartesian Growth Corp II (0001889112) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097774 Size: 258 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events |
Sept. 6, 2024, 4:47 p.m. |
8-K | RENE | 8-K - Cartesian Growth Corp II (0001889112) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097774 Size: 258 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events |
Sept. 6, 2024, 4:47 p.m. |
424 | SYK | 424B5 - STRYKER CORP (0000310764) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215214 Size: 867 KB | Sept. 6, 2024, 4:46 p.m. |
8-K | UAA | 8-K - Under Armour, Inc. (0001336917) (Filer) | Filed: 2024-09-06 AccNo: 0001336917-24-000146 Size: 214 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:45 p.m. |
8-K | UA | 8-K - Under Armour, Inc. (0001336917) (Filer) | Filed: 2024-09-06 AccNo: 0001336917-24-000146 Size: 214 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:45 p.m. |
8-K | ELAB | 8-K - Elevai Labs Inc. (0001840563) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076565 Size: 205 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Sept. 6, 2024, 4:43 p.m. |
8-K | CWST | 8-K - CASELLA WASTE SYSTEMS INC (0000911177) (Filer) | Filed: 2024-09-06 AccNo: 0000911177-24-000084 Size: 156 KB
Item 8.01: Other Events |
Sept. 6, 2024, 4:43 p.m. |
8-K | SGD | 8-K - Safe & Green Development Corp (0001959023) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076564 Size: 605 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:43 p.m. |
8-K | MBC | 8-K - MasterBrand, Inc. (0001941365) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040476 Size: 394 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:42 p.m. |
8-K | SFBC | 8-K/A - Sound Financial Bancorp, Inc. (0001541119) (Filer) | Filed: 2024-09-06 AccNo: 0001541119-24-000048 Size: 152 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
Sept. 6, 2024, 4:41 p.m. |
8-K | GBNH | 8-K - Greenbrook TMS Inc. (0001735948) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097766 Size: 214 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:40 p.m. |
8-K | NFE | 8-K - New Fortress Energy Inc. (0001749723) (Filer) | Filed: 2024-09-06 AccNo: 0001749723-24-000078 Size: 160 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:38 p.m. |
8-K | ESS | 8-K - ESSEX PROPERTY TRUST, INC. (0000920522) (Filer) | Filed: 2024-09-06 AccNo: 0000920522-24-000079 Size: 192 KB
Item 7.01: Regulation FD Disclosure |
Sept. 6, 2024, 4:38 p.m. |
8-K | ALGT | 8-K - Allegiant Travel CO (0001362468) (Filer) | Filed: 2024-09-06 AccNo: 0001362468-24-000046 Size: 353 KB
Item 1.01: Entry into a Material Definitive Agreement Item 1.02: Termination of a Material Definitive Agreement Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:38 p.m. |
8-K | NCMI | 8-K - National CineMedia, Inc. (0001377630) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104414 Size: 147 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:36 p.m. |
8-K | TNONW | 8-K - Tenon Medical, Inc. (0001560293) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076559 Size: 755 KB
Item 1.01: Entry into a Material Definitive Agreement Item 1.02: Termination of a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:36 p.m. |
8-K | TNON | 8-K - Tenon Medical, Inc. (0001560293) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076559 Size: 755 KB
Item 1.01: Entry into a Material Definitive Agreement Item 1.02: Termination of a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:36 p.m. |
8-K | SHC | 8-K - Sotera Health Co (0001822479) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215204 Size: 536 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:36 p.m. |
S-3 | AJX | S-3 - Great Ajax Corp. (0001614806) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097760 Size: 833 KB | Sept. 6, 2024, 4:32 p.m. |
S-3 | AJXA | S-3 - Great Ajax Corp. (0001614806) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097760 Size: 833 KB | Sept. 6, 2024, 4:32 p.m. |
10-Q | SCWX | 10-Q - SecureWorks Corp (0001468666) (Filer) | Filed: 2024-09-06 AccNo: 0001468666-24-000040 Size: 6 MB | Sept. 6, 2024, 4:31 p.m. |
8-K | GBX | 8-K - GREENBRIER COMPANIES INC (0000923120) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215194 Size: 146 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
Sept. 6, 2024, 4:31 p.m. |
8-K | BNIXW | 8-K - Bannix Acquisition Corp. (0001845942) (Filer) | Filed: 2024-09-06 AccNo: 0001731122-24-001358 Size: 906 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | BNIXR | 8-K - Bannix Acquisition Corp. (0001845942) (Filer) | Filed: 2024-09-06 AccNo: 0001731122-24-001358 Size: 906 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | BNIX | 8-K - Bannix Acquisition Corp. (0001845942) (Filer) | Filed: 2024-09-06 AccNo: 0001731122-24-001358 Size: 906 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | CNFRL | 8-K - Conifer Holdings, Inc. (0001502292) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040472 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | CNFR | 8-K - Conifer Holdings, Inc. (0001502292) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040472 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | CNFRZ | 8-K - Conifer Holdings, Inc. (0001502292) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040472 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
SC 13 | AMK | SC 13D/A - AssetMark Financial Holdings, Inc. (0001591587) (Subject) | Filed: 2024-09-06 AccNo: 0000950103-24-013311 Size: 124 KB | Sept. 6, 2024, 4:30 p.m. |
8-K | SLM | 8-K - SLM Corp (0001032033) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039706 Size: 211 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:30 p.m. |
8-K | SLMBP | 8-K - SLM Corp (0001032033) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039706 Size: 211 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:30 p.m. |
8-K | PFSI | 8-K - PennyMac Financial Services, Inc. (0001745916) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097758 Size: 272 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | AULT | 8-K - Ault Alliance, Inc. (0000896493) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | DPW | 8-K - Ault Alliance, Inc. (0000896493) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | NILE | 8-K - Ault Alliance, Inc. (0000896493) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | AULT-PD | 8-K - Ault Alliance, Inc. (0000896493) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016187 Size: 413 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | BTCS | 8-K - BTCS Inc. (0001436229) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035320 Size: 11 MB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | ADRT | 8-K - Ault Disruptive Technologies Corp (0001864032) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016186 Size: 258 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | ADRT-UN | 8-K - Ault Disruptive Technologies Corp (0001864032) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016186 Size: 258 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | ADRTW | 8-K - Ault Disruptive Technologies Corp (0001864032) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016186 Size: 258 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
8-K | UFI | 8-K - UNIFI INC (0000100726) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104410 Size: 370 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:30 p.m. |
424 | OCSAW | 424B3 - Oculis Holding AG (0001953530) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104408 Size: 224 KB | Sept. 6, 2024, 4:30 p.m. |
424 | OCS | 424B3 - Oculis Holding AG (0001953530) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104408 Size: 224 KB | Sept. 6, 2024, 4:30 p.m. |
424 | CANF | 424B3 - Can-Fite BioPharma Ltd. (0001536196) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076549 Size: 370 KB | Sept. 6, 2024, 4:30 p.m. |
F-1 | ZENA | F-1/A - ZenaTech, Inc. (0001997403) (Filer) | Filed: 2024-09-06 AccNo: 0001376474-24-000495 Size: 18 MB | Sept. 6, 2024, 4:28 p.m. |
10-K | GCBC | 10-K - GREENE COUNTY BANCORP INC (0001070524) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040469 Size: 22 MB | Sept. 6, 2024, 4:27 p.m. |
424 | DCRBW | 424B3 - Hyzon Motors Inc. (0001716583) (Filer) | Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB | Sept. 6, 2024, 4:23 p.m. |
424 | HYZNW | 424B3 - Hyzon Motors Inc. (0001716583) (Filer) | Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB | Sept. 6, 2024, 4:23 p.m. |
424 | HYZN | 424B3 - Hyzon Motors Inc. (0001716583) (Filer) | Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB | Sept. 6, 2024, 4:23 p.m. |
424 | DCRBU | 424B3 - Hyzon Motors Inc. (0001716583) (Filer) | Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB | Sept. 6, 2024, 4:23 p.m. |
424 | DCRB | 424B3 - Hyzon Motors Inc. (0001716583) (Filer) | Filed: 2024-09-06 AccNo: 0001716583-24-000141 Size: 50 KB | Sept. 6, 2024, 4:23 p.m. |
S-3 | AVAH | S-3 - Aveanna Healthcare Holdings, Inc. (0001832332) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215185 Size: 1 MB | Sept. 6, 2024, 4:21 p.m. |
10-Q | DDS | 10-Q - DILLARD'S, INC. (0000028917) (Filer) | Filed: 2024-09-06 AccNo: 0000028917-24-000026 Size: 5 MB | Sept. 6, 2024, 4:20 p.m. |
10-Q | DDT | 10-Q - DILLARD'S, INC. (0000028917) (Filer) | Filed: 2024-09-06 AccNo: 0000028917-24-000026 Size: 5 MB | Sept. 6, 2024, 4:20 p.m. |
8-K | TACT | 8-K - TRANSACT TECHNOLOGIES INC (0001017303) (Filer) | Filed: 2024-09-06 AccNo: 0001214659-24-016184 Size: 514 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:20 p.m. |
8-K | ATH-PB | 8-K - Athene Holding Ltd. (0001527469) (Filer) | Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:18 p.m. |
8-K | ATH-PE | 8-K - Athene Holding Ltd. (0001527469) (Filer) | Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:18 p.m. |
8-K | ATH-PA | 8-K - Athene Holding Ltd. (0001527469) (Filer) | Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:18 p.m. |
8-K | ATH-PD | 8-K - Athene Holding Ltd. (0001527469) (Filer) | Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:18 p.m. |
8-K | ATH-PC | 8-K - Athene Holding Ltd. (0001527469) (Filer) | Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:18 p.m. |
8-K | ATH | 8-K - Athene Holding Ltd. (0001527469) (Filer) | Filed: 2024-09-06 AccNo: 0001527469-24-000079 Size: 806 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:18 p.m. |
8-K | FRLAW | 8-K - Fortune Rise Acquisition Corp (0001849294) (Filer) | Filed: 2024-09-06 AccNo: 0001683168-24-006237 Size: 308 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
8-K | FRLAU | 8-K - Fortune Rise Acquisition Corp (0001849294) (Filer) | Filed: 2024-09-06 AccNo: 0001683168-24-006237 Size: 308 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
8-K | FRLA | 8-K - Fortune Rise Acquisition Corp (0001849294) (Filer) | Filed: 2024-09-06 AccNo: 0001683168-24-006237 Size: 308 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
8-K | FITBP | 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
8-K | FITB | 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
8-K | FITBO | 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
8-K | FITBI | 8-K - FIFTH THIRD BANCORP (0000035527) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215182 Size: 812 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:17 p.m. |
10-Q | VSCO | 10-Q - Victoria's Secret & Co. (0001856437) (Filer) | Filed: 2024-09-06 AccNo: 0001856437-24-000029 Size: 5 MB | Sept. 6, 2024, 4:16 p.m. |
8-K | NDAQ | 8-K - NASDAQ, INC. (0001120193) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215181 Size: 223 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:16 p.m. |
8-K | VRCA | 8-K - Verrica Pharmaceuticals Inc. (0001660334) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215180 Size: 144 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:16 p.m. |
S-1 | WWR | S-1 - WESTWATER RESOURCES, INC. (0000839470) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097749 Size: 448 KB | Sept. 6, 2024, 4:16 p.m. |
S-3 | OPTT | S-3/A - Ocean Power Technologies, Inc. (0001378140) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035309 Size: 562 KB | Sept. 6, 2024, 4:16 p.m. |
8-K | BKSY-WT | 8-K - BlackSky Technology Inc. (0001753539) (Filer) | Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:16 p.m. |
8-K | SFTW | 8-K - BlackSky Technology Inc. (0001753539) (Filer) | Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:16 p.m. |
8-K | SFTW-WT | 8-K - BlackSky Technology Inc. (0001753539) (Filer) | Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:16 p.m. |
8-K | BKSY | 8-K - BlackSky Technology Inc. (0001753539) (Filer) | Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:16 p.m. |
8-K | SFTW-UN | 8-K - BlackSky Technology Inc. (0001753539) (Filer) | Filed: 2024-09-06 AccNo: 0001753539-24-000112 Size: 259 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:16 p.m. |
8-K | AGR | 8-K - Avangrid, Inc. (0001634997) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215179 Size: 140 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:16 p.m. |
8-K | CE | 8-K - Celanese Corp (0001306830) (Filer) | Filed: 2024-09-06 AccNo: 0001306830-24-000170 Size: 269 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:15 p.m. |
10-Q | TLYS | 10-Q - TILLY'S, INC. (0001524025) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039692 Size: 6 MB | Sept. 6, 2024, 4:15 p.m. |
8-K | GEO | 8-K - GEO GROUP INC (0000923796) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215177 Size: 244 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:15 p.m. |
10-K | PANW | 10-K - Palo Alto Networks Inc (0001327567) (Filer) | Filed: 2024-09-06 AccNo: 0001327567-24-000029 Size: 16 MB | Sept. 6, 2024, 4:14 p.m. |
S-3 | JOBY | S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) | Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB | Sept. 6, 2024, 4:11 p.m. |
S-3 | JOBY-WT | S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) | Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB | Sept. 6, 2024, 4:11 p.m. |
S-3 | RTP-UN | S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) | Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB | Sept. 6, 2024, 4:11 p.m. |
S-3 | RTP-WT | S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) | Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB | Sept. 6, 2024, 4:11 p.m. |
S-3 | RTP | S-3ASR - Joby Aviation, Inc. (0001819848) (Filer) | Filed: 2024-09-06 AccNo: 0001819848-24-000380 Size: 521 KB | Sept. 6, 2024, 4:11 p.m. |
8-K | BSY | 8-K - BENTLEY SYSTEMS INC (0001031308) (Filer) | Filed: 2024-09-06 AccNo: 0001031308-24-000010 Size: 200 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:11 p.m. |
8-K | FGEN | 8-K - FIBROGEN INC (0000921299) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104395 Size: 148 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4:11 p.m. |
S-3 | HQY | S-3ASR - HEALTHEQUITY, INC. (0001428336) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097745 Size: 1 MB | Sept. 6, 2024, 4:10 p.m. |
8-K | NUZE | 8-K - NuZee, Inc. (0001527613) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035303 Size: 215 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities |
Sept. 6, 2024, 4:10 p.m. |
8-K | DGLY | 8-K - DIGITAL ALLY, INC. (0001342958) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035304 Size: 208 KB
Item 8.01: Other Events |
Sept. 6, 2024, 4:10 p.m. |
8-K | SXTP | 8-K - 60 DEGREES PHARMACEUTICALS, INC. (0001946563) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076515 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:10 p.m. |
8-K | SXTPW | 8-K - 60 DEGREES PHARMACEUTICALS, INC. (0001946563) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076515 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:10 p.m. |
10-Q | SMAR | 10-Q - SMARTSHEET INC (0001366561) (Filer) | Filed: 2024-09-06 AccNo: 0001366561-24-000186 Size: 7 MB | Sept. 6, 2024, 4:10 p.m. |
10-Q | RENT | 10-Q - Rent the Runway, Inc. (0001468327) (Filer) | Filed: 2024-09-06 AccNo: 0001468327-24-000262 Size: 6 MB | Sept. 6, 2024, 4:10 p.m. |
8-K | JAZZ | 8-K - Jazz Pharmaceuticals plc (0001232524) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215168 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:09 p.m. |
S-3 | AFL | S-3ASR - AFLAC INC (0000004977) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097740 Size: 707 KB | Sept. 6, 2024, 4:07 p.m. |
8-K | ZETA | 8-K - Zeta Global Holdings Corp. (0001851003) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215160 Size: 387 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:07 p.m. |
8-K | OMEX | 8-K - ODYSSEY MARINE EXPLORATION INC (0000798528) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215159 Size: 150 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
S-3 | ONEW | S-3 - OneWater Marine Inc. (0001772921) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039684 Size: 380 KB | Sept. 6, 2024, 4:06 p.m. |
S-3 | SYRE | S-3 - Spyre Therapeutics, Inc. (0001636282) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039683 Size: 1 MB | Sept. 6, 2024, 4:06 p.m. |
S-3 | AGLE | S-3 - Spyre Therapeutics, Inc. (0001636282) (Filer) | Filed: 2024-09-06 AccNo: 0001628280-24-039683 Size: 1 MB | Sept. 6, 2024, 4:06 p.m. |
8-K | SCE-PM | 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) | Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
8-K | SCE-PK | 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) | Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
8-K | SCE-PH | 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) | Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
8-K | SCE-PL | 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) | Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
8-K | SCE-PJ | 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) | Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
8-K | SCE-PG | 8-K - SOUTHERN CALIFORNIA EDISON Co (0000092103) (Filer) | Filed: 2024-09-06 AccNo: 0000092103-24-000027 Size: 757 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:06 p.m. |
10-Q | DOCU | 10-Q - DOCUSIGN, INC. (0001261333) (Filer) | Filed: 2024-09-06 AccNo: 0001261333-24-000121 Size: 7 MB | Sept. 6, 2024, 4:06 p.m. |
S-3 | DSS | S-3 - DSS, INC. (0000771999) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035299 Size: 842 KB | Sept. 6, 2024, 4:06 p.m. |
424 | KALA | 424B5 - KALA BIO, Inc. (0001479419) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097739 Size: 28 KB | Sept. 6, 2024, 4:06 p.m. |
S-3 | STXS | S-3/A - Stereotaxis, Inc. (0001289340) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035292 Size: 676 KB | Sept. 6, 2024, 4:06 p.m. |
10-Q | GIII | 10-Q - G III APPAREL GROUP LTD /DE/ (0000821002) (Filer) | Filed: 2024-09-06 AccNo: 0001558370-24-012652 Size: 7 MB | Sept. 6, 2024, 4:05 p.m. |
10-Q | SCVL | 10-Q - SHOE CARNIVAL INC (0000895447) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104390 Size: 6 MB | Sept. 6, 2024, 4:05 p.m. |
SC 13 | CRCW | SC 13D/A - Crypto Co (0001688126) (Subject) | Filed: 2024-09-06 AccNo: 0001493152-24-035293 Size: 70 KB | Sept. 6, 2024, 4:05 p.m. |
S-1 | GOVX | S-1 - GeoVax Labs, Inc. (0000832489) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028643 Size: 7 MB | Sept. 6, 2024, 4:05 p.m. |
S-1 | GOVXW | S-1 - GeoVax Labs, Inc. (0000832489) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028643 Size: 7 MB | Sept. 6, 2024, 4:05 p.m. |
S-1 | GOVX | S-1 - GeoVax Labs, Inc. (0000832489) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028640 Size: 7 MB | Sept. 6, 2024, 4:03 p.m. |
S-1 | GOVXW | S-1 - GeoVax Labs, Inc. (0000832489) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028640 Size: 7 MB | Sept. 6, 2024, 4:03 p.m. |
10-Q | NX | 10-Q - Quanex Building Products CORP (0001423221) (Filer) | Filed: 2024-09-06 AccNo: 0001423221-24-000012 Size: 8 MB | Sept. 6, 2024, 4:03 p.m. |
10-Q | BBY | 10-Q - BEST BUY CO INC (0000764478) (Filer) | Filed: 2024-09-06 AccNo: 0000764478-24-000035 Size: 15 MB | Sept. 6, 2024, 4:02 p.m. |
SC 13 | HTBX | SC 13G - Scorpius Holdings, Inc. (0001476963) (Subject) | Filed: 2024-09-06 AccNo: 0001104659-24-097733 Size: 41 KB | Sept. 6, 2024, 4:01 p.m. |
SC 13 | SCPX | SC 13G - Scorpius Holdings, Inc. (0001476963) (Subject) | Filed: 2024-09-06 AccNo: 0001104659-24-097733 Size: 41 KB | Sept. 6, 2024, 4:01 p.m. |
SC 13 | NHWK | SC 13G - Scorpius Holdings, Inc. (0001476963) (Subject) | Filed: 2024-09-06 AccNo: 0001104659-24-097733 Size: 41 KB | Sept. 6, 2024, 4:01 p.m. |
8-K | AOGO | 8-K - Arogo Capital Acquisition Corp. (0001881741) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076502 Size: 277 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:01 p.m. |
8-K | AOGOW | 8-K - Arogo Capital Acquisition Corp. (0001881741) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076502 Size: 277 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:01 p.m. |
8-K | AOGOU | 8-K - Arogo Capital Acquisition Corp. (0001881741) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076502 Size: 277 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4:01 p.m. |
424 | PBC | 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) | Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB | Sept. 6, 2024, 4:01 p.m. |
424 | PSEC | 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) | Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB | Sept. 6, 2024, 4:01 p.m. |
424 | PBB | 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) | Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB | Sept. 6, 2024, 4:01 p.m. |
424 | PSEC-PA | 424B3 - PROSPECT CAPITAL CORP (0001287032) (Filer) | Filed: 2024-09-06 AccNo: 0001287032-24-000305 Size: 214 KB | Sept. 6, 2024, 4:01 p.m. |
8-K | CYCC | 8-K - Cyclacel Pharmaceuticals, Inc. (0001130166) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097731 Size: 243 KB
Item 8.01: Other Events |
Sept. 6, 2024, 4:01 p.m. |
8-K | CYCCP | 8-K - Cyclacel Pharmaceuticals, Inc. (0001130166) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097731 Size: 243 KB
Item 8.01: Other Events |
Sept. 6, 2024, 4:01 p.m. |
8-K | OPCH | 8-K - Option Care Health, Inc. (0001014739) (Filer) | Filed: 2024-09-06 AccNo: 0001014739-24-000041 Size: 399 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Sept. 6, 2024, 4:01 p.m. |
10-K | TWIN | 10-K - TWIN DISC INC (0000100378) (Filer) | Filed: 2024-09-06 AccNo: 0001437749-24-028638 Size: 14 MB | Sept. 6, 2024, 4 p.m. |
8-K | PRPO | 8-K - Precipio, Inc. (0001043961) (Filer) | Filed: 2024-09-06 AccNo: 0001104659-24-097730 Size: 210 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4 p.m. |
10-K | BURU-WT | 10-K/A - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB | Sept. 6, 2024, 4 p.m. |
10-K | BURUW | 10-K/A - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB | Sept. 6, 2024, 4 p.m. |
10-K | TWND-WT | 10-K/A - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB | Sept. 6, 2024, 4 p.m. |
10-K | TWND-UN | 10-K/A - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB | Sept. 6, 2024, 4 p.m. |
10-K | BURU | 10-K/A - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB | Sept. 6, 2024, 4 p.m. |
10-K | TWND | 10-K/A - Nuburu, Inc. (0001814215) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104383 Size: 17 MB | Sept. 6, 2024, 4 p.m. |
8-K | EVFM | 8-K - Evofem Biosciences, Inc. (0001618835) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035285 Size: 252 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 4 p.m. |
8-K | AWRE | 8-K - AWARE INC /MA/ (0001015739) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104382 Size: 153 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Sept. 6, 2024, 4 p.m. |
S-1 | KLC | S-1 - KinderCare Learning Companies, Inc. (0001873529) (Filer) | Filed: 2024-09-06 AccNo: 0001193125-24-215139 Size: 16 MB | Sept. 6, 2024, 3:57 p.m. |
10-Q | HURC | 10-Q - HURCO COMPANIES INC (0000315374) (Filer) | Filed: 2024-09-06 AccNo: 0001558370-24-012651 Size: 7 MB | Sept. 6, 2024, 3:52 p.m. |
424 | EAST | 424B5 - Eastside Distilling, Inc. (0001534708) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035280 Size: 374 KB | Sept. 6, 2024, 3:48 p.m. |
424 | QLGN | 424B4 - Qualigen Therapeutics, Inc. (0001460702) (Filer) | Filed: 2024-09-06 AccNo: 0001493152-24-035279 Size: 403 KB | Sept. 6, 2024, 3:46 p.m. |
10-K | SGMA | 10-K/A - SIGMATRON INTERNATIONAL INC (0000915358) (Filer) | Filed: 2024-09-06 AccNo: 0000915358-24-000014 Size: 970 KB | Sept. 6, 2024, 3:39 p.m. |
SC 13 | ENFN | SC 13G/A - Enfusion, Inc. (0001868912) (Subject) | Filed: 2024-09-06 AccNo: 0001398344-24-017572 Size: 71 KB | Sept. 6, 2024, 3:32 p.m. |
8-K | SBR | 8-K - SABINE ROYALTY TRUST (0000710752) (Filer) | Filed: 2024-09-06 AccNo: 0000950170-24-104364 Size: 73 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 3:13 p.m. |
10-Q | HOFT | 10-Q - HOOKER FURNISHINGS Corp (0001077688) (Filer) | Filed: 2024-09-06 AccNo: 0001185185-24-000870 Size: 7 MB | Sept. 6, 2024, 3:08 p.m. |
8-K | BVFL | 8-K - BV Financial, Inc. (0001302387) (Filer) | Filed: 2024-09-06 AccNo: 0000943374-24-000370 Size: 182 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 3 p.m. |
F-1 | LBGJ | F-1/A - Li Bang International Corp Inc. (0001896425) (Filer) | Filed: 2024-09-06 AccNo: 0001213900-24-076445 Size: 564 KB | Sept. 6, 2024, 2:42 p.m. |
SC 13 | NPFD | SC 13D/A - Nuveen Variable Rate Preferred & Income Fund (0001865389) (Subject) | Filed: 2024-09-06 AccNo: 0001062993-24-016247 Size: 53 KB | Sept. 6, 2024, 2:40 p.m. |
8-K | QRTEB | 8-K - Qurate Retail, Inc. (0001355096) (Filer) | Filed: 2024-09-06 AccNo: 0001355096-24-000040 Size: 238 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:30 p.m. |
8-K | QRTEP | 8-K - Qurate Retail, Inc. (0001355096) (Filer) | Filed: 2024-09-06 AccNo: 0001355096-24-000040 Size: 238 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:30 p.m. |
8-K | QRTEA | 8-K - Qurate Retail, Inc. (0001355096) (Filer) | Filed: 2024-09-06 AccNo: 0001355096-24-000040 Size: 238 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:30 p.m. |
8-K | LTRPA | 8-K - Liberty TripAdvisor Holdings, Inc. (0001606745) (Filer) | Filed: 2024-09-06 AccNo: 0001606745-24-000024 Size: 194 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:23 p.m. |
8-K | LTRPB | 8-K - Liberty TripAdvisor Holdings, Inc. (0001606745) (Filer) | Filed: 2024-09-06 AccNo: 0001606745-24-000024 Size: 194 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:23 p.m. |
8-K | LLYVA | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | FWONB | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | LLYVB | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | FWONK | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | FWONA | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | LSXMK | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | LSXMB | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | LSXMA | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
8-K | LLYVK | 8-K - Liberty Media Corp (0001560385) (Filer) | Filed: 2024-09-06 AccNo: 0001560385-24-000021 Size: 254 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Sept. 6, 2024, 2:14 p.m. |
SC 13 | GDRZF | SC 13D/A - GOLD RESERVE INC (0001072725) (Subject) | Filed: 2024-09-06 AccNo: 0001133521-24-000011 Size: 93 KB | Sept. 6, 2024, 2:10 p.m. |
424 | TDBKF | 424B3 - TORONTO DOMINION BANK (0000947263) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040403 Size: 878 KB | Sept. 6, 2024, 2:08 p.m. |
424 | TNTTF | 424B3 - TORONTO DOMINION BANK (0000947263) (Filer) | Filed: 2024-09-06 AccNo: 0001140361-24-040403 Size: 878 KB | Sept. 6, 2024, 2:08 p.m. |