| Form | Ticker | Title | Summary | Updated (EST) |
|---|---|---|---|---|
| SC 13 | CIDM | SC 13G - Cineverse Corp. (0001173204) (Subject) | Filed: 2024-10-11 AccNo: 0001013594-24-000795 Size: 152 KB | Oct. 11, 2024, 9:12 p.m. |
| SC 13 | CNVS | SC 13G - Cineverse Corp. (0001173204) (Subject) | Filed: 2024-10-11 AccNo: 0001013594-24-000795 Size: 152 KB | Oct. 11, 2024, 9:12 p.m. |
| SC 13 | FLME | SC 13D/A - Sable Offshore Corp. (0001831481) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236885 Size: 33 KB | Oct. 11, 2024, 8:13 p.m. |
| SC 13 | FLME-WT | SC 13D/A - Sable Offshore Corp. (0001831481) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236885 Size: 33 KB | Oct. 11, 2024, 8:13 p.m. |
| SC 13 | FLME-UN | SC 13D/A - Sable Offshore Corp. (0001831481) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236885 Size: 33 KB | Oct. 11, 2024, 8:13 p.m. |
| SC 13 | RGS | SC 13G - REGIS CORP (0000716643) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108167 Size: 62 KB | Oct. 11, 2024, 8:01 p.m. |
| SC 13 | GVP | SC 13D - GSE SYSTEMS INC (0000944480) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108166 Size: 65 KB | Oct. 11, 2024, 7:40 p.m. |
| SC 13 | RSI-WT | SC 13D/A - Rush Street Interactive, Inc. (0001793659) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108152 Size: 98 KB | Oct. 11, 2024, 7 p.m. |
| SC 13 | RSI | SC 13D/A - Rush Street Interactive, Inc. (0001793659) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108152 Size: 98 KB | Oct. 11, 2024, 7 p.m. |
| SC 13 | BEST | SC 13D/A - BEST Inc. (0001709505) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236868 Size: 1 MB | Oct. 11, 2024, 6:12 p.m. |
| SC 13 | U | SC 13G/A - Unity Software Inc. (0001810806) (Subject) | Filed: 2024-10-11 AccNo: 0001800217-24-000007 Size: 9 KB | Oct. 11, 2024, 6:07 p.m. |
| SC 13 | INAB | SC 13D/A - IN8BIO, INC. (0001740279) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108134 Size: 417 KB | Oct. 11, 2024, 6:01 p.m. |
| SC 13 | DAVE | SC 13D/A - Dave Inc./DE (0001841408) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108132 Size: 230 KB | Oct. 11, 2024, 6 p.m. |
| SC 13 | DAVEW | SC 13D/A - Dave Inc./DE (0001841408) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108132 Size: 230 KB | Oct. 11, 2024, 6 p.m. |
| SC 13 | VPCC | SC 13D/A - Dave Inc./DE (0001841408) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108132 Size: 230 KB | Oct. 11, 2024, 6 p.m. |
| SC 13 | NAPA | SC 13D - Duckhorn Portfolio, Inc. (0001835256) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236830 Size: 92 KB | Oct. 11, 2024, 5:39 p.m. |
| SC 13 | APLD | SC 13D/A - Applied Digital Corp. (0001144879) (Subject) | Filed: 2024-10-11 AccNo: 0001085146-24-004848 Size: 41 KB | Oct. 11, 2024, 5:37 p.m. |
| SC 13 | ESGRP | SC 13E3/A - Enstar Group LTD (0001363829) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108117 Size: 435 KB | Oct. 11, 2024, 5:31 p.m. |
| SC 13 | ESGRO | SC 13E3/A - Enstar Group LTD (0001363829) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108117 Size: 435 KB | Oct. 11, 2024, 5:31 p.m. |
| SC 13 | ESGR | SC 13E3/A - Enstar Group LTD (0001363829) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108117 Size: 435 KB | Oct. 11, 2024, 5:31 p.m. |
| S-1 | DHAC | S-1/A - VSEE HEALTH, INC. (0001864531) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108116 Size: 40 MB | Oct. 11, 2024, 5:30 p.m. |
| S-1 | DHACW | S-1/A - VSEE HEALTH, INC. (0001864531) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108116 Size: 40 MB | Oct. 11, 2024, 5:30 p.m. |
| S-1 | DHACU | S-1/A - VSEE HEALTH, INC. (0001864531) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108116 Size: 40 MB | Oct. 11, 2024, 5:30 p.m. |
| 8-K | STRRP | 8-K - STAR EQUITY HOLDINGS, INC. (0000707388) (Filer) | Filed: 2024-10-11 AccNo: 0000707388-24-000150 Size: 1 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:30 p.m. |
| 8-K | STRR | 8-K - STAR EQUITY HOLDINGS, INC. (0000707388) (Filer) | Filed: 2024-10-11 AccNo: 0000707388-24-000150 Size: 1 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:30 p.m. |
| 8-K | WLFC | 8-K - WILLIS LEASE FINANCE CORP (0001018164) (Filer) | Filed: 2024-10-11 AccNo: 0001018164-24-000075 Size: 158 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 5:29 p.m. |
| SC 13 | EDR | SC 13E3/A - Endeavor Group Holdings, Inc. (0001766363) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236818 Size: 462 KB | Oct. 11, 2024, 5:29 p.m. |
| 8-K | MDRRP | 8-K - Medalist Diversified REIT, Inc. (0001654595) (Filer) | Filed: 2024-10-11 AccNo: 0001558370-24-013263 Size: 309 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:29 p.m. |
| 8-K | MDRR | 8-K - Medalist Diversified REIT, Inc. (0001654595) (Filer) | Filed: 2024-10-11 AccNo: 0001558370-24-013263 Size: 309 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:29 p.m. |
| 8-K | GKOS | 8-K - GLAUKOS Corp (0001192448) (Filer) | Filed: 2024-10-11 AccNo: 0001558370-24-013262 Size: 177 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:27 p.m. |
| 424 | CLDI-WT | 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB | Oct. 11, 2024, 5:26 p.m. |
| 424 | CLDI | 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB | Oct. 11, 2024, 5:26 p.m. |
| 424 | FLAG | 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB | Oct. 11, 2024, 5:26 p.m. |
| 424 | FLAG-WT | 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB | Oct. 11, 2024, 5:26 p.m. |
| 8-K | SOBR | 8-K - SOBR Safe, Inc. (0001425627) (Filer) | Filed: 2024-10-11 AccNo: 0001477932-24-006392 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:25 p.m. |
| SC 13 | RPHM | SC 13G - OnKure Therapeutics, Inc. (0001637715) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108113 Size: 149 KB | Oct. 11, 2024, 5:24 p.m. |
| 8-K | GATO | 8-K - Gatos Silver, Inc. (0001517006) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236813 Size: 313 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:23 p.m. |
| 8-K | NVFY | 8-K - Nova Lifestyle, Inc. (0001473334) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040961 Size: 248 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:23 p.m. |
| 8-K | PAYX | 8-K - PAYCHEX INC (0000723531) (Filer) | Filed: 2024-10-11 AccNo: 0000950170-24-114406 Size: 220 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:23 p.m. |
| 424 | AIRE | 424B3 - reAlpha Tech Corp. (0001859199) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087351 Size: 119 KB | Oct. 11, 2024, 5:22 p.m. |
| 10-Q | AEHR | 10-Q - AEHR TEST SYSTEMS (0001040470) (Filer) | Filed: 2024-10-11 AccNo: 0001654954-24-012913 Size: 4 MB | Oct. 11, 2024, 5:21 p.m. |
| 8-K | BTSGU | 8-K - BrightSpring Health Services, Inc. (0001865782) (Filer) | Filed: 2024-10-11 AccNo: 0000950170-24-114404 Size: 517 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:21 p.m. |
| 8-K | IP | 8-K - INTERNATIONAL PAPER CO /NEW/ (0000051434) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236808 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:20 p.m. |
| 8-K | INPAP | 8-K - INTERNATIONAL PAPER CO /NEW/ (0000051434) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236808 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:20 p.m. |
| 8-K | TGL | 8-K - TREASURE GLOBAL INC (0001905956) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087348 Size: 602 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:20 p.m. |
| 10-K | AWCA | 10-K - Awaysis Capital, Inc. (0001021917) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040958 Size: 4 MB | Oct. 11, 2024, 5:19 p.m. |
| 10-K | AWYS | 10-K - Awaysis Capital, Inc. (0001021917) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040958 Size: 4 MB | Oct. 11, 2024, 5:19 p.m. |
| 8-K | USGO | 8-K - U.S. GoldMining Inc. (0001947244) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031141 Size: 2 MB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:17 p.m. |
| 8-K | USGOW | 8-K - U.S. GoldMining Inc. (0001947244) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031141 Size: 2 MB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:17 p.m. |
| 424 | VEEE | 424B3 - Twin Vee PowerCats, Co. (0001855509) (Filer) | Filed: 2024-10-11 AccNo: 0001731122-24-001590 Size: 6 MB | Oct. 11, 2024, 5:17 p.m. |
| SC 13 | BATL | SC 13E3/A - BATTALION OIL CORP (0001282648) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108105 Size: 249 KB | Oct. 11, 2024, 5:17 p.m. |
| 8-K | BYNO | 8-K - byNordic Acquisition Corp (0001801417) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087343 Size: 276 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:17 p.m. |
| 8-K | BYNOW | 8-K - byNordic Acquisition Corp (0001801417) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087343 Size: 276 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:17 p.m. |
| 8-K | BYNOU | 8-K - byNordic Acquisition Corp (0001801417) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087343 Size: 276 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:17 p.m. |
| 8-K | DECAW | 8-K - Denali Capital Acquisition Corp. (0001913577) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087340 Size: 266 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:16 p.m. |
| 8-K | DECA | 8-K - Denali Capital Acquisition Corp. (0001913577) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087340 Size: 266 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:16 p.m. |
| 8-K | DECAU | 8-K - Denali Capital Acquisition Corp. (0001913577) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087340 Size: 266 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:16 p.m. |
| 8-K | ANY | 8-K - Sphere 3D Corp. (0001591956) (Filer) | Filed: 2024-10-11 AccNo: 0001062993-24-017630 Size: 229 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 5:15 p.m. |
| 8-K | MGRX | 8-K - MANGOCEUTICALS, INC. (0001938046) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040955 Size: 4 MB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:15 p.m. |
| 8-K | GRPS | 8-K - Trans American Aquaculture, Inc (0001990446) (Filer) | Filed: 2024-10-11 AccNo: 0001683168-24-007110 Size: 195 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
Oct. 11, 2024, 5:15 p.m. |
| 8-K | FDIT | 8-K - BIOREGENX, INC. (0001593184) (Filer) | Filed: 2024-10-11 AccNo: 0001683168-24-007111 Size: 187 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 5:15 p.m. |
| SC 13 | BIPH | SC 13D/A - Brookfield Infrastructure Corp (0001788348) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BIPC | SC 13D/A - Brookfield Infrastructure Corp (0001788348) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BROXF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMGF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMI | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BXDIF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFDF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BRFPF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BN | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMH | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMKF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKAMF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFAF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BNH | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BRCFF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFOF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFPF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BNJ | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BEPC | SC 13D/A - Brookfield Renewable Corp (0001791863) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BROXF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMGF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMI | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BXDIF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFDF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BRFPF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BN | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMH | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BAMKF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKAMF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFAF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BNH | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BRCFF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFOF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BKFPF | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| SC 13 | BNJ | SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB | Oct. 11, 2024, 5:14 p.m. |
| 424 | BNTC | 424B5 - Benitec Biopharma Inc. (0001808898) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236800 Size: 368 KB | Oct. 11, 2024, 5:13 p.m. |
| 10-Q | WORX | 10-Q - SCWorx Corp. (0001674227) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087332 Size: 4 MB | Oct. 11, 2024, 5:12 p.m. |
| 424 | KTTAW | 424B3 - Pasithea Therapeutics Corp. (0001841330) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087331 Size: 190 KB | Oct. 11, 2024, 5:12 p.m. |
| 424 | KTTA | 424B3 - Pasithea Therapeutics Corp. (0001841330) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087331 Size: 190 KB | Oct. 11, 2024, 5:12 p.m. |
| 8-K | ADTX | 8-K - Aditxt, Inc. (0001726711) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087330 Size: 259 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:11 p.m. |
| S-3 | LDI | S-3 - loanDepot, Inc. (0001831631) (Filer) | Filed: 2024-10-11 AccNo: 0001140361-24-043321 Size: 849 KB | Oct. 11, 2024, 5:10 p.m. |
| 424 | NLST | 424B5 - NETLIST INC (0001282631) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108100 Size: 333 KB | Oct. 11, 2024, 5:10 p.m. |
| S-1 | FLME | S-1 - Sable Offshore Corp. (0001831481) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236795 Size: 12 MB | Oct. 11, 2024, 5:10 p.m. |
| S-1 | FLME-WT | S-1 - Sable Offshore Corp. (0001831481) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236795 Size: 12 MB | Oct. 11, 2024, 5:10 p.m. |
| S-1 | FLME-UN | S-1 - Sable Offshore Corp. (0001831481) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236795 Size: 12 MB | Oct. 11, 2024, 5:10 p.m. |
| 10-K | GHST | 10-K - GHST World Inc. (0001121795) (Filer) | Filed: 2024-10-11 AccNo: 0001079973-24-001394 Size: 2 MB | Oct. 11, 2024, 5:08 p.m. |
| 8-K | SBAC | 8-K - SBA COMMUNICATIONS CORP (0001034054) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236794 Size: 794 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:08 p.m. |
| 8-K | R | 8-K - RYDER SYSTEM INC (0000085961) (Filer) | Filed: 2024-10-11 AccNo: 0000085961-24-000151 Size: 12 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:06 p.m. |
| SC 13 | SSIC | SC 13D - Chicago Atlantic BDC, Inc. (0001843162) (Subject) | Filed: 2024-10-11 AccNo: 0001213900-24-087323 Size: 42 KB | Oct. 11, 2024, 5:06 p.m. |
| 8-K | CLDI-WT | 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:05 p.m. |
| 8-K | CLDI | 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:05 p.m. |
| 8-K | FLAG | 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:05 p.m. |
| 8-K | FLAG-WT | 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:05 p.m. |
| F-1 | VCIG | F-1/A - VCI Global Ltd (0001930510) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087321 Size: 492 KB | Oct. 11, 2024, 5:05 p.m. |
| SC 13 | TNK | SC 13D/A - TEEKAY TANKERS LTD. (0001419945) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236792 Size: 62 KB | Oct. 11, 2024, 5:04 p.m. |
| SC 13 | TK | SC 13D/A - TEEKAY CORP LTD (0000911971) (Filed by) | Filed: 2024-10-11 AccNo: 0001193125-24-236792 Size: 62 KB | Oct. 11, 2024, 5:04 p.m. |
| 424 | KSCP | 424B5 - Knightscope, Inc. (0001600983) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108095 Size: 29 KB | Oct. 11, 2024, 5:04 p.m. |
| 424 | AMTR | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | BDCS | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | USML | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | SMHB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | UCI | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | AMUB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MTUL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | UAG | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | SDYL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | AMNA | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | FIHD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | CEFL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | PFFL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | FUD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MLPQ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | IWDL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | ESUS | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | BDCZ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | SMHD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | CEFD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | UBG | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | IFED | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | QULL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | EVIX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | SCDL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | HOML | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | DJCB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | LRET | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | AMU | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | UCIB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MORL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | BDCY | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MRRL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | DVYL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MLPR | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | FIEE | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MLPI | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | OILX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | EXIV | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | USV | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | CEFZ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | AMND | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | BDCX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | LMLB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MLPG | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | PYPE | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | BDCL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | WUCT | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MLPZ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MLPB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | HDLV | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | DVHL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | MVRL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | FBGX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | FEDL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | IWFL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | DJCI | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | IWML | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | LMLP | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | LBDC | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 424 | HDLB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB | Oct. 11, 2024, 5:04 p.m. |
| 8-K | AIRE | 8-K - reAlpha Tech Corp. (0001859199) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087320 Size: 308 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5:03 p.m. |
| 8-K | WNNR-UN | 8-K - Zapata Computing Holdings Inc. (0001843714) (Filer) | Filed: 2024-10-11 AccNo: 0000950170-24-114391 Size: 236 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Item 2.05: Cost Associated with Exit or Disposal Activities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events |
Oct. 11, 2024, 5:03 p.m. |
| 8-K | WNNR | 8-K - Zapata Computing Holdings Inc. (0001843714) (Filer) | Filed: 2024-10-11 AccNo: 0000950170-24-114391 Size: 236 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Item 2.05: Cost Associated with Exit or Disposal Activities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events |
Oct. 11, 2024, 5:03 p.m. |
| 8-K | WNNR-WT | 8-K - Zapata Computing Holdings Inc. (0001843714) (Filer) | Filed: 2024-10-11 AccNo: 0000950170-24-114391 Size: 236 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Item 2.05: Cost Associated with Exit or Disposal Activities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events |
Oct. 11, 2024, 5:03 p.m. |
| SC 13 | NAPA | SC 13D - Duckhorn Portfolio, Inc. (0001835256) (Subject) | Filed: 2024-10-11 AccNo: 0001193125-24-236789 Size: 114 KB | Oct. 11, 2024, 5:01 p.m. |
| S-3 | AYTUZ | S-3/A - AYTU BIOPHARMA, INC (0001385818) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031137 Size: 231 KB | Oct. 11, 2024, 5:01 p.m. |
| S-3 | AYTU | S-3/A - AYTU BIOPHARMA, INC (0001385818) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031137 Size: 231 KB | Oct. 11, 2024, 5:01 p.m. |
| S-3 | AYTUW | S-3/A - AYTU BIOPHARMA, INC (0001385818) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031137 Size: 231 KB | Oct. 11, 2024, 5:01 p.m. |
| 8-K | XFLT | 8-K - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087318 Size: 249 KB
Item 3.02: Unregistered Sales of Equity Securities |
Oct. 11, 2024, 5 p.m. |
| 8-K | XFLT-PA | 8-K - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087318 Size: 249 KB
Item 3.02: Unregistered Sales of Equity Securities |
Oct. 11, 2024, 5 p.m. |
| 10-Q | SVMB | 10-Q - Jingbo Technology, Inc. (0001647822) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040937 Size: 6 MB | Oct. 11, 2024, 5 p.m. |
| 8-K | DHAC | 8-K - VSEE HEALTH, INC. (0001864531) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108087 Size: 282 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5 p.m. |
| 8-K | DHACW | 8-K - VSEE HEALTH, INC. (0001864531) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108087 Size: 282 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5 p.m. |
| 8-K | DHACU | 8-K - VSEE HEALTH, INC. (0001864531) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108087 Size: 282 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 5 p.m. |
| 8-K | TBTC | 8-K/A - TABLE TRAC INC (0001090396) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031135 Size: 161 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:55 p.m. |
| 8-K | AKTS | 8-K - Akoustis Technologies, Inc. (0001584754) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087313 Size: 204 KB
Item 5.01: Changes in Control of Registrant |
Oct. 11, 2024, 4:54 p.m. |
| 10-K | AKTS | 10-K/A - Akoustis Technologies, Inc. (0001584754) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087309 Size: 329 KB | Oct. 11, 2024, 4:53 p.m. |
| 8-K | NRXPW | 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:53 p.m. |
| 8-K | BRPA | 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:53 p.m. |
| 8-K | BRPAU | 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:53 p.m. |
| 8-K | NRXP | 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:53 p.m. |
| 8-K | BRPAR | 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:53 p.m. |
| 8-K | BRPAW | 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:53 p.m. |
| 424 | AKTX | 424B3 - Akari Therapeutics Plc (0001541157) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236783 Size: 15 MB | Oct. 11, 2024, 4:52 p.m. |
| 8-K | BNTC | 8-K - Benitec Biopharma Inc. (0001808898) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236782 Size: 449 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:52 p.m. |
| 8-K | NAOV | 8-K - NanoVibronix, Inc. (0001326706) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040934 Size: 209 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:51 p.m. |
| 8-K | NLST | 8-K - NETLIST INC (0001282631) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108080 Size: 939 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.02: Results of Operations and Financial Condition Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:49 p.m. |
| 8-K | CARM | 8-K - Carisma Therapeutics Inc. (0001485003) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108078 Size: 200 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:49 p.m. |
| 8-K | SESN | 8-K - Carisma Therapeutics Inc. (0001485003) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108078 Size: 200 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:49 p.m. |
| 424 | PBAXW | 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087305 Size: 41 KB | Oct. 11, 2024, 4:48 p.m. |
| 424 | PBAXU | 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087305 Size: 41 KB | Oct. 11, 2024, 4:48 p.m. |
| 424 | PBAX | 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087305 Size: 41 KB | Oct. 11, 2024, 4:48 p.m. |
| SC 13 | NNDM | SC 13D/A - Nano Dimension Ltd. (0001643303) (Subject) | Filed: 2024-10-11 AccNo: 0000921895-24-002279 Size: 686 KB | Oct. 11, 2024, 4:47 p.m. |
| 8-K | WRAP | 8-K - WRAP TECHNOLOGIES, INC. (0001702924) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031131 Size: 155 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 |
Oct. 11, 2024, 4:47 p.m. |
| 424 | OGEN | 424B5 - ORAGENICS INC (0001174940) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040932 Size: 786 KB | Oct. 11, 2024, 4:45 p.m. |
| 424 | PBAXW | 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087298 Size: 41 KB | Oct. 11, 2024, 4:44 p.m. |
| 424 | PBAXU | 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087298 Size: 41 KB | Oct. 11, 2024, 4:44 p.m. |
| 424 | PBAX | 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087298 Size: 41 KB | Oct. 11, 2024, 4:44 p.m. |
| 8-K | FNWD | 8-K - Finward Bancorp (0000919864) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031128 Size: 190 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:43 p.m. |
| 8-K | NWIN | 8-K - Finward Bancorp (0000919864) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031128 Size: 190 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:43 p.m. |
| 8-K | ARES-PA | 8-K - Ares Management Corp (0001176948) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108073 Size: 873 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:42 p.m. |
| 8-K | ARES | 8-K - Ares Management Corp (0001176948) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108073 Size: 873 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:42 p.m. |
| 424 | LILMW | 424B3 - Lilium N.V. (0001855756) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108071 Size: 357 KB | Oct. 11, 2024, 4:41 p.m. |
| 424 | LILM | 424B3 - Lilium N.V. (0001855756) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108071 Size: 357 KB | Oct. 11, 2024, 4:41 p.m. |
| 8-K | EE | 8-K - Excelerate Energy, Inc. (0001888447) (Filer) | Filed: 2024-10-11 AccNo: 0000950170-24-114371 Size: 298 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:41 p.m. |
| S-1 | BKYI | S-1 - BIO KEY INTERNATIONAL INC (0001019034) (Filer) | Filed: 2024-10-11 AccNo: 0001437749-24-031125 Size: 373 KB | Oct. 11, 2024, 4:40 p.m. |
| 8-K | BA | 8-K - BOEING CO (0000012927) (Filer) | Filed: 2024-10-11 AccNo: 0000012927-24-000067 Size: 197 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:39 p.m. |
| 8-K | MTEM | 8-K - Molecular Templates, Inc. (0001183765) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236770 Size: 151 KB
Item 2.05: Cost Associated with Exit or Disposal Activities |
Oct. 11, 2024, 4:39 p.m. |
| 8-K | IOT | 8-K/A - Samsara Inc. (0001642896) (Filer) | Filed: 2024-10-11 AccNo: 0001642896-24-000070 Size: 145 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 4:38 p.m. |
| 10-K | ASCBW | 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB | Oct. 11, 2024, 4:34 p.m. |
| 10-K | ASCBR | 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB | Oct. 11, 2024, 4:34 p.m. |
| 10-K | ASCB | 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB | Oct. 11, 2024, 4:34 p.m. |
| 10-K | ASCBU | 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB | Oct. 11, 2024, 4:34 p.m. |
| 8-K | DY | 8-K - DYCOM INDUSTRIES INC (0000067215) (Filer) | Filed: 2024-10-11 AccNo: 0000947871-24-000802 Size: 201 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 4:34 p.m. |
| 424 | MCRB | 424B3 - Seres Therapeutics, Inc. (0001609809) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236757 Size: 138 KB | Oct. 11, 2024, 4:34 p.m. |
| 424 | BRK-B | 424B5 - BERKSHIRE HATHAWAY INC (0001067983) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236755 Size: 586 KB | Oct. 11, 2024, 4:34 p.m. |
| 424 | BRK-A | 424B5 - BERKSHIRE HATHAWAY INC (0001067983) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236755 Size: 586 KB | Oct. 11, 2024, 4:34 p.m. |
| 8-K | LGIH | 8-K - LGI Homes, Inc. (0001580670) (Filer) | Filed: 2024-10-11 AccNo: 0001580670-24-000043 Size: 278 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:33 p.m. |
| 8-K | MOFG | 8-K - MidWestOne Financial Group, Inc. (0001412665) (Filer) | Filed: 2024-10-11 AccNo: 0001412665-24-000152 Size: 395 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:31 p.m. |
| 10-Q | GURE | 10-Q - GULF RESOURCES, INC. (0000885462) (Filer) | Filed: 2024-10-11 AccNo: 0001193805-24-001241 Size: 6 MB | Oct. 11, 2024, 4:31 p.m. |
| 8-K | SPHR | 8-K - Sphere Entertainment Co. (0001795250) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236751 Size: 245 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 10-Q | GURE | 10-Q - GULF RESOURCES, INC. (0000885462) (Filer) | Filed: 2024-10-11 AccNo: 0001193805-24-001240 Size: 5 MB | Oct. 11, 2024, 4:30 p.m. |
| 8-K | UGIC | 8-K - UGI CORP /PA/ (0000884614) (Filer) | Filed: 2024-10-11 AccNo: 0001558370-24-013258 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 1.02: Termination of a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | UGI | 8-K - UGI CORP /PA/ (0000884614) (Filer) | Filed: 2024-10-11 AccNo: 0001558370-24-013258 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 1.02: Termination of a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | GLT | 8-K - Glatfelter Corp (0000041719) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108064 Size: 251 KB
Item 8.01: Other Events |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | MBOT | 8-K - Microbot Medical Inc. (0000883975) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040913 Size: 226 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 10-Q | ANVI | 10-Q - ANVI GLOBAL HOLDINGS, INC. (0001570132) (Filer) | Filed: 2024-10-11 AccNo: 0001079973-24-001391 Size: 1 MB | Oct. 11, 2024, 4:30 p.m. |
| 8-K | LRHC | 8-K - La Rosa Holdings Corp. (0001879403) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087281 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | CLWD | 8-K - AiAdvertising, Inc. (0000743758) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087283 Size: 644 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | AIAD | 8-K - AiAdvertising, Inc. (0000743758) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087283 Size: 644 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | ALBT | 8-K - Avalon GloboCare Corp. (0001630212) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087280 Size: 235 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
Oct. 11, 2024, 4:30 p.m. |
| 8-K | AVCO | 8-K - Avalon GloboCare Corp. (0001630212) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087280 Size: 235 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
Oct. 11, 2024, 4:30 p.m. |
| F-1 | YAAS | F-1/A - Youxin Technology Ltd (0001964946) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040912 Size: 9 MB | Oct. 11, 2024, 4:28 p.m. |
| 8-K | RWT-PA | 8-K - REDWOOD TRUST INC (0000930236) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108060 Size: 305 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:27 p.m. |
| 8-K | RWT | 8-K - REDWOOD TRUST INC (0000930236) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108060 Size: 305 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:27 p.m. |
| 8-K | RWTN | 8-K - REDWOOD TRUST INC (0000930236) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108060 Size: 305 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:27 p.m. |
| 424 | CNEY | 424B5 - CN ENERGY GROUP. INC. (0001780785) (Filer) | Filed: 2024-10-11 AccNo: 0001477932-24-006386 Size: 705 KB | Oct. 11, 2024, 4:23 p.m. |
| SC 13 | RPHM | SC 13G - OnKure Therapeutics, Inc. (0001637715) (Subject) | Filed: 2024-10-11 AccNo: 0000929638-24-003493 Size: 220 KB | Oct. 11, 2024, 4:22 p.m. |
| 8-K | ACON | 8-K - Aclarion, Inc. (0001635077) (Filer) | Filed: 2024-10-11 AccNo: 0001683168-24-007100 Size: 262 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | ACONW | 8-K - Aclarion, Inc. (0001635077) (Filer) | Filed: 2024-10-11 AccNo: 0001683168-24-007100 Size: 262 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | CSCO | 8-K - CISCO SYSTEMS, INC. (0000858877) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236734 Size: 139 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | WINVU | 8-K - WinVest Acquisition Corp. (0001854463) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | WINVW | 8-K - WinVest Acquisition Corp. (0001854463) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | WINVR | 8-K - WinVest Acquisition Corp. (0001854463) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | WINV | 8-K - WinVest Acquisition Corp. (0001854463) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:20 p.m. |
| 8-K | OXACU | 8-K - Jet.AI Inc. (0001861622) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | JTAI | 8-K - Jet.AI Inc. (0001861622) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | JTAIW | 8-K - Jet.AI Inc. (0001861622) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | OXACW | 8-K - Jet.AI Inc. (0001861622) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | JTAIZ | 8-K - Jet.AI Inc. (0001861622) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | OXAC | 8-K - Jet.AI Inc. (0001861622) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 424 | APCXW | 424B3 - AppTech Payments Corp. (0001070050) (Filer) | Filed: 2024-10-11 AccNo: 0001683168-24-007098 Size: 342 KB | Oct. 11, 2024, 4:18 p.m. |
| 424 | APCX | 424B3 - AppTech Payments Corp. (0001070050) (Filer) | Filed: 2024-10-11 AccNo: 0001683168-24-007098 Size: 342 KB | Oct. 11, 2024, 4:18 p.m. |
| 8-K | GPS | 8-K - GAP INC (0000039911) (Filer) | Filed: 2024-10-11 AccNo: 0000039911-24-000192 Size: 172 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | MUSS | 8-K - MULTI SOLUTIONS II, INC (0000723733) (Filer) | Filed: 2024-10-11 AccNo: 0001104659-24-108052 Size: 195 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 4:18 p.m. |
| 8-K | AIG-PA | 8-K/A - AMERICAN INTERNATIONAL GROUP, INC. (0000005272) (Filer) | Filed: 2024-10-11 AccNo: 0000005272-24-000112 Size: 187 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 4:17 p.m. |
| 8-K | AIG | 8-K/A - AMERICAN INTERNATIONAL GROUP, INC. (0000005272) (Filer) | Filed: 2024-10-11 AccNo: 0000005272-24-000112 Size: 187 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
Oct. 11, 2024, 4:17 p.m. |
| S-3 | EVRG | S-3ASR - Evergy, Inc. (0001711269) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236732 Size: 336 KB | Oct. 11, 2024, 4:17 p.m. |
| 8-K | BTU | 8-K - PEABODY ENERGY CORP (0001064728) (Filer) | Filed: 2024-10-11 AccNo: 0001064728-24-000164 Size: 5 MB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:17 p.m. |
| 8-K | AFC | 8-K - ARES CAPITAL CORP (0001287750) (Filer) | Filed: 2024-10-11 AccNo: 0001287750-24-000046 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:16 p.m. |
| 8-K | ARCC | 8-K - ARES CAPITAL CORP (0001287750) (Filer) | Filed: 2024-10-11 AccNo: 0001287750-24-000046 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:16 p.m. |
| S-1 | CNXA | S-1 - Connexa Sports Technologies Inc. (0001674440) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040907 Size: 14 MB | Oct. 11, 2024, 4:16 p.m. |
| S-1 | SLGB | S-1 - Connexa Sports Technologies Inc. (0001674440) (Filer) | Filed: 2024-10-11 AccNo: 0001493152-24-040907 Size: 14 MB | Oct. 11, 2024, 4:16 p.m. |
| 8-K | CLOER | 8-K - Clover Leaf Capital Corp. (0001849058) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087271 Size: 337 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:16 p.m. |
| 8-K | CLOE | 8-K - Clover Leaf Capital Corp. (0001849058) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087271 Size: 337 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:16 p.m. |
| 8-K | CLOEU | 8-K - Clover Leaf Capital Corp. (0001849058) (Filer) | Filed: 2024-10-11 AccNo: 0001213900-24-087271 Size: 337 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:16 p.m. |
| SC 13 | RPHM | SC 13G - OnKure Therapeutics, Inc. (0001637715) (Subject) | Filed: 2024-10-11 AccNo: 0001104659-24-108050 Size: 93 KB | Oct. 11, 2024, 4:15 p.m. |
| SC 13 | DMLP | SC 13G - DORCHESTER MINERALS, L.P. (0001172358) (Subject) | Filed: 2024-10-11 AccNo: 0000902664-24-005813 Size: 64 KB | Oct. 11, 2024, 4:15 p.m. |
| SC 13 | ADPT | SC 13G/A - Adaptive Biotechnologies Corp (0001478320) (Subject) | Filed: 2024-10-11 AccNo: 0001319244-24-000051 Size: 95 KB | Oct. 11, 2024, 4:14 p.m. |
| S-1 | GEVI | S-1 - General Enterprise Ventures, Inc. (0000894556) (Filer) | Filed: 2024-10-11 AccNo: 0001640334-24-001510 Size: 11 MB | Oct. 11, 2024, 4:11 p.m. |
| 8-K | NERV | 8-K - Minerva Neurosciences, Inc. (0001598646) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236726 Size: 141 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:10 p.m. |
| 8-K | CCCC | 8-K - C4 Therapeutics, Inc. (0001662579) (Filer) | Filed: 2024-10-11 AccNo: 0001628280-24-042728 Size: 417 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:10 p.m. |
| 8-K | BWFG | 8-K - Bankwell Financial Group, Inc. (0001505732) (Filer) | Filed: 2024-10-11 AccNo: 0001505732-24-000215 Size: 153 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
Oct. 11, 2024, 4:09 p.m. |
| SC 13 | AMCX | SC 13G - AMC Networks Inc. (0001514991) (Subject) | Filed: 2024-10-11 AccNo: 0001273087-24-000098 Size: 81 KB | Oct. 11, 2024, 4:09 p.m. |
| 8-K | MAPSW | 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) | Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:08 p.m. |
| 8-K | SSPK | 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) | Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:08 p.m. |
| 8-K | SSPKW | 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) | Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:08 p.m. |
| 8-K | SSPKU | 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) | Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:08 p.m. |
| 8-K | MAPS | 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) | Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
Oct. 11, 2024, 4:08 p.m. |
| S-3 | CIO | S-3/A - City Office REIT, Inc. (0001593222) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236718 Size: 76 KB | Oct. 11, 2024, 4:07 p.m. |
| S-3 | CIO-PA | S-3/A - City Office REIT, Inc. (0001593222) (Filer) | Filed: 2024-10-11 AccNo: 0001193125-24-236718 Size: 76 KB | Oct. 11, 2024, 4:07 p.m. |