| Form | Ticker | Title | Summary | Updated (EST) |
|---|---|---|---|---|
| 8-K | FFNTF | 8-K - 4Front Ventures Corp. (0001783875) (Filer) | Filed: 2023-03-20 AccNo: 0001279569-23-000330 Size: 202 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
March 20, 2023, 5:31 p.m. |
| 8-K | FFVWF | 8-K - 4Front Ventures Corp. (0001783875) (Filer) | Filed: 2023-03-20 AccNo: 0001279569-23-000330 Size: 202 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
March 20, 2023, 5:31 p.m. |
| 8-K | EE | 8-K - Excelerate Energy, Inc. (0001888447) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074904 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:30 p.m. |
| 8-K | DAKT | 8-K - DAKTRONICS INC /SD/ (0000915779) (Filer) | Filed: 2023-03-20 AccNo: 0000915779-23-000022 Size: 324 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:30 p.m. |
| 8-K | KINZU | 8-K - CXApp Inc. (0001820875) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034553 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics Item 5.06: Change in Shell Company Status Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:30 p.m. |
| 8-K | KINZW | 8-K - CXApp Inc. (0001820875) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034553 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics Item 5.06: Change in Shell Company Status Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:30 p.m. |
| 8-K | KINZ | 8-K - CXApp Inc. (0001820875) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034553 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 3.03: Material Modifications to Rights of Security Holders Item 5.01: Changes in Control of Registrant Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics Item 5.06: Change in Shell Company Status Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:30 p.m. |
| 10-K | TLGA | 10-K - TLG Acquisition One Corp. (0001827871) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB | March 20, 2023, 5:30 p.m. |
| 10-K | TLGA-WT | 10-K - TLG Acquisition One Corp. (0001827871) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB | March 20, 2023, 5:30 p.m. |
| 10-K | TLGA-UN | 10-K - TLG Acquisition One Corp. (0001827871) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB | March 20, 2023, 5:30 p.m. |
| 10-K | TLGAW | 10-K - TLG Acquisition One Corp. (0001827871) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074903 Size: 5 MB | March 20, 2023, 5:30 p.m. |
| 8-K | DHCNI | 8-K - DIVERSIFIED HEALTHCARE TRUST (0001075415) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034552 Size: 258 KB
Item 8.01: Other Events |
March 20, 2023, 5:30 p.m. |
| 8-K | DHCNL | 8-K - DIVERSIFIED HEALTHCARE TRUST (0001075415) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034552 Size: 258 KB
Item 8.01: Other Events |
March 20, 2023, 5:30 p.m. |
| 8-K | DHC | 8-K - DIVERSIFIED HEALTHCARE TRUST (0001075415) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034552 Size: 258 KB
Item 8.01: Other Events |
March 20, 2023, 5:30 p.m. |
| SC 13 | ATTO | SC 13D - Atento S.A. (0001606457) (Subject) | Filed: 2023-03-20 AccNo: 0000930413-23-001051 Size: 87 KB | March 20, 2023, 5:29 p.m. |
| 8-K | CR | 8-K - Crane Holdings, Co. (0000025445) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074898 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:28 p.m. |
| S-3 | PARAP | S-3ASR - Paramount Global (0000813828) (Filer) | Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB | March 20, 2023, 5:28 p.m. |
| S-3 | VIAC | S-3ASR - Paramount Global (0000813828) (Filer) | Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB | March 20, 2023, 5:28 p.m. |
| S-3 | VIACA | S-3ASR - Paramount Global (0000813828) (Filer) | Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB | March 20, 2023, 5:28 p.m. |
| S-3 | VIACP | S-3ASR - Paramount Global (0000813828) (Filer) | Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB | March 20, 2023, 5:28 p.m. |
| S-3 | PARA | S-3ASR - Paramount Global (0000813828) (Filer) | Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB | March 20, 2023, 5:28 p.m. |
| S-3 | PARAA | S-3ASR - Paramount Global (0000813828) (Filer) | Filed: 2023-03-20 AccNo: 0000947871-23-000341 Size: 563 KB | March 20, 2023, 5:28 p.m. |
| 8-K | INPX | 8-K - INPIXON (0001529113) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021477 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:28 p.m. |
| 424 | AMTR | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | BDCS | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | USML | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | SMHB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | UCI | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | AMUB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MTUL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | UAG | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | SDYL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | AMNA | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | FIHD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | CEFL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | PFFL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | FUD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MLPQ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | IWDL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | ESUS | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | BDCZ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | SMHD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | CEFD | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | UBG | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | IFED | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | QULL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | EVIX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | SCDL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | HOML | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | DJCB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | LRET | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | AMU | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | UCIB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MORL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | BDCY | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MRRL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | DVYL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MLPR | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | FIEE | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MLPI | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | OILX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | EXIV | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | USV | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | CEFZ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | AMND | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | BDCX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | LMLB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MLPG | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | PYPE | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | BDCL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MLPZ | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MLPB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | HDLV | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | DVHL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | MVRL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | FBGX | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | FEDL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | IWFL | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | DJCI | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | IWML | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | LMLP | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | LBDC | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 424 | HDLB | 424B3 - UBS AG (0001114446) (Filer) | Filed: 2023-03-20 AccNo: 0001839882-23-007137 Size: 490 KB | March 20, 2023, 5:27 p.m. |
| 8-K | AZYO | 8-K - AZIYO BIOLOGICS, INC. (0001708527) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034551 Size: 227 KB
Item 7.01: Regulation FD Disclosure Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:26 p.m. |
| 8-K | BMRC | 8-K - Bank of Marin Bancorp (0001403475) (Filer) | Filed: 2023-03-20 AccNo: 0001403475-23-000017 Size: 219 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:24 p.m. |
| 8-K | AP-WT | 8-K - AMPCO PITTSBURGH CORP (0000006176) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008787 Size: 630 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:24 p.m. |
| 8-K | AP | 8-K - AMPCO PITTSBURGH CORP (0000006176) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008787 Size: 630 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:24 p.m. |
| 8-K | SQFT | 8-K - Presidio Property Trust, Inc. (0001080657) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008277 Size: 297 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:23 p.m. |
| 8-K | SQFTW | 8-K - Presidio Property Trust, Inc. (0001080657) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008277 Size: 297 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:23 p.m. |
| 8-K | SQFTP | 8-K - Presidio Property Trust, Inc. (0001080657) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008277 Size: 297 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:23 p.m. |
| 10-K | XGN | 10-K - EXAGEN INC. (0001274737) (Filer) | Filed: 2023-03-20 AccNo: 0001274737-23-000019 Size: 9 MB | March 20, 2023, 5:22 p.m. |
| S-3 | USL | S-3 - United States 12 Month Oil Fund, LP (0001405528) (Filer) | Filed: 2023-03-20 AccNo: 0001171200-23-000116 Size: 1 MB | March 20, 2023, 5:21 p.m. |
| 8-K | SGMA | 8-K - SIGMATRON INTERNATIONAL INC (0000915358) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074888 Size: 148 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Item 2.06: Material Impairments |
March 20, 2023, 5:21 p.m. |
| 8-K | DHHC | 8-K - DiamondHead Holdings Corp. (0001830188) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034543 Size: 769 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:20 p.m. |
| 8-K | DHHCU | 8-K - DiamondHead Holdings Corp. (0001830188) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034543 Size: 769 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:20 p.m. |
| 8-K | DHHCW | 8-K - DiamondHead Holdings Corp. (0001830188) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034543 Size: 769 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:20 p.m. |
| SC 13 | ASLN | SC 13G - ASLAN Pharmaceuticals Ltd (0001722926) (Subject) | Filed: 2023-03-20 AccNo: 0001140361-23-012589 Size: 121 KB | March 20, 2023, 5:20 p.m. |
| 20-F | TEO | 20-F - TELECOM ARGENTINA SA (0000932470) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034541 Size: 40 MB | March 20, 2023, 5:19 p.m. |
| 20-F | TCMFF | 20-F - TELECOM ARGENTINA SA (0000932470) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034541 Size: 40 MB | March 20, 2023, 5:19 p.m. |
| F-1 | CHSN | F-1/A - Chanson International Holding (0001825349) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021470 Size: 5 MB | March 20, 2023, 5:19 p.m. |
| 10-K | RVLP | 10-K - RVL Pharmaceuticals plc (0001739426) (Filer) | Filed: 2023-03-20 AccNo: 0001558370-23-004211 Size: 11 MB | March 20, 2023, 5:19 p.m. |
| 10-K | OSMT | 10-K - RVL Pharmaceuticals plc (0001739426) (Filer) | Filed: 2023-03-20 AccNo: 0001558370-23-004211 Size: 11 MB | March 20, 2023, 5:19 p.m. |
| 424 | VORB | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB | March 20, 2023, 5:17 p.m. |
| 424 | VORBW | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB | March 20, 2023, 5:17 p.m. |
| 424 | NGCAU | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB | March 20, 2023, 5:17 p.m. |
| 424 | NGCA | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000049 Size: 201 KB | March 20, 2023, 5:17 p.m. |
| 10-Q | ENZ | 10-Q - ENZO BIOCHEM INC (0000316253) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021465 Size: 6 MB | March 20, 2023, 5:17 p.m. |
| 8-K | ISEE | 8-K - IVERIC bio, Inc. (0001410939) (Filer) | Filed: 2023-03-20 AccNo: 0001410939-23-000032 Size: 157 KB
Item 1.01: Entry into a Material Definitive Agreement |
March 20, 2023, 5:16 p.m. |
| 424 | VORB | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB | March 20, 2023, 5:16 p.m. |
| 424 | VORBW | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB | March 20, 2023, 5:16 p.m. |
| 424 | NGCAU | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB | March 20, 2023, 5:16 p.m. |
| 424 | NGCA | 424B3 - Virgin Orbit Holdings, Inc. (0001843388) (Filer) | Filed: 2023-03-20 AccNo: 0001843388-23-000047 Size: 200 KB | March 20, 2023, 5:16 p.m. |
| 8-K | TTEC | 8-K - TTEC Holdings, Inc. (0001013880) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034539 Size: 202 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
March 20, 2023, 5:15 p.m. |
| 424 | RBA | 424B3 - RITCHIE BROS AUCTIONEERS INC (0001046102) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034538 Size: 177 KB | March 20, 2023, 5:15 p.m. |
| 8-K | CIIGW | 8-K - CIIG Capital Partners II, Inc. (0001841338) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074870 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:15 p.m. |
| 8-K | CIIGU | 8-K - CIIG Capital Partners II, Inc. (0001841338) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074870 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:15 p.m. |
| 8-K | CIIG | 8-K - CIIG Capital Partners II, Inc. (0001841338) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074870 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:15 p.m. |
| 8-K | ALLR | 8-K - Allarity Therapeutics, Inc. (0001860657) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021463 Size: 626 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:14 p.m. |
| SC 13 | NDP | SC 13D/A - TORTOISE ENERGY INDEPENDENCE FUND, INC. (0001547158) (Subject) | Filed: 2023-03-20 AccNo: 0001062993-23-007290 Size: 64 KB | March 20, 2023, 5:12 p.m. |
| 8-K | LEGH | 8-K - Legacy Housing Corp (0001436208) (Filer) | Filed: 2023-03-20 AccNo: 0001558370-23-004209 Size: 197 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:10 p.m. |
| 8-K | GCEHD | 8-K - Global Clean Energy Holdings, Inc. (0000748790) (Filer) | Filed: 2023-03-20 AccNo: 0001575872-23-000400 Size: 178 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events |
March 20, 2023, 5:09 p.m. |
| 8-K | GCEH | 8-K - Global Clean Energy Holdings, Inc. (0000748790) (Filer) | Filed: 2023-03-20 AccNo: 0001575872-23-000400 Size: 178 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events |
March 20, 2023, 5:09 p.m. |
| SC 13 | CRGE | SC 13G - Charge Enterprises, Inc. (0001277250) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034535 Size: 121 KB | March 20, 2023, 5:08 p.m. |
| 8-K | TNXP | 8-K - Tonix Pharmaceuticals Holding Corp. (0001430306) (Filer) | Filed: 2023-03-20 AccNo: 0001387131-23-003690 Size: 11 MB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:07 p.m. |
| 10-K | SGC | 10-K - SUPERIOR GROUP OF COMPANIES, INC. (0000095574) (Filer) | Filed: 2023-03-20 AccNo: 0001437749-23-007261 Size: 11 MB | March 20, 2023, 5:07 p.m. |
| 10-K | AIRG | 10-K - AIRGAIN INC (0001272842) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008785 Size: 14 MB | March 20, 2023, 5:06 p.m. |
| 10-K | BJDX | 10-K - Bluejay Diagnostics, Inc. (0001704287) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021454 Size: 5 MB | March 20, 2023, 5:05 p.m. |
| 424 | DWIN | 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB | March 20, 2023, 5:05 p.m. |
| 424 | DWIN-UN | 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB | March 20, 2023, 5:05 p.m. |
| 424 | DWIN-WT | 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB | March 20, 2023, 5:05 p.m. |
| 424 | FOXO-WT | 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB | March 20, 2023, 5:05 p.m. |
| 424 | FOXO | 424B3 - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021455 Size: 36 KB | March 20, 2023, 5:05 p.m. |
| SC 13 | PTGX | SC 13G - Protagonist Therapeutics, Inc (0001377121) (Subject) | Filed: 2023-03-20 AccNo: 0000921895-23-000729 Size: 291 KB | March 20, 2023, 5:04 p.m. |
| SC 13 | SCOR | SC 13G - COMSCORE, INC. (0001158172) (Subject) | Filed: 2023-03-20 AccNo: 0001546172-23-000005 Size: 8 KB | March 20, 2023, 5:03 p.m. |
| SC 13 | PPHPW | SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB | March 20, 2023, 5:03 p.m. |
| SC 13 | PPHPU | SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB | March 20, 2023, 5:03 p.m. |
| SC 13 | PPHP | SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB | March 20, 2023, 5:03 p.m. |
| SC 13 | PPHPR | SC 13G/A - PHP Ventures Acquisition Corp. (0001863460) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034524 Size: 60 KB | March 20, 2023, 5:03 p.m. |
| 8-K | GHLD | 8-K - Guild Holdings Co (0001821160) (Filer) | Filed: 2023-03-20 AccNo: 0001821160-23-000020 Size: 162 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
March 20, 2023, 5:03 p.m. |
| SC 13 | SWTX | SC 13D/A - SpringWorks Therapeutics, Inc. (0001773427) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074857 Size: 32 KB | March 20, 2023, 5:01 p.m. |
| 8-K | BFI | 8-K - BurgerFi International, Inc. (0001723580) (Filer) | Filed: 2023-03-20 AccNo: 0001723580-23-000004 Size: 287 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | BFIIW | 8-K - BurgerFi International, Inc. (0001723580) (Filer) | Filed: 2023-03-20 AccNo: 0001723580-23-000004 Size: 287 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | DWIN | 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | DWIN-UN | 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | DWIN-WT | 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | FOXO-WT | 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | FOXO | 8-K - FOXO TECHNOLOGIES INC. (0001812360) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021452 Size: 251 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5:01 p.m. |
| 8-K | MLP | 8-K - MAUI LAND & PINEAPPLE CO INC (0000063330) (Filer) | Filed: 2023-03-20 AccNo: 0001437749-23-007260 Size: 219 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 5 p.m. |
| SC 13 | EXEL | SC 13D - EXELIXIS, INC. (0000939767) (Subject) | Filed: 2023-03-20 AccNo: 0000902664-23-002313 Size: 89 KB | March 20, 2023, 5 p.m. |
| 8-K | CPPTL | 8-K - Copper Property CTL Pass Through Trust (0001837671) (Filer) | Filed: 2023-03-20 AccNo: 0001837671-23-000019 Size: 175 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:56 p.m. |
| F-1 | ZHYBF | F-1/A - Zhong Yuan Bio-Technology Holdings Ltd (0001672886) (Filer) | Filed: 2023-03-20 AccNo: 0001079973-23-000360 Size: 8 MB | March 20, 2023, 4:56 p.m. |
| 8-K | CISO | 8-K - CERBERUS CYBER SENTINEL CORP (0001777319) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008267 Size: 405 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.02: Results of Operations and Financial Condition Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:55 p.m. |
| SC 13 | PLRX | SC 13G - PLIANT THERAPEUTICS, INC. (0001746473) (Subject) | Filed: 2023-03-20 AccNo: 0001172661-23-001545 Size: 102 KB | March 20, 2023, 4:55 p.m. |
| SC 13 | FRON | SC 13D/A - Frontier Acquisition Corp. (0001842223) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034508 Size: 66 KB | March 20, 2023, 4:55 p.m. |
| SC 13 | FRONU | SC 13D/A - Frontier Acquisition Corp. (0001842223) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034508 Size: 66 KB | March 20, 2023, 4:55 p.m. |
| SC 13 | FRONW | SC 13D/A - Frontier Acquisition Corp. (0001842223) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034508 Size: 66 KB | March 20, 2023, 4:55 p.m. |
| 8-K | AKYA | 8-K - Akoya Biosciences, Inc. (0001711933) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034504 Size: 225 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:52 p.m. |
| 8-K | VRME | 8-K - VerifyMe, Inc. (0001104038) (Filer) | Filed: 2023-03-20 AccNo: 0001214659-23-004023 Size: 432 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:49 p.m. |
| 8-K | VRMEW | 8-K - VerifyMe, Inc. (0001104038) (Filer) | Filed: 2023-03-20 AccNo: 0001214659-23-004023 Size: 432 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:49 p.m. |
| 8-K | HLIO | 8-K - HELIOS TECHNOLOGIES, INC. (0001024795) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008780 Size: 173 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:48 p.m. |
| 8-K | TRONW | 8-K - CORNER GROWTH ACQUISITION CORP. 2 (0001847513) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034498 Size: 298 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:47 p.m. |
| 8-K | TRON | 8-K - CORNER GROWTH ACQUISITION CORP. 2 (0001847513) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034498 Size: 298 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:47 p.m. |
| 8-K | TRONU | 8-K - CORNER GROWTH ACQUISITION CORP. 2 (0001847513) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034498 Size: 298 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:47 p.m. |
| 8-K | AVGR | 8-K - Avinger Inc (0001506928) (Filer) | Filed: 2023-03-20 AccNo: 0001437749-23-007249 Size: 181 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | GMDA | 8-K - Gamida Cell Ltd. (0001600847) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021441 Size: 225 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | KWAC | 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | KWAC-WT | 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | KWACW | 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | KWACU | 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | KWAC-UN | 8-K - Kingswood Acquisition Corp. (0001823086) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034494 Size: 243 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| SC 13 | SLGL | SC 13D/A - Sol-Gel Technologies Ltd. (0001684693) (Subject) | Filed: 2023-03-20 AccNo: 0001178913-23-001062 Size: 57 KB | March 20, 2023, 4:45 p.m. |
| 8-K | NOTE | 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | DSAC | 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | DSACU | 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | NOTE-WT | 8-K - FiscalNote Holdings, Inc. (0001823466) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008779 Size: 709 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | VIA | 8-K - Via Renewables, Inc. (0001606268) (Filer) | Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | VIASP | 8-K - Via Renewables, Inc. (0001606268) (Filer) | Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | SPKE | 8-K - Via Renewables, Inc. (0001606268) (Filer) | Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | SPKEP | 8-K - Via Renewables, Inc. (0001606268) (Filer) | Filed: 2023-03-20 AccNo: 0001654954-23-003186 Size: 193 KB
Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:45 p.m. |
| 8-K | BBLN | 8-K - Babylon Holdings Ltd (0001866390) (Filer) | Filed: 2023-03-20 AccNo: 0001866390-23-000068 Size: 384 KB
Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:44 p.m. |
| SC 13 | KOAN | SC 13G - Resonate Blends, Inc. (0000897078) (Subject) | Filed: 2023-03-20 AccNo: 0001161697-23-000170 Size: 48 KB | March 20, 2023, 4:44 p.m. |
| SC 13 | ORTX | SC 13G - Orchard Therapeutics plc (0001748907) (Subject) | Filed: 2023-03-20 AccNo: 0001172661-23-001544 Size: 104 KB | March 20, 2023, 4:43 p.m. |
| SC 13 | IOT | SC 13D/A - Samsara Inc. (0001642896) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074841 Size: 322 KB | March 20, 2023, 4:43 p.m. |
| 8-K | HEI | 8-K - HEICO CORP (0000046619) (Filer) | Filed: 2023-03-20 AccNo: 0000046619-23-000056 Size: 233 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
March 20, 2023, 4:43 p.m. |
| 8-K | HEI-A | 8-K - HEICO CORP (0000046619) (Filer) | Filed: 2023-03-20 AccNo: 0000046619-23-000056 Size: 233 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
March 20, 2023, 4:43 p.m. |
| SC 13 | SRDX | SC 13G - SURMODICS INC (0000924717) (Subject) | Filed: 2023-03-20 AccNo: 0001273087-23-000101 Size: 81 KB | March 20, 2023, 4:43 p.m. |
| 8-K | IDEX | 8-K - IDEANOMICS, INC. (0000837852) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034483 Size: 199 KB
Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:40 p.m. |
| 8-K | AITX | 8-K - Artificial Intelligence Technology Solutions Inc. (0001498148) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008256 Size: 235 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:40 p.m. |
| 10-K | ENBP | 10-K - ENB Financial Corp (0001437479) (Filer) | Filed: 2023-03-20 AccNo: 0001174947-23-000382 Size: 13 MB | March 20, 2023, 4:38 p.m. |
| 8-K | PPL | 8-K - PPL Corp (0000922224) (Filer) | Filed: 2023-03-20 AccNo: 0000922224-23-000022 Size: 24 MB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:38 p.m. |
| 8-K | PPX | 8-K - PPL Corp (0000922224) (Filer) | Filed: 2023-03-20 AccNo: 0000922224-23-000022 Size: 24 MB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:38 p.m. |
| 8-K | DRMA | 8-K - Dermata Therapeutics, Inc. (0001853816) (Filer) | Filed: 2023-03-20 AccNo: 0001654954-23-003181 Size: 214 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:36 p.m. |
| 8-K | DRMAW | 8-K - Dermata Therapeutics, Inc. (0001853816) (Filer) | Filed: 2023-03-20 AccNo: 0001654954-23-003181 Size: 214 KB
Item 1.01: Entry into a Material Definitive Agreement Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:36 p.m. |
| 424 | KRTX | 424B5 - Karuna Therapeutics, Inc. (0001771917) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074824 Size: 1 MB | March 20, 2023, 4:35 p.m. |
| SC 13 | ARDS | SC 13G - Aridis Pharmaceuticals, Inc. (0001614067) (Subject) | Filed: 2023-03-20 AccNo: 0000929638-23-000878 Size: 79 KB | March 20, 2023, 4:35 p.m. |
| SC 13 | SENS | SC 13D/A - Senseonics Holdings, Inc. (0001616543) (Subject) | Filed: 2023-03-20 AccNo: 0001140361-23-012557 Size: 71 KB | March 20, 2023, 4:35 p.m. |
| 8-K | AGO | 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) | Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:34 p.m. |
| 8-K | AGO-PE | 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) | Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:34 p.m. |
| 8-K | AGO-PB | 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) | Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:34 p.m. |
| 8-K | AGO-PF | 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) | Filed: 2023-03-20 AccNo: 0001273813-23-000010 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:34 p.m. |
| 8-K | DOOR | 8-K/A - MASONITE INTERNATIONAL CORP (0000893691) (Filer) | Filed: 2023-03-20 AccNo: 0000893691-23-000019 Size: 1 MB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:32 p.m. |
| SC 13 | KLXE | SC 13G - KLX Energy Services Holdings, Inc. (0001738827) (Subject) | Filed: 2023-03-20 AccNo: 0001140361-23-012554 Size: 261 KB | March 20, 2023, 4:32 p.m. |
| 10-K | VBFC | 10-K - Village Bank & Trust Financial Corp. (0001290476) (Filer) | Filed: 2023-03-20 AccNo: 0001544784-23-000006 Size: 27 MB | March 20, 2023, 4:31 p.m. |
| 8-K | AFCG | 8-K - AFC Gamma, Inc. (0001822523) (Filer) | Filed: 2023-03-20 AccNo: 0001829126-23-002149 Size: 239 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:30 p.m. |
| 8-K | CETXW | 8-K - CEMTREX INC (0001435064) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008253 Size: 275 KB
Item 3.02: Unregistered Sales of Equity Securities |
March 20, 2023, 4:30 p.m. |
| 8-K | CETX | 8-K - CEMTREX INC (0001435064) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008253 Size: 275 KB
Item 3.02: Unregistered Sales of Equity Securities |
March 20, 2023, 4:30 p.m. |
| 8-K | CETXP | 8-K - CEMTREX INC (0001435064) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008253 Size: 275 KB
Item 3.02: Unregistered Sales of Equity Securities |
March 20, 2023, 4:30 p.m. |
| SC 13 | ADES | SC 13D - Advanced Emissions Solutions, Inc. (0001515156) (Subject) | Filed: 2023-03-20 AccNo: 0001140361-23-012552 Size: 176 KB | March 20, 2023, 4:30 p.m. |
| 8-K | ONOV | 8-K - Castellum, Inc. (0001877939) (Filer) | Filed: 2023-03-20 AccNo: 0001575872-23-000398 Size: 279 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:30 p.m. |
| 8-K | CTM | 8-K - Castellum, Inc. (0001877939) (Filer) | Filed: 2023-03-20 AccNo: 0001575872-23-000398 Size: 279 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:30 p.m. |
| 8-K | SI-PA | 8-K - Silvergate Capital Corp (0001312109) (Filer) | Filed: 2023-03-20 AccNo: 0001312109-23-000063 Size: 232 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:30 p.m. |
| 8-K | SI | 8-K - Silvergate Capital Corp (0001312109) (Filer) | Filed: 2023-03-20 AccNo: 0001312109-23-000063 Size: 232 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:30 p.m. |
| SC 13 | ORTX | SC 13G - Orchard Therapeutics plc (0001748907) (Subject) | Filed: 2023-03-20 AccNo: 0001104659-23-034475 Size: 76 KB | March 20, 2023, 4:30 p.m. |
| 8-K | TEL | 8-K - TE Connectivity Ltd. (0001385157) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034474 Size: 604 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:30 p.m. |
| 8-K | ADNT | 8-K/A - Adient plc (0001670541) (Filer) | Filed: 2023-03-20 AccNo: 0001670541-23-000085 Size: 160 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
March 20, 2023, 4:29 p.m. |
| 20-F | NEXA | 20-F - Nexa Resources S.A. (0001713930) (Filer) | Filed: 2023-03-20 AccNo: 0001292814-23-001018 Size: 22 MB | March 20, 2023, 4:29 p.m. |
| 8-K | VNT | 8-K - Vontier Corp (0001786842) (Filer) | Filed: 2023-03-20 AccNo: 0001786842-23-000028 Size: 334 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:28 p.m. |
| 10-K | SUAC-WT | 10-K - ShoulderUP Technology Acquisition Corp. (0001885461) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021418 Size: 4 MB | March 20, 2023, 4:28 p.m. |
| 10-K | SUAC-UN | 10-K - ShoulderUP Technology Acquisition Corp. (0001885461) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021418 Size: 4 MB | March 20, 2023, 4:28 p.m. |
| 10-K | SUAC | 10-K - ShoulderUP Technology Acquisition Corp. (0001885461) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021418 Size: 4 MB | March 20, 2023, 4:28 p.m. |
| SC 13 | ISOS | SC 13D/A - Bowlero Corp. (0001840572) (Subject) | Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB | March 20, 2023, 4:27 p.m. |
| SC 13 | ISOS-WT | SC 13D/A - Bowlero Corp. (0001840572) (Subject) | Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB | March 20, 2023, 4:27 p.m. |
| SC 13 | ISOS-UN | SC 13D/A - Bowlero Corp. (0001840572) (Subject) | Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB | March 20, 2023, 4:27 p.m. |
| SC 13 | BOWL | SC 13D/A - Bowlero Corp. (0001840572) (Subject) | Filed: 2023-03-20 AccNo: 0000950103-23-004397 Size: 149 KB | March 20, 2023, 4:27 p.m. |
| 8-K | OCSL | 8-K - Oaktree Specialty Lending Corp (0001414932) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074816 Size: 148 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
March 20, 2023, 4:27 p.m. |
| 8-K | OSLE | 8-K - Oaktree Specialty Lending Corp (0001414932) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074816 Size: 148 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
March 20, 2023, 4:27 p.m. |
| 8-K | NETE | 8-K - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034469 Size: 217 KB
Item 7.01: Regulation FD Disclosure |
March 20, 2023, 4:25 p.m. |
| 8-K | MULN | 8-K - MULLEN AUTOMOTIVE INC. (0001499961) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034469 Size: 217 KB
Item 7.01: Regulation FD Disclosure |
March 20, 2023, 4:25 p.m. |
| 424 | VCKAW | 424B3 - Scilex Holding Co (0001820190) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB | March 20, 2023, 4:25 p.m. |
| 424 | SCLXW | 424B3 - Scilex Holding Co (0001820190) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB | March 20, 2023, 4:25 p.m. |
| 424 | VCKA | 424B3 - Scilex Holding Co (0001820190) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB | March 20, 2023, 4:25 p.m. |
| 424 | SCLX | 424B3 - Scilex Holding Co (0001820190) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB | March 20, 2023, 4:25 p.m. |
| 424 | VCKAU | 424B3 - Scilex Holding Co (0001820190) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074812 Size: 5 MB | March 20, 2023, 4:25 p.m. |
| 8-K | LWLG | 8-K - Lightwave Logic, Inc. (0001325964) (Filer) | Filed: 2023-03-20 AccNo: 0001553350-23-000180 Size: 226 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:25 p.m. |
| SC 13 | ABSI | SC 13D/A - Absci Corp (0001672688) (Subject) | Filed: 2023-03-20 AccNo: 0000919574-23-002222 Size: 170 KB | March 20, 2023, 4:22 p.m. |
| 8-K | RCL | 8-K - ROYAL CARIBBEAN CRUISES LTD (0000884887) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034466 Size: 250 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:22 p.m. |
| 8-K | SMTI | 8-K - Sanara MedTech Inc. (0000714256) (Filer) | Filed: 2023-03-20 AccNo: 0001493152-23-008250 Size: 3 MB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:21 p.m. |
| 8-K | DTGI | 8-K - Digerati Technologies, Inc. (0001014052) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021413 Size: 370 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:21 p.m. |
| 20-F | CAMT | 20-F - CAMTEK LTD (0001109138) (Filer) | Filed: 2023-03-20 AccNo: 0001178913-23-001057 Size: 10 MB | March 20, 2023, 4:21 p.m. |
| 8-K | SRE | 8-K - SEMPRA ENERGY (0001032208) (Filer) | Filed: 2023-03-20 AccNo: 0001032208-23-000011 Size: 319 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:18 p.m. |
| 8-K | SRE-PB | 8-K - SEMPRA ENERGY (0001032208) (Filer) | Filed: 2023-03-20 AccNo: 0001032208-23-000011 Size: 319 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:18 p.m. |
| 8-K | SREA | 8-K - SEMPRA ENERGY (0001032208) (Filer) | Filed: 2023-03-20 AccNo: 0001032208-23-000011 Size: 319 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:18 p.m. |
| 8-K | CMCO | 8-K - COLUMBUS MCKINNON CORP (0001005229) (Filer) | Filed: 2023-03-20 AccNo: 0001005229-23-000055 Size: 236 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:18 p.m. |
| 8-K | ALB | 8-K - ALBEMARLE CORP (0000915913) (Filer) | Filed: 2023-03-20 AccNo: 0000915913-23-000088 Size: 158 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:18 p.m. |
| 8-K | CWEN-A | 8-K - Clearway Energy, Inc. (0001567683) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034463 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:17 p.m. |
| 8-K | CWEN | 8-K - Clearway Energy, Inc. (0001567683) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034463 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:17 p.m. |
| 8-K | CWEN.A | 8-K - Clearway Energy, Inc. (0001567683) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034463 Size: 2 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:17 p.m. |
| 10-K | LHC-WT | 10-K - Leo Holdings Corp. II (0001824153) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074796 Size: 5 MB | March 20, 2023, 4:17 p.m. |
| 10-K | LHC | 10-K - Leo Holdings Corp. II (0001824153) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074796 Size: 5 MB | March 20, 2023, 4:17 p.m. |
| 10-K | LHC-UN | 10-K - Leo Holdings Corp. II (0001824153) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074796 Size: 5 MB | March 20, 2023, 4:17 p.m. |
| SC 13 | LAZYW | SC 13D/A - Lazydays Holdings, Inc. (0001721741) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074795 Size: 115 KB | March 20, 2023, 4:16 p.m. |
| SC 13 | LAZY | SC 13D/A - Lazydays Holdings, Inc. (0001721741) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074795 Size: 115 KB | March 20, 2023, 4:16 p.m. |
| 10-K | GFGDU | 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB | March 20, 2023, 4:16 p.m. |
| 10-K | GFGD | 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB | March 20, 2023, 4:16 p.m. |
| 10-K | GFGDR | 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB | March 20, 2023, 4:16 p.m. |
| 10-K | GFGDW | 10-K - Growth for Good Acquisition Corp (0001876714) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034459 Size: 5 MB | March 20, 2023, 4:16 p.m. |
| 10-K | BAERW | 10-K - Bridger Aerospace Group Holdings, Inc. (0001941536) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074792 Size: 1 MB | March 20, 2023, 4:15 p.m. |
| 10-K | BAER | 10-K - Bridger Aerospace Group Holdings, Inc. (0001941536) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074792 Size: 1 MB | March 20, 2023, 4:15 p.m. |
| 8-K | KAVL | 8-K - Kaival Brands Innovations Group, Inc. (0001762239) (Filer) | Filed: 2023-03-20 AccNo: 0001731122-23-000418 Size: 268 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:15 p.m. |
| 8-K | BTX | 8-K - Eterna Therapeutics Inc. (0000748592) (Filer) | Filed: 2023-03-20 AccNo: 0001140361-23-012545 Size: 361 KB
Item 2.02: Results of Operations and Financial Condition Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:15 p.m. |
| 8-K | NTN | 8-K - Eterna Therapeutics Inc. (0000748592) (Filer) | Filed: 2023-03-20 AccNo: 0001140361-23-012545 Size: 361 KB
Item 2.02: Results of Operations and Financial Condition Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:15 p.m. |
| 8-K | ERNA | 8-K - Eterna Therapeutics Inc. (0000748592) (Filer) | Filed: 2023-03-20 AccNo: 0001140361-23-012545 Size: 361 KB
Item 2.02: Results of Operations and Financial Condition Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:15 p.m. |
| 8-K | BRSF | 8-K - BRAIN SCIENTIFIC INC. (0001662382) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021409 Size: 566 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:15 p.m. |
| 8-K | BRSFD | 8-K - BRAIN SCIENTIFIC INC. (0001662382) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021409 Size: 566 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:15 p.m. |
| 8-K | GPMT | 8-K - Granite Point Mortgage Trust Inc. (0001703644) (Filer) | Filed: 2023-03-20 AccNo: 0001703644-23-000067 Size: 334 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:14 p.m. |
| 8-K | GPMT-PA | 8-K - Granite Point Mortgage Trust Inc. (0001703644) (Filer) | Filed: 2023-03-20 AccNo: 0001703644-23-000067 Size: 334 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:14 p.m. |
| 8-K | SLRC | 8-K - SLR Investment Corp. (0001418076) (Filer) | Filed: 2023-03-20 AccNo: 0001171843-23-001773 Size: 228 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:14 p.m. |
| 10-K | ALRN | 10-K - AILERON THERAPEUTICS INC (0001420565) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008767 Size: 11 MB | March 20, 2023, 4:14 p.m. |
| 8-K | INDB | 8-K - INDEPENDENT BANK CORP (0000776901) (Filer) | Filed: 2023-03-20 AccNo: 0000776901-23-000103 Size: 198 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
March 20, 2023, 4:14 p.m. |
| SC 13 | FSEA | SC 13G - First Seacoast Bancorp, Inc. (0001943802) (Subject) | Filed: 2023-03-20 AccNo: 0001398344-23-006395 Size: 89 KB | March 20, 2023, 4:13 p.m. |
| 10-K | VLD-WT | 10-K - Velo3D, Inc. (0001825079) (Filer) | Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB | March 20, 2023, 4:13 p.m. |
| 10-K | SPFR-WT | 10-K - Velo3D, Inc. (0001825079) (Filer) | Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB | March 20, 2023, 4:13 p.m. |
| 10-K | SPFR | 10-K - Velo3D, Inc. (0001825079) (Filer) | Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB | March 20, 2023, 4:13 p.m. |
| 10-K | SPFR-UN | 10-K - Velo3D, Inc. (0001825079) (Filer) | Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB | March 20, 2023, 4:13 p.m. |
| 10-K | VLD | 10-K - Velo3D, Inc. (0001825079) (Filer) | Filed: 2023-03-20 AccNo: 0001825079-23-000012 Size: 14 MB | March 20, 2023, 4:13 p.m. |
| 8-K | BJDX | 8-K - Bluejay Diagnostics, Inc. (0001704287) (Filer) | Filed: 2023-03-20 AccNo: 0001213900-23-021408 Size: 303 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:13 p.m. |
| 8-K | HAIN | 8-K - HAIN CELESTIAL GROUP INC (0000910406) (Filer) | Filed: 2023-03-20 AccNo: 0000910406-23-000023 Size: 499 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events |
March 20, 2023, 4:13 p.m. |
| 8-K | CIFR | 8-K - Cipher Mining Inc. (0001819989) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:12 p.m. |
| 8-K | CIFRW | 8-K - Cipher Mining Inc. (0001819989) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:12 p.m. |
| 8-K | GWACW | 8-K - Cipher Mining Inc. (0001819989) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:12 p.m. |
| 8-K | GWAC | 8-K - Cipher Mining Inc. (0001819989) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008766 Size: 307 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:12 p.m. |
| SC 13 | BCOV | SC 13D/A - BRIGHTCOVE INC (0001313275) (Subject) | Filed: 2023-03-20 AccNo: 0001062993-23-007277 Size: 36 KB | March 20, 2023, 4:12 p.m. |
| 10-K | GRPH | 10-K - Graphite Bio, Inc. (0001815776) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008764 Size: 18 MB | March 20, 2023, 4:11 p.m. |
| 10-K | FWBI | 10-K - First Wave BioPharma, Inc. (0001604191) (Filer) | Filed: 2023-03-20 AccNo: 0001410578-23-000299 Size: 11 MB | March 20, 2023, 4:10 p.m. |
| 10-K | AZRX | 10-K - First Wave BioPharma, Inc. (0001604191) (Filer) | Filed: 2023-03-20 AccNo: 0001410578-23-000299 Size: 11 MB | March 20, 2023, 4:10 p.m. |
| 424 | NKLA | 424B3 - Nikola Corp (0001731289) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074783 Size: 94 KB | March 20, 2023, 4:08 p.m. |
| 10-K | GATO | 10-K - Gatos Silver, Inc. (0001517006) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034448 Size: 23 MB | March 20, 2023, 4:07 p.m. |
| SC 13 | WE-WT | SC 13D/A - WeWork Inc. (0001813756) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB | March 20, 2023, 4:06 p.m. |
| SC 13 | BOWX | SC 13D/A - WeWork Inc. (0001813756) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB | March 20, 2023, 4:06 p.m. |
| SC 13 | BOWXU | SC 13D/A - WeWork Inc. (0001813756) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB | March 20, 2023, 4:06 p.m. |
| SC 13 | BOWXW | SC 13D/A - WeWork Inc. (0001813756) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB | March 20, 2023, 4:06 p.m. |
| SC 13 | WE | SC 13D/A - WeWork Inc. (0001813756) (Subject) | Filed: 2023-03-20 AccNo: 0001193125-23-074781 Size: 180 KB | March 20, 2023, 4:06 p.m. |
| 8-K | GRPH | 8-K - Graphite Bio, Inc. (0001815776) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008761 Size: 549 KB
Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:06 p.m. |
| 424 | NKLA | 424B3 - Nikola Corp (0001731289) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074778 Size: 94 KB | March 20, 2023, 4:06 p.m. |
| 8-K | SMSI | 8-K - SMITH MICRO SOFTWARE, INC. (0000948708) (Filer) | Filed: 2023-03-20 AccNo: 0000948708-23-000011 Size: 155 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
March 20, 2023, 4:06 p.m. |
| 20-F | GLBS | 20-F - GLOBUS MARITIME LTD (0001499780) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034445 Size: 13 MB | March 20, 2023, 4:06 p.m. |
| 8-K | JBI | 8-K - Janus International Group, Inc. (0001839839) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074779 Size: 140 KB
Item 8.01: Other Events |
March 20, 2023, 4:06 p.m. |
| 10-K | INVA | 10-K/A - Innoviva, Inc. (0001080014) (Filer) | Filed: 2023-03-20 AccNo: 0000950170-23-008760 Size: 1 MB | March 20, 2023, 4:05 p.m. |
| S-1 | IE | S-1/A - Ivanhoe Electric Inc. (0001879016) (Filer) | Filed: 2023-03-20 AccNo: 0001104659-23-034442 Size: 6 MB | March 20, 2023, 4:05 p.m. |
| 8-K | MESA | 8-K/A - MESA AIR GROUP INC (0000810332) (Filer) | Filed: 2023-03-20 AccNo: 0001193125-23-074777 Size: 158 KB
Item 9.01: Financial Statements and Exhibits |
March 20, 2023, 4:05 p.m. |