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SC 13 CIDM SC 13G - Cineverse Corp. (0001173204) (Subject) Filed: 2024-10-11 AccNo: 0001013594-24-000795 Size: 152 KB Oct. 11, 2024, 9:12 p.m.
SC 13 CNVS SC 13G - Cineverse Corp. (0001173204) (Subject) Filed: 2024-10-11 AccNo: 0001013594-24-000795 Size: 152 KB Oct. 11, 2024, 9:12 p.m.
SC 13 FLME SC 13D/A - Sable Offshore Corp. (0001831481) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236885 Size: 33 KB Oct. 11, 2024, 8:13 p.m.
SC 13 FLME-WT SC 13D/A - Sable Offshore Corp. (0001831481) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236885 Size: 33 KB Oct. 11, 2024, 8:13 p.m.
SC 13 FLME-UN SC 13D/A - Sable Offshore Corp. (0001831481) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236885 Size: 33 KB Oct. 11, 2024, 8:13 p.m.
SC 13 RGS SC 13G - REGIS CORP (0000716643) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108167 Size: 62 KB Oct. 11, 2024, 8:01 p.m.
SC 13 GVP SC 13D - GSE SYSTEMS INC (0000944480) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108166 Size: 65 KB Oct. 11, 2024, 7:40 p.m.
SC 13 RSI-WT SC 13D/A - Rush Street Interactive, Inc. (0001793659) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108152 Size: 98 KB Oct. 11, 2024, 7 p.m.
SC 13 RSI SC 13D/A - Rush Street Interactive, Inc. (0001793659) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108152 Size: 98 KB Oct. 11, 2024, 7 p.m.
SC 13 BEST SC 13D/A - BEST Inc. (0001709505) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236868 Size: 1 MB Oct. 11, 2024, 6:12 p.m.
SC 13 U SC 13G/A - Unity Software Inc. (0001810806) (Subject) Filed: 2024-10-11 AccNo: 0001800217-24-000007 Size: 9 KB Oct. 11, 2024, 6:07 p.m.
SC 13 INAB SC 13D/A - IN8BIO, INC. (0001740279) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108134 Size: 417 KB Oct. 11, 2024, 6:01 p.m.
SC 13 DAVE SC 13D/A - Dave Inc./DE (0001841408) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108132 Size: 230 KB Oct. 11, 2024, 6 p.m.
SC 13 DAVEW SC 13D/A - Dave Inc./DE (0001841408) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108132 Size: 230 KB Oct. 11, 2024, 6 p.m.
SC 13 VPCC SC 13D/A - Dave Inc./DE (0001841408) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108132 Size: 230 KB Oct. 11, 2024, 6 p.m.
SC 13 NAPA SC 13D - Duckhorn Portfolio, Inc. (0001835256) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236830 Size: 92 KB Oct. 11, 2024, 5:39 p.m.
SC 13 APLD SC 13D/A - Applied Digital Corp. (0001144879) (Subject) Filed: 2024-10-11 AccNo: 0001085146-24-004848 Size: 41 KB Oct. 11, 2024, 5:37 p.m.
SC 13 ESGRP SC 13E3/A - Enstar Group LTD (0001363829) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108117 Size: 435 KB Oct. 11, 2024, 5:31 p.m.
SC 13 ESGRO SC 13E3/A - Enstar Group LTD (0001363829) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108117 Size: 435 KB Oct. 11, 2024, 5:31 p.m.
SC 13 ESGR SC 13E3/A - Enstar Group LTD (0001363829) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108117 Size: 435 KB Oct. 11, 2024, 5:31 p.m.
S-1 DHAC S-1/A - VSEE HEALTH, INC. (0001864531) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108116 Size: 40 MB Oct. 11, 2024, 5:30 p.m.
S-1 DHACW S-1/A - VSEE HEALTH, INC. (0001864531) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108116 Size: 40 MB Oct. 11, 2024, 5:30 p.m.
S-1 DHACU S-1/A - VSEE HEALTH, INC. (0001864531) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108116 Size: 40 MB Oct. 11, 2024, 5:30 p.m.
8-K STRRP 8-K - STAR EQUITY HOLDINGS, INC. (0000707388) (Filer) Filed: 2024-10-11 AccNo: 0000707388-24-000150 Size: 1 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:30 p.m.
8-K STRR 8-K - STAR EQUITY HOLDINGS, INC. (0000707388) (Filer) Filed: 2024-10-11 AccNo: 0000707388-24-000150 Size: 1 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:30 p.m.
8-K WLFC 8-K - WILLIS LEASE FINANCE CORP (0001018164) (Filer) Filed: 2024-10-11 AccNo: 0001018164-24-000075 Size: 158 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 5:29 p.m.
SC 13 EDR SC 13E3/A - Endeavor Group Holdings, Inc. (0001766363) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236818 Size: 462 KB Oct. 11, 2024, 5:29 p.m.
8-K MDRRP 8-K - Medalist Diversified REIT, Inc. (0001654595) (Filer) Filed: 2024-10-11 AccNo: 0001558370-24-013263 Size: 309 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:29 p.m.
8-K MDRR 8-K - Medalist Diversified REIT, Inc. (0001654595) (Filer) Filed: 2024-10-11 AccNo: 0001558370-24-013263 Size: 309 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:29 p.m.
8-K GKOS 8-K - GLAUKOS Corp (0001192448) (Filer) Filed: 2024-10-11 AccNo: 0001558370-24-013262 Size: 177 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:27 p.m.
424 CLDI-WT 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB Oct. 11, 2024, 5:26 p.m.
424 CLDI 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB Oct. 11, 2024, 5:26 p.m.
424 FLAG 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB Oct. 11, 2024, 5:26 p.m.
424 FLAG-WT 424B5 - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040963 Size: 394 KB Oct. 11, 2024, 5:26 p.m.
8-K SOBR 8-K - SOBR Safe, Inc. (0001425627) (Filer) Filed: 2024-10-11 AccNo: 0001477932-24-006392 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:25 p.m.
SC 13 RPHM SC 13G - OnKure Therapeutics, Inc. (0001637715) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108113 Size: 149 KB Oct. 11, 2024, 5:24 p.m.
8-K GATO 8-K - Gatos Silver, Inc. (0001517006) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236813 Size: 313 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:23 p.m.
8-K NVFY 8-K - Nova Lifestyle, Inc. (0001473334) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040961 Size: 248 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:23 p.m.
8-K PAYX 8-K - PAYCHEX INC (0000723531) (Filer) Filed: 2024-10-11 AccNo: 0000950170-24-114406 Size: 220 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:23 p.m.
424 AIRE 424B3 - reAlpha Tech Corp. (0001859199) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087351 Size: 119 KB Oct. 11, 2024, 5:22 p.m.
10-Q AEHR 10-Q - AEHR TEST SYSTEMS (0001040470) (Filer) Filed: 2024-10-11 AccNo: 0001654954-24-012913 Size: 4 MB Oct. 11, 2024, 5:21 p.m.
8-K BTSGU 8-K - BrightSpring Health Services, Inc. (0001865782) (Filer) Filed: 2024-10-11 AccNo: 0000950170-24-114404 Size: 517 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:21 p.m.
8-K IP 8-K - INTERNATIONAL PAPER CO /NEW/ (0000051434) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236808 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:20 p.m.
8-K INPAP 8-K - INTERNATIONAL PAPER CO /NEW/ (0000051434) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236808 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:20 p.m.
8-K TGL 8-K - TREASURE GLOBAL INC (0001905956) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087348 Size: 602 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:20 p.m.
10-K AWCA 10-K - Awaysis Capital, Inc. (0001021917) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040958 Size: 4 MB Oct. 11, 2024, 5:19 p.m.
10-K AWYS 10-K - Awaysis Capital, Inc. (0001021917) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040958 Size: 4 MB Oct. 11, 2024, 5:19 p.m.
8-K USGO 8-K - U.S. GoldMining Inc. (0001947244) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031141 Size: 2 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:17 p.m.
8-K USGOW 8-K - U.S. GoldMining Inc. (0001947244) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031141 Size: 2 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:17 p.m.
424 VEEE 424B3 - Twin Vee PowerCats, Co. (0001855509) (Filer) Filed: 2024-10-11 AccNo: 0001731122-24-001590 Size: 6 MB Oct. 11, 2024, 5:17 p.m.
SC 13 BATL SC 13E3/A - BATTALION OIL CORP (0001282648) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108105 Size: 249 KB Oct. 11, 2024, 5:17 p.m.
8-K BYNO 8-K - byNordic Acquisition Corp (0001801417) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087343 Size: 276 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:17 p.m.
8-K BYNOW 8-K - byNordic Acquisition Corp (0001801417) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087343 Size: 276 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:17 p.m.
8-K BYNOU 8-K - byNordic Acquisition Corp (0001801417) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087343 Size: 276 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:17 p.m.
8-K DECAW 8-K - Denali Capital Acquisition Corp. (0001913577) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087340 Size: 266 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:16 p.m.
8-K DECA 8-K - Denali Capital Acquisition Corp. (0001913577) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087340 Size: 266 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:16 p.m.
8-K DECAU 8-K - Denali Capital Acquisition Corp. (0001913577) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087340 Size: 266 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:16 p.m.
8-K ANY 8-K - Sphere 3D Corp. (0001591956) (Filer) Filed: 2024-10-11 AccNo: 0001062993-24-017630 Size: 229 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 5:15 p.m.
8-K MGRX 8-K - MANGOCEUTICALS, INC. (0001938046) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040955 Size: 4 MB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:15 p.m.
8-K GRPS 8-K - Trans American Aquaculture, Inc (0001990446) (Filer) Filed: 2024-10-11 AccNo: 0001683168-24-007110 Size: 195 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Oct. 11, 2024, 5:15 p.m.
8-K FDIT 8-K - BIOREGENX, INC. (0001593184) (Filer) Filed: 2024-10-11 AccNo: 0001683168-24-007111 Size: 187 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 5:15 p.m.
SC 13 BIPH SC 13D/A - Brookfield Infrastructure Corp (0001788348) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BIPC SC 13D/A - Brookfield Infrastructure Corp (0001788348) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BROXF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMGF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMI SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BXDIF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFDF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BRFPF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BN SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMH SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMKF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKAMF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFAF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BNH SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BRCFF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFOF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFPF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BNJ SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236804 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BEPC SC 13D/A - Brookfield Renewable Corp (0001791863) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BROXF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMGF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMI SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BXDIF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFDF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BRFPF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BN SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMH SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BAMKF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKAMF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFAF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BNH SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BRCFF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFOF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BKFPF SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
SC 13 BNJ SC 13D/A - BROOKFIELD Corp /ON/ (0001001085) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236802 Size: 112 KB Oct. 11, 2024, 5:14 p.m.
424 BNTC 424B5 - Benitec Biopharma Inc. (0001808898) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236800 Size: 368 KB Oct. 11, 2024, 5:13 p.m.
10-Q WORX 10-Q - SCWorx Corp. (0001674227) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087332 Size: 4 MB Oct. 11, 2024, 5:12 p.m.
424 KTTAW 424B3 - Pasithea Therapeutics Corp. (0001841330) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087331 Size: 190 KB Oct. 11, 2024, 5:12 p.m.
424 KTTA 424B3 - Pasithea Therapeutics Corp. (0001841330) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087331 Size: 190 KB Oct. 11, 2024, 5:12 p.m.
8-K ADTX 8-K - Aditxt, Inc. (0001726711) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087330 Size: 259 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:11 p.m.
S-3 LDI S-3 - loanDepot, Inc. (0001831631) (Filer) Filed: 2024-10-11 AccNo: 0001140361-24-043321 Size: 849 KB Oct. 11, 2024, 5:10 p.m.
424 NLST 424B5 - NETLIST INC (0001282631) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108100 Size: 333 KB Oct. 11, 2024, 5:10 p.m.
S-1 FLME S-1 - Sable Offshore Corp. (0001831481) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236795 Size: 12 MB Oct. 11, 2024, 5:10 p.m.
S-1 FLME-WT S-1 - Sable Offshore Corp. (0001831481) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236795 Size: 12 MB Oct. 11, 2024, 5:10 p.m.
S-1 FLME-UN S-1 - Sable Offshore Corp. (0001831481) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236795 Size: 12 MB Oct. 11, 2024, 5:10 p.m.
10-K GHST 10-K - GHST World Inc. (0001121795) (Filer) Filed: 2024-10-11 AccNo: 0001079973-24-001394 Size: 2 MB Oct. 11, 2024, 5:08 p.m.
8-K SBAC 8-K - SBA COMMUNICATIONS CORP (0001034054) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236794 Size: 794 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:08 p.m.
8-K R 8-K - RYDER SYSTEM INC (0000085961) (Filer) Filed: 2024-10-11 AccNo: 0000085961-24-000151 Size: 12 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:06 p.m.
SC 13 SSIC SC 13D - Chicago Atlantic BDC, Inc. (0001843162) (Subject) Filed: 2024-10-11 AccNo: 0001213900-24-087323 Size: 42 KB Oct. 11, 2024, 5:06 p.m.
8-K CLDI-WT 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:05 p.m.
8-K CLDI 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:05 p.m.
8-K FLAG 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:05 p.m.
8-K FLAG-WT 8-K - Calidi Biotherapeutics, Inc. (0001855485) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040953 Size: 625 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:05 p.m.
F-1 VCIG F-1/A - VCI Global Ltd (0001930510) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087321 Size: 492 KB Oct. 11, 2024, 5:05 p.m.
SC 13 TNK SC 13D/A - TEEKAY TANKERS LTD. (0001419945) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236792 Size: 62 KB Oct. 11, 2024, 5:04 p.m.
SC 13 TK SC 13D/A - TEEKAY CORP LTD (0000911971) (Filed by) Filed: 2024-10-11 AccNo: 0001193125-24-236792 Size: 62 KB Oct. 11, 2024, 5:04 p.m.
424 KSCP 424B5 - Knightscope, Inc. (0001600983) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108095 Size: 29 KB Oct. 11, 2024, 5:04 p.m.
424 AMTR 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 BDCS 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 USML 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 SMHB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 UCI 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 AMUB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MTUL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 UAG 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 SDYL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 AMNA 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 FIHD 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 CEFL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 PFFL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 FUD 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MLPQ 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 IWDL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 ESUS 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 BDCZ 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 SMHD 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 CEFD 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 UBG 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 IFED 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 QULL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 EVIX 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 SCDL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 HOML 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 DJCB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 LRET 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 AMU 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 UCIB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MORL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 BDCY 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MRRL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 DVYL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MLPR 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 FIEE 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MLPI 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 OILX 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 EXIV 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 USV 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 CEFZ 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 AMND 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 BDCX 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 LMLB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MLPG 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 PYPE 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 BDCL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 WUCT 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MLPZ 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MLPB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 HDLV 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 DVHL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 MVRL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 FBGX 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 FEDL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 IWFL 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 DJCI 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 IWML 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 LMLP 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 LBDC 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
424 HDLB 424B3 - UBS AG (0001114446) (Filer) Filed: 2024-10-11 AccNo: 0001839882-24-033567 Size: 1 MB Oct. 11, 2024, 5:04 p.m.
8-K AIRE 8-K - reAlpha Tech Corp. (0001859199) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087320 Size: 308 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5:03 p.m.
8-K WNNR-UN 8-K - Zapata Computing Holdings Inc. (0001843714) (Filer) Filed: 2024-10-11 AccNo: 0000950170-24-114391 Size: 236 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 2.05: Cost Associated with Exit or Disposal Activities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Oct. 11, 2024, 5:03 p.m.
8-K WNNR 8-K - Zapata Computing Holdings Inc. (0001843714) (Filer) Filed: 2024-10-11 AccNo: 0000950170-24-114391 Size: 236 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 2.05: Cost Associated with Exit or Disposal Activities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Oct. 11, 2024, 5:03 p.m.
8-K WNNR-WT 8-K - Zapata Computing Holdings Inc. (0001843714) (Filer) Filed: 2024-10-11 AccNo: 0000950170-24-114391 Size: 236 KB
Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Item 2.05: Cost Associated with Exit or Disposal Activities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Oct. 11, 2024, 5:03 p.m.
SC 13 NAPA SC 13D - Duckhorn Portfolio, Inc. (0001835256) (Subject) Filed: 2024-10-11 AccNo: 0001193125-24-236789 Size: 114 KB Oct. 11, 2024, 5:01 p.m.
S-3 AYTUZ S-3/A - AYTU BIOPHARMA, INC (0001385818) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031137 Size: 231 KB Oct. 11, 2024, 5:01 p.m.
S-3 AYTU S-3/A - AYTU BIOPHARMA, INC (0001385818) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031137 Size: 231 KB Oct. 11, 2024, 5:01 p.m.
S-3 AYTUW S-3/A - AYTU BIOPHARMA, INC (0001385818) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031137 Size: 231 KB Oct. 11, 2024, 5:01 p.m.
8-K XFLT 8-K - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087318 Size: 249 KB
Item 3.02: Unregistered Sales of Equity Securities
Oct. 11, 2024, 5 p.m.
8-K XFLT-PA 8-K - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087318 Size: 249 KB
Item 3.02: Unregistered Sales of Equity Securities
Oct. 11, 2024, 5 p.m.
10-Q SVMB 10-Q - Jingbo Technology, Inc. (0001647822) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040937 Size: 6 MB Oct. 11, 2024, 5 p.m.
8-K DHAC 8-K - VSEE HEALTH, INC. (0001864531) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108087 Size: 282 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5 p.m.
8-K DHACW 8-K - VSEE HEALTH, INC. (0001864531) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108087 Size: 282 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5 p.m.
8-K DHACU 8-K - VSEE HEALTH, INC. (0001864531) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108087 Size: 282 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 5 p.m.
8-K TBTC 8-K/A - TABLE TRAC INC (0001090396) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031135 Size: 161 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:55 p.m.
8-K AKTS 8-K - Akoustis Technologies, Inc. (0001584754) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087313 Size: 204 KB
Item 5.01: Changes in Control of Registrant
Oct. 11, 2024, 4:54 p.m.
10-K AKTS 10-K/A - Akoustis Technologies, Inc. (0001584754) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087309 Size: 329 KB Oct. 11, 2024, 4:53 p.m.
8-K NRXPW 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:53 p.m.
8-K BRPA 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:53 p.m.
8-K BRPAU 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:53 p.m.
8-K NRXP 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:53 p.m.
8-K BRPAR 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:53 p.m.
8-K BRPAW 8-K - NRX Pharmaceuticals, Inc. (0001719406) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031133 Size: 274 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:53 p.m.
424 AKTX 424B3 - Akari Therapeutics Plc (0001541157) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236783 Size: 15 MB Oct. 11, 2024, 4:52 p.m.
8-K BNTC 8-K - Benitec Biopharma Inc. (0001808898) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236782 Size: 449 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:52 p.m.
8-K NAOV 8-K - NanoVibronix, Inc. (0001326706) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040934 Size: 209 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:51 p.m.
8-K NLST 8-K - NETLIST INC (0001282631) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108080 Size: 939 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.02: Results of Operations and Financial Condition
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:49 p.m.
8-K CARM 8-K - Carisma Therapeutics Inc. (0001485003) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108078 Size: 200 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:49 p.m.
8-K SESN 8-K - Carisma Therapeutics Inc. (0001485003) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108078 Size: 200 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:49 p.m.
424 PBAXW 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087305 Size: 41 KB Oct. 11, 2024, 4:48 p.m.
424 PBAXU 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087305 Size: 41 KB Oct. 11, 2024, 4:48 p.m.
424 PBAX 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087305 Size: 41 KB Oct. 11, 2024, 4:48 p.m.
SC 13 NNDM SC 13D/A - Nano Dimension Ltd. (0001643303) (Subject) Filed: 2024-10-11 AccNo: 0000921895-24-002279 Size: 686 KB Oct. 11, 2024, 4:47 p.m.
8-K WRAP 8-K - WRAP TECHNOLOGIES, INC. (0001702924) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031131 Size: 155 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Oct. 11, 2024, 4:47 p.m.
424 OGEN 424B5 - ORAGENICS INC (0001174940) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040932 Size: 786 KB Oct. 11, 2024, 4:45 p.m.
424 PBAXW 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087298 Size: 41 KB Oct. 11, 2024, 4:44 p.m.
424 PBAXU 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087298 Size: 41 KB Oct. 11, 2024, 4:44 p.m.
424 PBAX 424B3 - CERO THERAPEUTICS HOLDINGS, INC. (0001870404) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087298 Size: 41 KB Oct. 11, 2024, 4:44 p.m.
8-K FNWD 8-K - Finward Bancorp (0000919864) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031128 Size: 190 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:43 p.m.
8-K NWIN 8-K - Finward Bancorp (0000919864) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031128 Size: 190 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:43 p.m.
8-K ARES-PA 8-K - Ares Management Corp (0001176948) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108073 Size: 873 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:42 p.m.
8-K ARES 8-K - Ares Management Corp (0001176948) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108073 Size: 873 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:42 p.m.
424 LILMW 424B3 - Lilium N.V. (0001855756) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108071 Size: 357 KB Oct. 11, 2024, 4:41 p.m.
424 LILM 424B3 - Lilium N.V. (0001855756) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108071 Size: 357 KB Oct. 11, 2024, 4:41 p.m.
8-K EE 8-K - Excelerate Energy, Inc. (0001888447) (Filer) Filed: 2024-10-11 AccNo: 0000950170-24-114371 Size: 298 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:41 p.m.
S-1 BKYI S-1 - BIO KEY INTERNATIONAL INC (0001019034) (Filer) Filed: 2024-10-11 AccNo: 0001437749-24-031125 Size: 373 KB Oct. 11, 2024, 4:40 p.m.
8-K BA 8-K - BOEING CO (0000012927) (Filer) Filed: 2024-10-11 AccNo: 0000012927-24-000067 Size: 197 KB
Item 2.02: Results of Operations and Financial Condition
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:39 p.m.
8-K MTEM 8-K - Molecular Templates, Inc. (0001183765) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236770 Size: 151 KB
Item 2.05: Cost Associated with Exit or Disposal Activities
Oct. 11, 2024, 4:39 p.m.
8-K IOT 8-K/A - Samsara Inc. (0001642896) (Filer) Filed: 2024-10-11 AccNo: 0001642896-24-000070 Size: 145 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 4:38 p.m.
10-K ASCBW 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB Oct. 11, 2024, 4:34 p.m.
10-K ASCBR 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB Oct. 11, 2024, 4:34 p.m.
10-K ASCB 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB Oct. 11, 2024, 4:34 p.m.
10-K ASCBU 10-K/A - ASPAC II Acquisition Corp. (0001876716) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087291 Size: 379 KB Oct. 11, 2024, 4:34 p.m.
8-K DY 8-K - DYCOM INDUSTRIES INC (0000067215) (Filer) Filed: 2024-10-11 AccNo: 0000947871-24-000802 Size: 201 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 4:34 p.m.
424 MCRB 424B3 - Seres Therapeutics, Inc. (0001609809) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236757 Size: 138 KB Oct. 11, 2024, 4:34 p.m.
424 BRK-B 424B5 - BERKSHIRE HATHAWAY INC (0001067983) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236755 Size: 586 KB Oct. 11, 2024, 4:34 p.m.
424 BRK-A 424B5 - BERKSHIRE HATHAWAY INC (0001067983) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236755 Size: 586 KB Oct. 11, 2024, 4:34 p.m.
8-K LGIH 8-K - LGI Homes, Inc. (0001580670) (Filer) Filed: 2024-10-11 AccNo: 0001580670-24-000043 Size: 278 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:33 p.m.
8-K MOFG 8-K - MidWestOne Financial Group, Inc. (0001412665) (Filer) Filed: 2024-10-11 AccNo: 0001412665-24-000152 Size: 395 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:31 p.m.
10-Q GURE 10-Q - GULF RESOURCES, INC. (0000885462) (Filer) Filed: 2024-10-11 AccNo: 0001193805-24-001241 Size: 6 MB Oct. 11, 2024, 4:31 p.m.
8-K SPHR 8-K - Sphere Entertainment Co. (0001795250) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236751 Size: 245 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
10-Q GURE 10-Q - GULF RESOURCES, INC. (0000885462) (Filer) Filed: 2024-10-11 AccNo: 0001193805-24-001240 Size: 5 MB Oct. 11, 2024, 4:30 p.m.
8-K UGIC 8-K - UGI CORP /PA/ (0000884614) (Filer) Filed: 2024-10-11 AccNo: 0001558370-24-013258 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
8-K UGI 8-K - UGI CORP /PA/ (0000884614) (Filer) Filed: 2024-10-11 AccNo: 0001558370-24-013258 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
8-K GLT 8-K - Glatfelter Corp (0000041719) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108064 Size: 251 KB
Item 8.01: Other Events
Oct. 11, 2024, 4:30 p.m.
8-K MBOT 8-K - Microbot Medical Inc. (0000883975) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040913 Size: 226 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
10-Q ANVI 10-Q - ANVI GLOBAL HOLDINGS, INC. (0001570132) (Filer) Filed: 2024-10-11 AccNo: 0001079973-24-001391 Size: 1 MB Oct. 11, 2024, 4:30 p.m.
8-K LRHC 8-K - La Rosa Holdings Corp. (0001879403) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087281 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
8-K CLWD 8-K - AiAdvertising, Inc. (0000743758) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087283 Size: 644 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
8-K AIAD 8-K - AiAdvertising, Inc. (0000743758) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087283 Size: 644 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:30 p.m.
8-K ALBT 8-K - Avalon GloboCare Corp. (0001630212) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087280 Size: 235 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Oct. 11, 2024, 4:30 p.m.
8-K AVCO 8-K - Avalon GloboCare Corp. (0001630212) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087280 Size: 235 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Oct. 11, 2024, 4:30 p.m.
F-1 YAAS F-1/A - Youxin Technology Ltd (0001964946) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040912 Size: 9 MB Oct. 11, 2024, 4:28 p.m.
8-K RWT-PA 8-K - REDWOOD TRUST INC (0000930236) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108060 Size: 305 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:27 p.m.
8-K RWT 8-K - REDWOOD TRUST INC (0000930236) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108060 Size: 305 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:27 p.m.
8-K RWTN 8-K - REDWOOD TRUST INC (0000930236) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108060 Size: 305 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:27 p.m.
424 CNEY 424B5 - CN ENERGY GROUP. INC. (0001780785) (Filer) Filed: 2024-10-11 AccNo: 0001477932-24-006386 Size: 705 KB Oct. 11, 2024, 4:23 p.m.
SC 13 RPHM SC 13G - OnKure Therapeutics, Inc. (0001637715) (Subject) Filed: 2024-10-11 AccNo: 0000929638-24-003493 Size: 220 KB Oct. 11, 2024, 4:22 p.m.
8-K ACON 8-K - Aclarion, Inc. (0001635077) (Filer) Filed: 2024-10-11 AccNo: 0001683168-24-007100 Size: 262 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:20 p.m.
8-K ACONW 8-K - Aclarion, Inc. (0001635077) (Filer) Filed: 2024-10-11 AccNo: 0001683168-24-007100 Size: 262 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:20 p.m.
8-K CSCO 8-K - CISCO SYSTEMS, INC. (0000858877) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236734 Size: 139 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 4:20 p.m.
8-K WINVU 8-K - WinVest Acquisition Corp. (0001854463) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:20 p.m.
8-K WINVW 8-K - WinVest Acquisition Corp. (0001854463) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:20 p.m.
8-K WINVR 8-K - WinVest Acquisition Corp. (0001854463) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:20 p.m.
8-K WINV 8-K - WinVest Acquisition Corp. (0001854463) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040910 Size: 300 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:20 p.m.
8-K OXACU 8-K - Jet.AI Inc. (0001861622) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
8-K JTAI 8-K - Jet.AI Inc. (0001861622) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
8-K JTAIW 8-K - Jet.AI Inc. (0001861622) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
8-K OXACW 8-K - Jet.AI Inc. (0001861622) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
8-K JTAIZ 8-K - Jet.AI Inc. (0001861622) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
8-K OXAC 8-K - Jet.AI Inc. (0001861622) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040909 Size: 722 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
424 APCXW 424B3 - AppTech Payments Corp. (0001070050) (Filer) Filed: 2024-10-11 AccNo: 0001683168-24-007098 Size: 342 KB Oct. 11, 2024, 4:18 p.m.
424 APCX 424B3 - AppTech Payments Corp. (0001070050) (Filer) Filed: 2024-10-11 AccNo: 0001683168-24-007098 Size: 342 KB Oct. 11, 2024, 4:18 p.m.
8-K GPS 8-K - GAP INC (0000039911) (Filer) Filed: 2024-10-11 AccNo: 0000039911-24-000192 Size: 172 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:18 p.m.
8-K MUSS 8-K - MULTI SOLUTIONS II, INC (0000723733) (Filer) Filed: 2024-10-11 AccNo: 0001104659-24-108052 Size: 195 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 4:18 p.m.
8-K AIG-PA 8-K/A - AMERICAN INTERNATIONAL GROUP, INC. (0000005272) (Filer) Filed: 2024-10-11 AccNo: 0000005272-24-000112 Size: 187 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 4:17 p.m.
8-K AIG 8-K/A - AMERICAN INTERNATIONAL GROUP, INC. (0000005272) (Filer) Filed: 2024-10-11 AccNo: 0000005272-24-000112 Size: 187 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Oct. 11, 2024, 4:17 p.m.
S-3 EVRG S-3ASR - Evergy, Inc. (0001711269) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236732 Size: 336 KB Oct. 11, 2024, 4:17 p.m.
8-K BTU 8-K - PEABODY ENERGY CORP (0001064728) (Filer) Filed: 2024-10-11 AccNo: 0001064728-24-000164 Size: 5 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:17 p.m.
8-K AFC 8-K - ARES CAPITAL CORP (0001287750) (Filer) Filed: 2024-10-11 AccNo: 0001287750-24-000046 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:16 p.m.
8-K ARCC 8-K - ARES CAPITAL CORP (0001287750) (Filer) Filed: 2024-10-11 AccNo: 0001287750-24-000046 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:16 p.m.
S-1 CNXA S-1 - Connexa Sports Technologies Inc. (0001674440) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040907 Size: 14 MB Oct. 11, 2024, 4:16 p.m.
S-1 SLGB S-1 - Connexa Sports Technologies Inc. (0001674440) (Filer) Filed: 2024-10-11 AccNo: 0001493152-24-040907 Size: 14 MB Oct. 11, 2024, 4:16 p.m.
8-K CLOER 8-K - Clover Leaf Capital Corp. (0001849058) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087271 Size: 337 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:16 p.m.
8-K CLOE 8-K - Clover Leaf Capital Corp. (0001849058) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087271 Size: 337 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:16 p.m.
8-K CLOEU 8-K - Clover Leaf Capital Corp. (0001849058) (Filer) Filed: 2024-10-11 AccNo: 0001213900-24-087271 Size: 337 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:16 p.m.
SC 13 RPHM SC 13G - OnKure Therapeutics, Inc. (0001637715) (Subject) Filed: 2024-10-11 AccNo: 0001104659-24-108050 Size: 93 KB Oct. 11, 2024, 4:15 p.m.
SC 13 DMLP SC 13G - DORCHESTER MINERALS, L.P. (0001172358) (Subject) Filed: 2024-10-11 AccNo: 0000902664-24-005813 Size: 64 KB Oct. 11, 2024, 4:15 p.m.
SC 13 ADPT SC 13G/A - Adaptive Biotechnologies Corp (0001478320) (Subject) Filed: 2024-10-11 AccNo: 0001319244-24-000051 Size: 95 KB Oct. 11, 2024, 4:14 p.m.
S-1 GEVI S-1 - General Enterprise Ventures, Inc. (0000894556) (Filer) Filed: 2024-10-11 AccNo: 0001640334-24-001510 Size: 11 MB Oct. 11, 2024, 4:11 p.m.
8-K NERV 8-K - Minerva Neurosciences, Inc. (0001598646) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236726 Size: 141 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:10 p.m.
8-K CCCC 8-K - C4 Therapeutics, Inc. (0001662579) (Filer) Filed: 2024-10-11 AccNo: 0001628280-24-042728 Size: 417 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:10 p.m.
8-K BWFG 8-K - Bankwell Financial Group, Inc. (0001505732) (Filer) Filed: 2024-10-11 AccNo: 0001505732-24-000215 Size: 153 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Oct. 11, 2024, 4:09 p.m.
SC 13 AMCX SC 13G - AMC Networks Inc. (0001514991) (Subject) Filed: 2024-10-11 AccNo: 0001273087-24-000098 Size: 81 KB Oct. 11, 2024, 4:09 p.m.
8-K MAPSW 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:08 p.m.
8-K SSPK 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:08 p.m.
8-K SSPKW 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:08 p.m.
8-K SSPKU 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:08 p.m.
8-K MAPS 8-K - WM TECHNOLOGY, INC. (0001779474) (Filer) Filed: 2024-10-11 AccNo: 0001779474-24-000055 Size: 199 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Oct. 11, 2024, 4:08 p.m.
S-3 CIO S-3/A - City Office REIT, Inc. (0001593222) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236718 Size: 76 KB Oct. 11, 2024, 4:07 p.m.
S-3 CIO-PA S-3/A - City Office REIT, Inc. (0001593222) (Filer) Filed: 2024-10-11 AccNo: 0001193125-24-236718 Size: 76 KB Oct. 11, 2024, 4:07 p.m.