Form | Ticker | Title | Summary | Updated (EST) |
---|---|---|---|---|
424 | FGF | 424B5 - FG Financial Group, Inc. (0001591890) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019367 Size: 586 KB | May 26, 2023, 5:30 p.m. |
424 | FGFPP | 424B5 - FG Financial Group, Inc. (0001591890) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019367 Size: 586 KB | May 26, 2023, 5:30 p.m. |
8-K | POLA | 8-K - Polar Power, Inc. (0001622345) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019368 Size: 284 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:29 p.m. |
S-3 | ATHX | S-3 - ATHERSYS, INC / NEW (0001368148) (Filer) | Filed: 2023-05-26 AccNo: 0001437749-23-016011 Size: 240 KB | May 26, 2023, 5:29 p.m. |
424 | FGF | 424B5 - FG Financial Group, Inc. (0001591890) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019366 Size: 17 KB | May 26, 2023, 5:29 p.m. |
424 | FGFPP | 424B5 - FG Financial Group, Inc. (0001591890) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019366 Size: 17 KB | May 26, 2023, 5:29 p.m. |
SC 13 | PHAT | SC 13D/A - Phathom Pharmaceuticals, Inc. (0001783183) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155579 Size: 436 KB | May 26, 2023, 5:29 p.m. |
8-K | WSTRF | 8-K - Western Uranium & Vanadium Corp. (0001621906) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043609 Size: 218 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:29 p.m. |
10-K | GSDWW | 10-K - Global System Dynamics, Inc. (0001843248) (Filer) | Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB | May 26, 2023, 5:28 p.m. |
10-K | GLEEW | 10-K - Global System Dynamics, Inc. (0001843248) (Filer) | Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB | May 26, 2023, 5:28 p.m. |
10-K | GLEEU | 10-K - Global System Dynamics, Inc. (0001843248) (Filer) | Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB | May 26, 2023, 5:28 p.m. |
10-K | GSDWU | 10-K - Global System Dynamics, Inc. (0001843248) (Filer) | Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB | May 26, 2023, 5:28 p.m. |
10-K | GLEE | 10-K - Global System Dynamics, Inc. (0001843248) (Filer) | Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB | May 26, 2023, 5:28 p.m. |
10-K | GSD | 10-K - Global System Dynamics, Inc. (0001843248) (Filer) | Filed: 2023-05-26 AccNo: 0001663577-23-000279 Size: 5 MB | May 26, 2023, 5:28 p.m. |
10-Q | DIGP | 10-Q - Digipath, Inc. (0001502966) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019365 Size: 6 MB | May 26, 2023, 5:28 p.m. |
10-Q | A | 10-Q - AGILENT TECHNOLOGIES, INC. (0001090872) (Filer) | Filed: 2023-05-26 AccNo: 0001090872-23-000010 Size: 12 MB | May 26, 2023, 5:28 p.m. |
8-K | EGP | 8-K - EASTGROUP PROPERTIES INC (0000049600) (Filer) | Filed: 2023-05-26 AccNo: 0000049600-23-000066 Size: 364 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:28 p.m. |
8-K | SNRHW | 8-K - Senior Connect Acquisition Corp. I (0001823854) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043608 Size: 277 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:28 p.m. |
8-K | SNRHU | 8-K - Senior Connect Acquisition Corp. I (0001823854) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043608 Size: 277 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:28 p.m. |
8-K | SNRH | 8-K - Senior Connect Acquisition Corp. I (0001823854) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043608 Size: 277 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:28 p.m. |
8-K | DVAX | 8-K - DYNAVAX TECHNOLOGIES CORP (0001029142) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024566 Size: 218 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:27 p.m. |
8-K | CODI | 8-K - Compass Diversified Holdings (0001345126) (Filer) | Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
8-K | CODI-PA | 8-K - Compass Diversified Holdings (0001345126) (Filer) | Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
8-K | CODI-PB | 8-K - Compass Diversified Holdings (0001345126) (Filer) | Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
8-K | CODI-PC | 8-K - Compass Diversified Holdings (0001345126) (Filer) | Filed: 2023-05-26 AccNo: 0001345126-23-000034 Size: 300 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
8-K | BCYC | 8-K - BICYCLE THERAPEUTICS plc (0001761612) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065563 Size: 368 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
8-K | HL-PB | 8-K - HECLA MINING CO/DE/ (0000719413) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155573 Size: 534 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
8-K | HL | 8-K - HECLA MINING CO/DE/ (0000719413) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155573 Size: 534 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:26 p.m. |
SC 13 | ARMK | SC 13D/A - Aramark (0001584509) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155574 Size: 68 KB | May 26, 2023, 5:26 p.m. |
8-K | DOMH | 8-K - Dominari Holdings Inc. (0000012239) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043603 Size: 194 KB
Item 8.01: Other Events |
May 26, 2023, 5:25 p.m. |
8-K | AIKI | 8-K - Dominari Holdings Inc. (0000012239) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043603 Size: 194 KB
Item 8.01: Other Events |
May 26, 2023, 5:25 p.m. |
8-K | WAYS | 8-K - Wave Sync Corp. (0000860131) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043602 Size: 205 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:25 p.m. |
8-K | CRWS | 8-K/A - CROWN CRAFTS INC (0000025895) (Filer) | Filed: 2023-05-26 AccNo: 0001437749-23-016009 Size: 863 KB
Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:25 p.m. |
SC 13 | VRT | SC 13D/A - Vertiv Holdings Co (0001674101) (Subject) | Filed: 2023-05-26 AccNo: 0000921895-23-001374 Size: 523 KB | May 26, 2023, 5:25 p.m. |
424 | BCYC | 424B5 - BICYCLE THERAPEUTICS plc (0001761612) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065561 Size: 950 KB | May 26, 2023, 5:25 p.m. |
8-K | INST | 8-K - INSTRUCTURE HOLDINGS, INC. (0001841804) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024562 Size: 207 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:24 p.m. |
8-K | FUN | 8-K - CEDAR FAIR L P (0000811532) (Filer) | Filed: 2023-05-26 AccNo: 0000811532-23-000083 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:23 p.m. |
SC 13 | FOCS | SC 13E3/A - Focus Financial Partners Inc. (0001651052) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065559 Size: 12 MB | May 26, 2023, 5:21 p.m. |
SC 13 | ATLX | SC 13D/A - Atlas Lithium Corp (0001540684) (Subject) | Filed: 2023-05-26 AccNo: 0001493152-23-019349 Size: 47 KB | May 26, 2023, 5:18 p.m. |
SC 13 | BMIX | SC 13D/A - Atlas Lithium Corp (0001540684) (Subject) | Filed: 2023-05-26 AccNo: 0001493152-23-019349 Size: 47 KB | May 26, 2023, 5:18 p.m. |
424 | OPRT | 424B3 - Oportun Financial Corp (0001538716) (Filer) | Filed: 2023-05-26 AccNo: 0001628280-23-019984 Size: 150 KB | May 26, 2023, 5:17 p.m. |
SC 13 | CINR | SC 13D/A - Sisecam Resources LP (0001575051) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027043 Size: 917 KB | May 26, 2023, 5:17 p.m. |
SC 13 | SIRE | SC 13D/A - Sisecam Resources LP (0001575051) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027043 Size: 917 KB | May 26, 2023, 5:17 p.m. |
10-Q | NVOS | 10-Q - Novo Integrated Sciences, Inc. (0001138978) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019347 Size: 9 MB | May 26, 2023, 5:17 p.m. |
SC 13 | CINR | SC 13D/A - Sisecam Resources LP (0001575051) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027042 Size: 883 KB | May 26, 2023, 5:17 p.m. |
SC 13 | SIRE | SC 13D/A - Sisecam Resources LP (0001575051) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027042 Size: 883 KB | May 26, 2023, 5:17 p.m. |
8-K | MTEM | 8-K - Molecular Templates, Inc. (0001183765) (Filer) | Filed: 2023-05-26 AccNo: 0001171843-23-003603 Size: 221 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:16 p.m. |
8-K | USFD | 8-K - US Foods Holding Corp. (0001665918) (Filer) | Filed: 2023-05-26 AccNo: 0000950157-23-000587 Size: 447 KB
Item 3.02: Unregistered Sales of Equity Securities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:16 p.m. |
8-K | AMRS | 8-K - AMYRIS, INC. (0001365916) (Filer) | Filed: 2023-05-26 AccNo: 0001365916-23-000063 Size: 219 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:15 p.m. |
8-K | DHAC | 8-K - DIGITAL HEALTH ACQUISITION CORP. (0001864531) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065553 Size: 267 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 5:15 p.m. |
8-K | DHACW | 8-K - DIGITAL HEALTH ACQUISITION CORP. (0001864531) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065553 Size: 267 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 5:15 p.m. |
8-K | DHACU | 8-K - DIGITAL HEALTH ACQUISITION CORP. (0001864531) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065553 Size: 267 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 5:15 p.m. |
8-K | ADN | 8-K - ADVENT TECHNOLOGIES HOLDINGS, INC. (0001744494) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003785 Size: 249 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 5:15 p.m. |
8-K | ADNWW | 8-K - ADVENT TECHNOLOGIES HOLDINGS, INC. (0001744494) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003785 Size: 249 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 5:15 p.m. |
SC 13 | GLBLW | SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB | May 26, 2023, 5:13 p.m. |
SC 13 | ALTIW | SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB | May 26, 2023, 5:13 p.m. |
SC 13 | GLBLU | SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB | May 26, 2023, 5:13 p.m. |
SC 13 | ALTI | SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB | May 26, 2023, 5:13 p.m. |
SC 13 | GLBL | SC 13D/A - AlTi Global, Inc. (0001838615) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155552 Size: 69 KB | May 26, 2023, 5:13 p.m. |
8-K | BFRI | 8-K - Biofrontera Inc. (0001858685) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019340 Size: 332 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:12 p.m. |
8-K | BFRIW | 8-K - Biofrontera Inc. (0001858685) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019340 Size: 332 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:12 p.m. |
8-K | THER | 8-K - THERALINK TECHNOLOGIES, INC. (0001362703) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019338 Size: 927 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:11 p.m. |
8-K | OBMP | 8-K - THERALINK TECHNOLOGIES, INC. (0001362703) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019338 Size: 927 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:11 p.m. |
8-K | OMEX | 8-K - ODYSSEY MARINE EXPLORATION INC (0000798528) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155549 Size: 150 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:11 p.m. |
8-K | GMBLZ | 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.02: Results of Operations and Financial Condition Item 3.02: Unregistered Sales of Equity Securities Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 7.01: Regulation FD Disclosure |
May 26, 2023, 5:10 p.m. |
8-K | GMBLW | 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.02: Results of Operations and Financial Condition Item 3.02: Unregistered Sales of Equity Securities Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 7.01: Regulation FD Disclosure |
May 26, 2023, 5:10 p.m. |
8-K | GMBLP | 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.02: Results of Operations and Financial Condition Item 3.02: Unregistered Sales of Equity Securities Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 7.01: Regulation FD Disclosure |
May 26, 2023, 5:10 p.m. |
8-K | GMBL | 8-K - ESPORTS ENTERTAINMENT GROUP, INC. (0001451448) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019336 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.02: Results of Operations and Financial Condition Item 3.02: Unregistered Sales of Equity Securities Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 7.01: Regulation FD Disclosure |
May 26, 2023, 5:10 p.m. |
424 | INUV | 424B5 - Inuvo, Inc. (0000829323) (Filer) | Filed: 2023-05-26 AccNo: 0001654954-23-007296 Size: 293 KB | May 26, 2023, 5:09 p.m. |
S-1 | TMGI | S-1/A - Marquie Group, Inc. (0001434601) (Filer) | Filed: 2023-05-26 AccNo: 0001683168-23-003729 Size: 3 MB | May 26, 2023, 5:07 p.m. |
8-K | RMBL | 8-K - RumbleOn, Inc. (0001596961) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043589 Size: 220 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:06 p.m. |
SC 13 | CINR | SC 13E3/A - Sisecam Resources LP (0001575051) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027033 Size: 58 KB | May 26, 2023, 5:06 p.m. |
SC 13 | SIRE | SC 13E3/A - Sisecam Resources LP (0001575051) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027033 Size: 58 KB | May 26, 2023, 5:06 p.m. |
8-K | NRGV | 8-K/A - Energy Vault Holdings, Inc. (0001828536) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065550 Size: 211 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:06 p.m. |
8-K | NXU-UN | 8-K/A - Energy Vault Holdings, Inc. (0001828536) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065550 Size: 211 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:06 p.m. |
8-K | NXU-WT | 8-K/A - Energy Vault Holdings, Inc. (0001828536) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065550 Size: 211 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:06 p.m. |
8-K | YMAB | 8-K - Y-mAbs Therapeutics, Inc. (0001722964) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065549 Size: 247 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:05 p.m. |
SC 13 | HUMAW | SC 13D/A - Humacyte, Inc. (0001818382) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB | May 26, 2023, 5:05 p.m. |
SC 13 | AHACU | SC 13D/A - Humacyte, Inc. (0001818382) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB | May 26, 2023, 5:05 p.m. |
SC 13 | AHAC | SC 13D/A - Humacyte, Inc. (0001818382) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB | May 26, 2023, 5:05 p.m. |
SC 13 | HUMA | SC 13D/A - Humacyte, Inc. (0001818382) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065548 Size: 73 KB | May 26, 2023, 5:05 p.m. |
SC 13 | NNBR | SC 13D/A - NN INC (0000918541) (Subject) | Filed: 2023-05-26 AccNo: 0000921895-23-001373 Size: 258 KB | May 26, 2023, 5:05 p.m. |
SC 13 | INKT | SC 13D/A - MiNK Therapeutics, Inc. (0001840229) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155541 Size: 48 KB | May 26, 2023, 5:03 p.m. |
SC 13 | AGEN | SC 13D/A - AGENUS INC (0001098972) (Filed by) | Filed: 2023-05-26 AccNo: 0001193125-23-155541 Size: 48 KB | May 26, 2023, 5:03 p.m. |
8-K | MKTY | 8-K - Soluna Holdings, Inc (0000064463) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019328 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:03 p.m. |
8-K | SLNH | 8-K - Soluna Holdings, Inc (0000064463) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019328 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:03 p.m. |
8-K | SLNHP | 8-K - Soluna Holdings, Inc (0000064463) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019328 Size: 360 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:03 p.m. |
8-K | ALBT | 8-K - Avalon GloboCare Corp. (0001630212) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043586 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:02 p.m. |
8-K | AVCO | 8-K - Avalon GloboCare Corp. (0001630212) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043586 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:02 p.m. |
8-K | OAS | 8-K - Chord Energy Corp (0001486159) (Filer) | Filed: 2023-05-26 AccNo: 0001486159-23-000023 Size: 200 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:02 p.m. |
8-K | CHRD | 8-K - Chord Energy Corp (0001486159) (Filer) | Filed: 2023-05-26 AccNo: 0001486159-23-000023 Size: 200 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:02 p.m. |
SC 13 | EMBKW | SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB | May 26, 2023, 5:01 p.m. |
SC 13 | NGAB-UN | SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB | May 26, 2023, 5:01 p.m. |
SC 13 | NGAB | SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB | May 26, 2023, 5:01 p.m. |
SC 13 | EMBK | SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB | May 26, 2023, 5:01 p.m. |
SC 13 | NGAB-WT | SC 13D/A - Embark Technology, Inc. (0001827980) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155538 Size: 154 KB | May 26, 2023, 5:01 p.m. |
8-K | WBA | 8-K - Walgreens Boots Alliance, Inc. (0001618921) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155537 Size: 518 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:01 p.m. |
8-K | IMACW | 8-K - IMAC Holdings, Inc. (0001729944) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019327 Size: 958 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:01 p.m. |
8-K | IMAC | 8-K - IMAC Holdings, Inc. (0001729944) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019327 Size: 958 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:01 p.m. |
8-K | BACK | 8-K - IMAC Holdings, Inc. (0001729944) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019327 Size: 958 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 5:01 p.m. |
8-K | ALLK | 8-K - Allakos Inc. (0001564824) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024548 Size: 202 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 5:01 p.m. |
8-K | EVOK | 8-K - Evoke Pharma Inc (0001403708) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024549 Size: 174 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 5:01 p.m. |
10-K | NRXPW | 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB | May 26, 2023, 5 p.m. |
10-K | BRPA | 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB | May 26, 2023, 5 p.m. |
10-K | BRPAU | 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB | May 26, 2023, 5 p.m. |
10-K | NRXP | 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB | May 26, 2023, 5 p.m. |
10-K | BRPAR | 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB | May 26, 2023, 5 p.m. |
10-K | BRPAW | 10-K/A - NRX Pharmaceuticals, Inc. (0001719406) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065542 Size: 676 KB | May 26, 2023, 5 p.m. |
S-3 | FLKS | S-3 - Salarius Pharmaceuticals, Inc. (0001615219) (Filer) | Filed: 2023-05-26 AccNo: 0001615219-23-000044 Size: 423 KB | May 26, 2023, 5 p.m. |
S-3 | SLRX | S-3 - Salarius Pharmaceuticals, Inc. (0001615219) (Filer) | Filed: 2023-05-26 AccNo: 0001615219-23-000044 Size: 423 KB | May 26, 2023, 5 p.m. |
10-K | AUSI | 10-K - AURA SYSTEMS INC (0000826253) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043575 Size: 6 MB | May 26, 2023, 4:59 p.m. |
424 | TCACU | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB | May 26, 2023, 4:59 p.m. |
424 | SBIG | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB | May 26, 2023, 4:59 p.m. |
424 | TCACW | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB | May 26, 2023, 4:59 p.m. |
424 | SBIGW | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB | May 26, 2023, 4:59 p.m. |
424 | TCAC | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000055 Size: 142 KB | May 26, 2023, 4:59 p.m. |
424 | SPKX | 424B3 - ConvexityShares Trust (0001817218) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043574 Size: 1 MB | May 26, 2023, 4:58 p.m. |
424 | SPKY | 424B3 - ConvexityShares Trust (0001817218) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043574 Size: 1 MB | May 26, 2023, 4:58 p.m. |
8-K | NBA-WT | 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:55 p.m. |
8-K | NBA-UN | 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:55 p.m. |
8-K | MIMO | 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:55 p.m. |
8-K | MIMO-WT | 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:55 p.m. |
8-K | NBA | 8-K/A - Airspan Networks Holdings Inc. (0001823882) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003784 Size: 5 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 3.02: Unregistered Sales of Equity Securities Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:55 p.m. |
424 | TCACU | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB | May 26, 2023, 4:55 p.m. |
424 | SBIG | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB | May 26, 2023, 4:55 p.m. |
424 | TCACW | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB | May 26, 2023, 4:55 p.m. |
424 | SBIGW | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB | May 26, 2023, 4:55 p.m. |
424 | TCAC | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000053 Size: 136 KB | May 26, 2023, 4:55 p.m. |
8-K | LAZ | 8-K - Lazard Ltd (0001311370) (Filer) | Filed: 2023-05-26 AccNo: 0000950157-23-000586 Size: 282 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:55 p.m. |
424 | FBIOP | 424B5 - Fortress Biotech, Inc. (0001429260) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065540 Size: 326 KB | May 26, 2023, 4:54 p.m. |
424 | FBIO | 424B5 - Fortress Biotech, Inc. (0001429260) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065540 Size: 326 KB | May 26, 2023, 4:54 p.m. |
S-3 | BCYC | S-3ASR - BICYCLE THERAPEUTICS plc (0001761612) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065534 Size: 1 MB | May 26, 2023, 4:53 p.m. |
8-K | FBMS | 8-K - FIRST BANCSHARES INC /MS/ (0000947559) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065535 Size: 244 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:53 p.m. |
SC 13 | VECT | SC 13G/A - VectivBio Holding AG (0001836379) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155525 Size: 38 KB | May 26, 2023, 4:51 p.m. |
10-K | TCS | 10-K - Container Store Group, Inc. (0001411688) (Filer) | Filed: 2023-05-26 AccNo: 0001558370-23-010554 Size: 16 MB | May 26, 2023, 4:51 p.m. |
SC 13 | TU | SC 13D - TELUS CORP (0000868675) (Filed by) | Filed: 2023-05-26 AccNo: 0000947871-23-000637 Size: 123 KB | May 26, 2023, 4:51 p.m. |
S-3 | STEL | S-3ASR - Stellar Bancorp, Inc. (0001473844) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065530 Size: 1 MB | May 26, 2023, 4:51 p.m. |
S-3 | CBTX | S-3ASR - Stellar Bancorp, Inc. (0001473844) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065530 Size: 1 MB | May 26, 2023, 4:51 p.m. |
10-K | QBIO | 10-K - Q BioMed Inc. (0001596062) (Filer) | Filed: 2023-05-26 AccNo: 0001410578-23-001376 Size: 8 MB | May 26, 2023, 4:51 p.m. |
8-K | AUID | 8-K - authID Inc. (0001534154) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043563 Size: 899 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:51 p.m. |
8-K | IDTY | 8-K - authID Inc. (0001534154) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043563 Size: 899 KB
Item 1.01: Entry into a Material Definitive Agreement Item 3.02: Unregistered Sales of Equity Securities Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:51 p.m. |
8-K | EFSH | 8-K - 1847 Holdings LLC (0001599407) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043562 Size: 199 KB
Item 8.01: Other Events |
May 26, 2023, 4:50 p.m. |
8-K | SKYX | 8-K - SKYX Platforms Corp. (0001598981) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019313 Size: 675 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:50 p.m. |
8-K | NVTS | 8-K - Navitas Semiconductor Corp (0001821769) (Filer) | Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:50 p.m. |
8-K | LOKB-WT | 8-K - Navitas Semiconductor Corp (0001821769) (Filer) | Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:50 p.m. |
8-K | LOKB-UN | 8-K - Navitas Semiconductor Corp (0001821769) (Filer) | Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:50 p.m. |
8-K | LOKB | 8-K - Navitas Semiconductor Corp (0001821769) (Filer) | Filed: 2023-05-26 AccNo: 0001821769-23-000099 Size: 746 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:50 p.m. |
424 | TCACU | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB | May 26, 2023, 4:50 p.m. |
424 | SBIG | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB | May 26, 2023, 4:50 p.m. |
424 | TCACW | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB | May 26, 2023, 4:50 p.m. |
424 | SBIGW | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB | May 26, 2023, 4:50 p.m. |
424 | TCAC | 424B3 - SpringBig Holdings, Inc. (0001801602) (Filer) | Filed: 2023-05-26 AccNo: 0001801602-23-000051 Size: 138 KB | May 26, 2023, 4:50 p.m. |
SC 13 | FXLV | SC 13D/A - F45 Training Holdings Inc. (0001788717) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155521 Size: 214 KB | May 26, 2023, 4:49 p.m. |
8-K | RNR | 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:49 p.m. |
8-K | RNR-PF | 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:49 p.m. |
8-K | RNR-PG | 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:49 p.m. |
8-K | RNR-PE | 8-K - RENAISSANCERE HOLDINGS LTD (0000913144) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155520 Size: 524 KB
Item 1.01: Entry into a Material Definitive Agreement Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:49 p.m. |
8-K | OMCL | 8-K - OMNICELL, INC. (0000926326) (Filer) | Filed: 2023-05-26 AccNo: 0000926326-23-000020 Size: 210 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:47 p.m. |
8-K | XEL | 8-K - XCEL ENERGY INC (0000072903) (Filer) | Filed: 2023-05-26 AccNo: 0000072903-23-000071 Size: 236 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:47 p.m. |
424 | RONI-UN | 424B3 - Rice Acquisition Corp. II (0001845437) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043561 Size: 724 KB | May 26, 2023, 4:46 p.m. |
424 | RONI | 424B3 - Rice Acquisition Corp. II (0001845437) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043561 Size: 724 KB | May 26, 2023, 4:46 p.m. |
424 | RONI-WT | 424B3 - Rice Acquisition Corp. II (0001845437) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043561 Size: 724 KB | May 26, 2023, 4:46 p.m. |
10-Q | WSM | 10-Q - WILLIAMS SONOMA INC (0000719955) (Filer) | Filed: 2023-05-26 AccNo: 0001628280-23-019968 Size: 3 MB | May 26, 2023, 4:46 p.m. |
424 | SKYX | 424B5 - SKYX Platforms Corp. (0001598981) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019308 Size: 535 KB | May 26, 2023, 4:46 p.m. |
8-K | DNAD | 8-K - Social Capital Suvretta Holdings Corp. IV (0001850272) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155513 Size: 151 KB
Item 8.01: Other Events |
May 26, 2023, 4:46 p.m. |
8-K | SLAMU | 8-K - Slam Corp. (0001838162) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155512 Size: 221 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:46 p.m. |
8-K | SLAMW | 8-K - Slam Corp. (0001838162) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155512 Size: 221 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:46 p.m. |
8-K | SLAM | 8-K - Slam Corp. (0001838162) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155512 Size: 221 KB
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:46 p.m. |
8-K | CINR | 8-K - Sisecam Resources LP (0001575051) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-027015 Size: 215 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 3.03: Material Modifications to Rights of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:45 p.m. |
8-K | SIRE | 8-K - Sisecam Resources LP (0001575051) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-027015 Size: 215 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 3.03: Material Modifications to Rights of Security Holders Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:45 p.m. |
8-K | ATLX | 8-K - Atlas Lithium Corp (0001540684) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019306 Size: 2 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:44 p.m. |
8-K | BMIX | 8-K - Atlas Lithium Corp (0001540684) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019306 Size: 2 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:44 p.m. |
SC 13 | TISI | SC 13D/A - TEAM INC (0000318833) (Subject) | Filed: 2023-05-26 AccNo: 0000899140-23-000687 Size: 210 KB | May 26, 2023, 4:43 p.m. |
SC 13 | RPMT | SC 13D - REGO PAYMENT ARCHITECTURES, INC. (0001437283) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065518 Size: 128 KB | May 26, 2023, 4:42 p.m. |
8-K | HY | 8-K - HYSTER-YALE MATERIALS HANDLING, INC. (0001173514) (Filer) | Filed: 2023-05-26 AccNo: 0001173514-23-000067 Size: 176 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
May 26, 2023, 4:41 p.m. |
8-K | GMFIU | 8-K - Aetherium Acquisition Corp (0001866547) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019303 Size: 290 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:41 p.m. |
8-K | GMFIW | 8-K - Aetherium Acquisition Corp (0001866547) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019303 Size: 290 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:41 p.m. |
8-K | GMFI | 8-K - Aetherium Acquisition Corp (0001866547) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019303 Size: 290 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:41 p.m. |
10-K | MBTCU | 10-K - Nocturne Acquisition Corp (0001837344) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043558 Size: 3 MB | May 26, 2023, 4:40 p.m. |
10-K | MBTCR | 10-K - Nocturne Acquisition Corp (0001837344) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043558 Size: 3 MB | May 26, 2023, 4:40 p.m. |
10-K | MBTC | 10-K - Nocturne Acquisition Corp (0001837344) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043558 Size: 3 MB | May 26, 2023, 4:40 p.m. |
8-K | XPEL | 8-K - XPEL, Inc. (0001767258) (Filer) | Filed: 2023-05-26 AccNo: 0001767258-23-000044 Size: 180 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:40 p.m. |
S-1 | KINZU | S-1/A - CXApp Inc. (0001820875) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003783 Size: 12 MB | May 26, 2023, 4:40 p.m. |
S-1 | KINZW | S-1/A - CXApp Inc. (0001820875) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003783 Size: 12 MB | May 26, 2023, 4:40 p.m. |
S-1 | KINZ | S-1/A - CXApp Inc. (0001820875) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003783 Size: 12 MB | May 26, 2023, 4:40 p.m. |
8-K | FSTR | 8-K/A - FOSTER L B CO (0000352825) (Filer) | Filed: 2023-05-26 AccNo: 0000352825-23-000065 Size: 208 KB
Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:39 p.m. |
8-K | AVHIU | 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155502 Size: 198 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:39 p.m. |
8-K | AVHIW | 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155502 Size: 198 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:39 p.m. |
8-K | AVHI | 8-K - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155502 Size: 198 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:39 p.m. |
F-1 | RCON | F-1/A - Recon Technology, Ltd (0001442620) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065513 Size: 301 KB | May 26, 2023, 4:39 p.m. |
424 | SNDX | 424B5 - Syndax Pharmaceuticals Inc (0001395937) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155499 Size: 849 KB | May 26, 2023, 4:39 p.m. |
8-K | NCSM | 8-K - NCS Multistage Holdings, Inc. (0001692427) (Filer) | Filed: 2023-05-26 AccNo: 0001692427-23-000024 Size: 546 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:38 p.m. |
SC 13 | HZO | SC 13D - MARINEMAX INC (0001057060) (Subject) | Filed: 2023-05-26 AccNo: 0001213900-23-043557 Size: 193 KB | May 26, 2023, 4:38 p.m. |
8-K | ES | 8-K - EVERSOURCE ENERGY (0000072741) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065510 Size: 246 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:36 p.m. |
424 | MESO | 424B3 - MESOBLAST LTD (0001345099) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043553 Size: 312 KB | May 26, 2023, 4:36 p.m. |
8-K | STET-WT | 8-K - ST Energy Transition I Ltd. (0001858684) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003781 Size: 289 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | STET | 8-K - ST Energy Transition I Ltd. (0001858684) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003781 Size: 289 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | STET-UN | 8-K - ST Energy Transition I Ltd. (0001858684) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003781 Size: 289 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | GGAAW | 8-K - Genesis Growth Tech Acquisition Corp. (0001865697) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043550 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | GGAAU | 8-K - Genesis Growth Tech Acquisition Corp. (0001865697) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043550 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | GGAA | 8-K - Genesis Growth Tech Acquisition Corp. (0001865697) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043550 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | ERESU | 8-K - East Resources Acquisition Co (0001814287) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155491 Size: 211 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | ERESW | 8-K - East Resources Acquisition Co (0001814287) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155491 Size: 211 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | ERES | 8-K - East Resources Acquisition Co (0001814287) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155491 Size: 211 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:34 p.m. |
8-K | HT | 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) | Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:34 p.m. |
8-K | HT-PC | 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) | Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:34 p.m. |
8-K | HT-PD | 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) | Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:34 p.m. |
8-K | HT-PE | 8-K - HERSHA HOSPITALITY TRUST (0001063344) (Filer) | Filed: 2023-05-26 AccNo: 0001063344-23-000080 Size: 274 KB
Item 1.01: Entry into a Material Definitive Agreement Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:34 p.m. |
S-3 | NVDA | S-3/A - NVIDIA CORP (0001045810) (Filer) | Filed: 2023-05-26 AccNo: 0001045810-23-000095 Size: 384 KB | May 26, 2023, 4:33 p.m. |
10-K | STE | 10-K - STERIS plc (0001757898) (Filer) | Filed: 2023-05-26 AccNo: 0001757898-23-000005 Size: 19 MB | May 26, 2023, 4:33 p.m. |
424 | SDIG | 424B5 - Stronghold Digital Mining, Inc. (0001856028) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-026999 Size: 538 KB | May 26, 2023, 4:33 p.m. |
S-1 | LUCYW | S-1 - Innovative Eyewear Inc (0001808377) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003779 Size: 5 MB | May 26, 2023, 4:33 p.m. |
S-1 | LUCY | S-1 - Innovative Eyewear Inc (0001808377) (Filer) | Filed: 2023-05-26 AccNo: 0001829126-23-003779 Size: 5 MB | May 26, 2023, 4:33 p.m. |
8-K | SCUA-WT | 8-K - Sculptor Acquisition Corp I (0001853594) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-027001 Size: 249 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:32 p.m. |
8-K | SCUA-UN | 8-K - Sculptor Acquisition Corp I (0001853594) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-027001 Size: 249 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:32 p.m. |
8-K | SCUA | 8-K - Sculptor Acquisition Corp I (0001853594) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-027001 Size: 249 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:32 p.m. |
SC 13 | USFD | SC 13D/A - US Foods Holding Corp. (0001665918) (Subject) | Filed: 2023-05-26 AccNo: 0001140361-23-027002 Size: 444 KB | May 26, 2023, 4:32 p.m. |
8-K | FXLV | 8-K - F45 Training Holdings Inc. (0001788717) (Filer) | Filed: 2023-05-26 AccNo: 0001788717-23-000032 Size: 189 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
May 26, 2023, 4:32 p.m. |
8-K | LANC | 8-K - LANCASTER COLONY CORP (0000057515) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155485 Size: 142 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
May 26, 2023, 4:32 p.m. |
8-K | GZIC | 8-K - GZ6G Technologies Corp. (0001286648) (Filer) | Filed: 2023-05-26 AccNo: 0001477932-23-004019 Size: 158 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:32 p.m. |
10-K | CRVL | 10-K - CORVEL CORP (0000874866) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024535 Size: 12 MB | May 26, 2023, 4:31 p.m. |
8-K | TCBX | 8-K - Third Coast Bancshares, Inc. (0001781730) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155483 Size: 247 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:31 p.m. |
10-K | AMAOW | 10-K/A - American Acquisition Opportunity Inc. (0001843656) (Filer) | Filed: 2023-05-26 AccNo: 0001477932-23-004017 Size: 3 MB | May 26, 2023, 4:31 p.m. |
10-K | AMAOU | 10-K/A - American Acquisition Opportunity Inc. (0001843656) (Filer) | Filed: 2023-05-26 AccNo: 0001477932-23-004017 Size: 3 MB | May 26, 2023, 4:31 p.m. |
10-K | AMAO | 10-K/A - American Acquisition Opportunity Inc. (0001843656) (Filer) | Filed: 2023-05-26 AccNo: 0001477932-23-004017 Size: 3 MB | May 26, 2023, 4:31 p.m. |
424 | SDIG | 424B3 - Stronghold Digital Mining, Inc. (0001856028) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-026995 Size: 315 KB | May 26, 2023, 4:31 p.m. |
424 | MPLN | 424B3 - MultiPlan Corp (0001793229) (Filer) | Filed: 2023-05-26 AccNo: 0001793229-23-000095 Size: 195 KB | May 26, 2023, 4:30 p.m. |
424 | MPLN-WT | 424B3 - MultiPlan Corp (0001793229) (Filer) | Filed: 2023-05-26 AccNo: 0001793229-23-000095 Size: 195 KB | May 26, 2023, 4:30 p.m. |
10-K | KD | 10-K - Kyndryl Holdings, Inc. (0001867072) (Filer) | Filed: 2023-05-26 AccNo: 0001558370-23-010545 Size: 24 MB | May 26, 2023, 4:29 p.m. |
8-K | ADMP | 8-K - Adamis Pharmaceuticals Corp (0000887247) (Filer) | Filed: 2023-05-26 AccNo: 0001387131-23-006973 Size: 582 KB
Item 1.01: Entry into a Material Definitive Agreement Item 2.01: Completion of Acquisition or Disposition of Assets Item 3.02: Unregistered Sales of Equity Securities Item 3.03: Material Modifications to Rights of Security Holders Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:25 p.m. |
8-K | BY | 8-K - BYLINE BANCORP, INC. (0001702750) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024533 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:25 p.m. |
8-K | PAA | 8-K - PLAINS ALL AMERICAN PIPELINE LP (0001070423) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065490 Size: 213 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:25 p.m. |
8-K | CNK | 8-K - Cinemark Holdings, Inc. (0001385280) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155466 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:24 p.m. |
8-K | XCUR | 8-K - EXICURE, INC. (0001698530) (Filer) | Filed: 2023-05-26 AccNo: 0001698530-23-000066 Size: 192 KB
Item 7.01: Regulation FD Disclosure Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:22 p.m. |
SC 13 | BGCP | SC 13D/A - BGC Partners, Inc. (0001094831) (Subject) | Filed: 2023-05-26 AccNo: 0001193125-23-155463 Size: 142 KB | May 26, 2023, 4:22 p.m. |
8-K | NEPT | 8-K - Neptune Wellness Solutions Inc. (0001401395) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024528 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement Item 2.04: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:22 p.m. |
8-K | DT | 8-K - Dynatrace, Inc. (0001773383) (Filer) | Filed: 2023-05-26 AccNo: 0001773383-23-000063 Size: 219 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:20 p.m. |
8-K | COTY | 8-K - COTY INC. (0001024305) (Filer) | Filed: 2023-05-26 AccNo: 0001024305-23-000040 Size: 171 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:20 p.m. |
8-K | AOUT | 8-K - American Outdoor Brands, Inc. (0001808997) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024527 Size: 302 KB
Item 1.01: Entry into a Material Definitive Agreement Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:20 p.m. |
10-K | STEP | 10-K - StepStone Group Inc. (0001796022) (Filer) | Filed: 2023-05-26 AccNo: 0001796022-23-000033 Size: 66 MB | May 26, 2023, 4:20 p.m. |
424 | HASI | 424B5 - Hannon Armstrong Sustainable Infrastructure Capital, Inc. (0001561894) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155458 Size: 1 MB | May 26, 2023, 4:20 p.m. |
S-3 | SRE | S-3ASR - SEMPRA (0001032208) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155457 Size: 803 KB | May 26, 2023, 4:19 p.m. |
S-3 | SRE-PB | S-3ASR - SEMPRA (0001032208) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155457 Size: 803 KB | May 26, 2023, 4:19 p.m. |
S-3 | SREA | S-3ASR - SEMPRA (0001032208) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155457 Size: 803 KB | May 26, 2023, 4:19 p.m. |
424 | PGYWW | 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) | Filed: 2023-05-26 AccNo: 0001883085-23-000062 Size: 381 KB | May 26, 2023, 4:18 p.m. |
424 | PGY | 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) | Filed: 2023-05-26 AccNo: 0001883085-23-000062 Size: 381 KB | May 26, 2023, 4:18 p.m. |
SC 13 | GMDA | SC 13D/A - Gamida Cell Ltd. (0001600847) (Subject) | Filed: 2023-05-26 AccNo: 0001104659-23-065478 Size: 126 KB | May 26, 2023, 4:17 p.m. |
10-Q | NVDA | 10-Q - NVIDIA CORP (0001045810) (Filer) | Filed: 2023-05-26 AccNo: 0001045810-23-000093 Size: 7 MB | May 26, 2023, 4:17 p.m. |
424 | TWNT-UN | 424B5 - Terran Orbital Corp (0001835512) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB | May 26, 2023, 4:17 p.m. |
424 | TWNT | 424B5 - Terran Orbital Corp (0001835512) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB | May 26, 2023, 4:17 p.m. |
424 | LLAP-WT | 424B5 - Terran Orbital Corp (0001835512) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB | May 26, 2023, 4:17 p.m. |
424 | LLAP | 424B5 - Terran Orbital Corp (0001835512) (Filer) | Filed: 2023-05-26 AccNo: 0000950170-23-024521 Size: 784 KB | May 26, 2023, 4:17 p.m. |
10-Q | AVHIU | 10-Q - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155447 Size: 3 MB | May 26, 2023, 4:16 p.m. |
10-Q | AVHIW | 10-Q - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155447 Size: 3 MB | May 26, 2023, 4:16 p.m. |
10-Q | AVHI | 10-Q - Achari Ventures Holdings Corp. I (0001844507) (Filer) | Filed: 2023-05-26 AccNo: 0001193125-23-155447 Size: 3 MB | May 26, 2023, 4:16 p.m. |
S-3 | NXGLW | S-3/A - NEXGEL, INC. (0001468929) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019281 Size: 544 KB | May 26, 2023, 4:16 p.m. |
S-3 | NXGL | S-3/A - NEXGEL, INC. (0001468929) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019281 Size: 544 KB | May 26, 2023, 4:16 p.m. |
10-Q | APMI | 10-Q - AxonPrime Infrastructure Acquisition Corp (0001857662) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-026982 Size: 4 MB | May 26, 2023, 4:16 p.m. |
10-Q | APMIW | 10-Q - AxonPrime Infrastructure Acquisition Corp (0001857662) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-026982 Size: 4 MB | May 26, 2023, 4:16 p.m. |
10-Q | APMIU | 10-Q - AxonPrime Infrastructure Acquisition Corp (0001857662) (Filer) | Filed: 2023-05-26 AccNo: 0001140361-23-026982 Size: 4 MB | May 26, 2023, 4:16 p.m. |
10-K | TESS | 10-K - TESSCO TECHNOLOGIES INC (0000927355) (Filer) | Filed: 2023-05-26 AccNo: 0001558370-23-010538 Size: 10 MB | May 26, 2023, 4:16 p.m. |
8-K | FIS | 8-K - Fidelity National Information Services, Inc. (0001136893) (Filer) | Filed: 2023-05-26 AccNo: 0001136893-23-000090 Size: 311 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers |
May 26, 2023, 4:16 p.m. |
8-K | BFRG | 8-K - BullFrog AI Holdings, Inc. (0001829247) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019280 Size: 268 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:16 p.m. |
8-K | BFRGW | 8-K - BullFrog AI Holdings, Inc. (0001829247) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019280 Size: 268 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:16 p.m. |
424 | PETVW | 424B5 - PetVivo Holdings, Inc. (0001512922) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019278 Size: 940 KB | May 26, 2023, 4:15 p.m. |
424 | PETV | 424B5 - PetVivo Holdings, Inc. (0001512922) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019278 Size: 940 KB | May 26, 2023, 4:15 p.m. |
424 | PGYWW | 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) | Filed: 2023-05-26 AccNo: 0001883085-23-000060 Size: 381 KB | May 26, 2023, 4:15 p.m. |
424 | PGY | 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) | Filed: 2023-05-26 AccNo: 0001883085-23-000060 Size: 381 KB | May 26, 2023, 4:15 p.m. |
8-K | POL-WT | 8-K - Polished.com Inc. (0001810140) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043529 Size: 256 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | POL | 8-K - Polished.com Inc. (0001810140) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043529 Size: 256 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | GOED | 8-K - Polished.com Inc. (0001810140) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043529 Size: 256 KB
Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | CLX | 8-K - CLOROX CO /DE/ (0000021076) (Filer) | Filed: 2023-05-26 AccNo: 0001206774-23-000721 Size: 453 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | CITEW | 8-K - Cartica Acquisition Corp (0001848437) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065472 Size: 259 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events |
May 26, 2023, 4:15 p.m. |
8-K | CITEU | 8-K - Cartica Acquisition Corp (0001848437) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065472 Size: 259 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events |
May 26, 2023, 4:15 p.m. |
8-K | CITE | 8-K - Cartica Acquisition Corp (0001848437) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065472 Size: 259 KB
Item 5.08: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 Item 8.01: Other Events |
May 26, 2023, 4:15 p.m. |
8-K | BLI | 8-K - PhenomeX Inc. (0001689657) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065471 Size: 205 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:15 p.m. |
8-K | SNGX | 8-K - SOLIGENIX, INC. (0000812796) (Filer) | Filed: 2023-05-26 AccNo: 0001558370-23-010537 Size: 250 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:15 p.m. |
8-K | SNGXW | 8-K - SOLIGENIX, INC. (0000812796) (Filer) | Filed: 2023-05-26 AccNo: 0001558370-23-010537 Size: 250 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
May 26, 2023, 4:15 p.m. |
8-K | LTC | 8-K - LTC PROPERTIES INC (0000887905) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065470 Size: 442 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
SC 13 | ECVT | SC 13D/A - Ecovyst Inc. (0001708035) (Subject) | Filed: 2023-05-26 AccNo: 0000950157-23-000584 Size: 115 KB | May 26, 2023, 4:15 p.m. |
SC 13 | PQG | SC 13D/A - Ecovyst Inc. (0001708035) (Subject) | Filed: 2023-05-26 AccNo: 0000950157-23-000584 Size: 115 KB | May 26, 2023, 4:15 p.m. |
8-K | LUNA | 8-K - LUNA INNOVATIONS INC (0001239819) (Filer) | Filed: 2023-05-26 AccNo: 0001239819-23-000079 Size: 186 KB
Item 5.07: Submission of Matters to a Vote of Security Holders |
May 26, 2023, 4:15 p.m. |
8-K | EPR-PE | 8-K - EPR PROPERTIES (0001045450) (Filer) | Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | EPR-PG | 8-K - EPR PROPERTIES (0001045450) (Filer) | Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | EPR-PC | 8-K - EPR PROPERTIES (0001045450) (Filer) | Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
8-K | EPR | 8-K - EPR PROPERTIES (0001045450) (Filer) | Filed: 2023-05-26 AccNo: 0001045450-23-000053 Size: 312 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Item 5.07: Submission of Matters to a Vote of Security Holders Item 9.01: Financial Statements and Exhibits |
May 26, 2023, 4:15 p.m. |
10-Q | BRID | 10-Q - BRIDGFORD FOODS CORP (0000014177) (Filer) | Filed: 2023-05-26 AccNo: 0001493152-23-019276 Size: 4 MB | May 26, 2023, 4:13 p.m. |
424 | PGYWW | 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) | Filed: 2023-05-26 AccNo: 0001883085-23-000058 Size: 382 KB | May 26, 2023, 4:11 p.m. |
424 | PGY | 424B3 - Pagaya Technologies Ltd. (0001883085) (Filer) | Filed: 2023-05-26 AccNo: 0001883085-23-000058 Size: 382 KB | May 26, 2023, 4:11 p.m. |
S-1 | AGBA | S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB | May 26, 2023, 4:11 p.m. |
S-1 | AGBAU | S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB | May 26, 2023, 4:11 p.m. |
S-1 | AGBAR | S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB | May 26, 2023, 4:11 p.m. |
S-1 | AGBAW | S-1/A - AGBA Group Holding Ltd. (0001769624) (Filer) | Filed: 2023-05-26 AccNo: 0001213900-23-043525 Size: 38 MB | May 26, 2023, 4:11 p.m. |
424 | EVEX | 424B3 - Eve Holding, Inc. (0001823652) (Filer) | Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB | May 26, 2023, 4:08 p.m. |
424 | EVEX-WT | 424B3 - Eve Holding, Inc. (0001823652) (Filer) | Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB | May 26, 2023, 4:08 p.m. |
424 | ZNTE | 424B3 - Eve Holding, Inc. (0001823652) (Filer) | Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB | May 26, 2023, 4:08 p.m. |
424 | ZNTEU | 424B3 - Eve Holding, Inc. (0001823652) (Filer) | Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB | May 26, 2023, 4:08 p.m. |
424 | ZNTEW | 424B3 - Eve Holding, Inc. (0001823652) (Filer) | Filed: 2023-05-26 AccNo: 0001554855-23-000439 Size: 53 KB | May 26, 2023, 4:08 p.m. |
S-3 | GORO | S-3/A - GOLD RESOURCE CORP (0001160791) (Filer) | Filed: 2023-05-26 AccNo: 0001104659-23-065445 Size: 107 KB | May 26, 2023, 4:06 p.m. |
10-Q | RH | 10-Q - RH (0001528849) (Filer) | Filed: 2023-05-26 AccNo: 0001558370-23-010531 Size: 10 MB | May 26, 2023, 4:06 p.m. |