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10-Q ADOM 10-Q/A - Envirotech Vehicles, Inc. (0001563568) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026607 Size: 5 MB Sept. 22, 2023, 5:08 p.m.
10-Q EVTV 10-Q/A - Envirotech Vehicles, Inc. (0001563568) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026607 Size: 5 MB Sept. 22, 2023, 5:08 p.m.
S-1 SBET S-1 - SharpLink Gaming Ltd. (0001025561) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033488 Size: 1 MB Sept. 22, 2023, 5:07 p.m.
10-Q ADOM 10-Q/A - Envirotech Vehicles, Inc. (0001563568) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026606 Size: 5 MB Sept. 22, 2023, 5:07 p.m.
10-Q EVTV 10-Q/A - Envirotech Vehicles, Inc. (0001563568) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026606 Size: 5 MB Sept. 22, 2023, 5:07 p.m.
10-Q ADOM 10-Q/A - Envirotech Vehicles, Inc. (0001563568) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026605 Size: 5 MB Sept. 22, 2023, 5:06 p.m.
10-Q EVTV 10-Q/A - Envirotech Vehicles, Inc. (0001563568) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026605 Size: 5 MB Sept. 22, 2023, 5:06 p.m.
8-K ODC 8-K - Oil-Dri Corp of America (0000074046) (Filer) Filed: 2023-09-22 AccNo: 0000074046-23-000046 Size: 1 MB
Item 1.01: Entry into a Material Definitive Agreement
Sept. 22, 2023, 5:06 p.m.
SC 13 CZOWF SC 13D/A - Cazoo Group Ltd (0001859639) (Subject) Filed: 2023-09-22 AccNo: 0000908834-23-000116 Size: 642 KB Sept. 22, 2023, 5:05 p.m.
SC 13 CZOO SC 13D/A - Cazoo Group Ltd (0001859639) (Subject) Filed: 2023-09-22 AccNo: 0000908834-23-000116 Size: 642 KB Sept. 22, 2023, 5:05 p.m.
8-K HPLTW 8-K - Home Plate Acquisition Corp (0001863181) (Filer) Filed: 2023-09-22 AccNo: 0001140361-23-044972 Size: 270 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5:04 p.m.
8-K HPLTU 8-K - Home Plate Acquisition Corp (0001863181) (Filer) Filed: 2023-09-22 AccNo: 0001140361-23-044972 Size: 270 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5:04 p.m.
8-K HPLT 8-K - Home Plate Acquisition Corp (0001863181) (Filer) Filed: 2023-09-22 AccNo: 0001140361-23-044972 Size: 270 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5:04 p.m.
8-K SYY 8-K - SYSCO CORP (0000096021) (Filer) Filed: 2023-09-22 AccNo: 0000096021-23-000165 Size: 183 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 5:04 p.m.
8-K FWRD 8-K - FORWARD AIR CORP (0000912728) (Filer) Filed: 2023-09-22 AccNo: 0000950157-23-000990 Size: 232 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5:03 p.m.
8-K NVTA 8-K - Invitae Corp (0001501134) (Filer) Filed: 2023-09-22 AccNo: 0001501134-23-000077 Size: 308 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5:02 p.m.
SC 13 LPTV SC 13D/A - Loop Media, Inc. (0001643988) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103234 Size: 73 KB Sept. 22, 2023, 5:02 p.m.
8-K KDP 8-K - Keurig Dr Pepper Inc. (0001418135) (Filer) Filed: 2023-09-22 AccNo: 0001418135-23-000016 Size: 255 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5:01 p.m.
SC 13 LPTV SC 13G - Loop Media, Inc. (0001643988) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103232 Size: 38 KB Sept. 22, 2023, 5:01 p.m.
SC 13 LPTV SC 13D/A - Loop Media, Inc. (0001643988) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103231 Size: 64 KB Sept. 22, 2023, 5:01 p.m.
S-3 PMN S-3 - ProMIS Neurosciences Inc. (0001374339) (Filer) Filed: 2023-09-22 AccNo: 0001558370-23-015954 Size: 540 KB Sept. 22, 2023, 5 p.m.
8-K BA 8-K/A - BOEING CO (0000012927) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240597 Size: 144 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Sept. 22, 2023, 5 p.m.
8-K JAN 8-K/A - JanOne Inc. (0000862861) (Filer) Filed: 2023-09-22 AccNo: 0001628280-23-032862 Size: 162 KB
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5 p.m.
10-K TSRI 10-K/A - TSR INC (0000098338) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078836 Size: 511 KB Sept. 22, 2023, 5 p.m.
10-K NEOV 10-K - NeoVolta Inc. (0001748137) (Filer) Filed: 2023-09-22 AccNo: 0001683168-23-006642 Size: 2 MB Sept. 22, 2023, 5 p.m.
10-K NEOVW 10-K - NeoVolta Inc. (0001748137) (Filer) Filed: 2023-09-22 AccNo: 0001683168-23-006642 Size: 2 MB Sept. 22, 2023, 5 p.m.
8-K RBOT 8-K - Vicarious Surgical Inc. (0001812173) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078833 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5 p.m.
8-K DEH-UN 8-K - Vicarious Surgical Inc. (0001812173) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078833 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5 p.m.
8-K DEH-WT 8-K - Vicarious Surgical Inc. (0001812173) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078833 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5 p.m.
8-K DEH 8-K - Vicarious Surgical Inc. (0001812173) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078833 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5 p.m.
8-K RBOT-WT 8-K - Vicarious Surgical Inc. (0001812173) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078833 Size: 272 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 5 p.m.
8-K AGBA 8-K - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078832 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 5 p.m.
8-K AGBAU 8-K - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078832 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 5 p.m.
8-K AGBAR 8-K - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078832 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 5 p.m.
8-K AGBAW 8-K - AGBA Group Holding Ltd. (0001769624) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078832 Size: 257 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 5 p.m.
SC 13 RADI SC 13G - Radius Global Infrastructure, Inc. (0001810739) (Subject) Filed: 2023-09-22 AccNo: 0001076809-23-000251 Size: 65 KB Sept. 22, 2023, 4:58 p.m.
SC 13 RADIW SC 13G - Radius Global Infrastructure, Inc. (0001810739) (Subject) Filed: 2023-09-22 AccNo: 0001076809-23-000251 Size: 65 KB Sept. 22, 2023, 4:58 p.m.
424 GS-PC 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GSC 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 FRLG 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GCEC 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GSCE 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GS-PA 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GS-PJ 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GS-PK 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GCE 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GS-PD 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GS 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
424 GS-PN 424B3 - GOLDMAN SACHS GROUP INC (0000886982) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049457 Size: 367 KB Sept. 22, 2023, 4:57 p.m.
8-K UVIX 8-K - VS Trust (0001793497) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078826 Size: 224 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:56 p.m.
8-K SVIX 8-K - VS Trust (0001793497) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078826 Size: 224 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:56 p.m.
8-K LFACU 8-K - LF Capital Acquisition Corp. II (0001851266) (Filer) Filed: 2023-09-22 AccNo: 0001731122-23-001722 Size: 285 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:55 p.m.
8-K LFACW 8-K - LF Capital Acquisition Corp. II (0001851266) (Filer) Filed: 2023-09-22 AccNo: 0001731122-23-001722 Size: 285 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:55 p.m.
8-K LFAC 8-K - LF Capital Acquisition Corp. II (0001851266) (Filer) Filed: 2023-09-22 AccNo: 0001731122-23-001722 Size: 285 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:55 p.m.
8-K SMDM 8-K - SINGING MACHINE CO INC (0000923601) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033481 Size: 226 KB
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:53 p.m.
8-K MICS 8-K - SINGING MACHINE CO INC (0000923601) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033481 Size: 226 KB
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:53 p.m.
S-1 TLGA S-1 - Electriq Power Holdings, Inc. (0001827871) (Filer) Filed: 2023-09-22 AccNo: 0001628280-23-032858 Size: 24 MB Sept. 22, 2023, 4:52 p.m.
S-1 TLGA-WT S-1 - Electriq Power Holdings, Inc. (0001827871) (Filer) Filed: 2023-09-22 AccNo: 0001628280-23-032858 Size: 24 MB Sept. 22, 2023, 4:52 p.m.
S-1 TLGA-UN S-1 - Electriq Power Holdings, Inc. (0001827871) (Filer) Filed: 2023-09-22 AccNo: 0001628280-23-032858 Size: 24 MB Sept. 22, 2023, 4:52 p.m.
S-1 TLGAW S-1 - Electriq Power Holdings, Inc. (0001827871) (Filer) Filed: 2023-09-22 AccNo: 0001628280-23-032858 Size: 24 MB Sept. 22, 2023, 4:52 p.m.
S-3 PMN S-3 - ProMIS Neurosciences Inc. (0001374339) (Filer) Filed: 2023-09-22 AccNo: 0001558370-23-015951 Size: 546 KB Sept. 22, 2023, 4:50 p.m.
8-K GIA-UN 8-K - GigCapital5, Inc. (0001844505) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240580 Size: 193 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:50 p.m.
8-K GIA 8-K - GigCapital5, Inc. (0001844505) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240580 Size: 193 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:50 p.m.
8-K GIA-WT 8-K - GigCapital5, Inc. (0001844505) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240580 Size: 193 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:50 p.m.
8-K RSRV 8-K - RESERVE PETROLEUM CO (0000083350) (Filer) Filed: 2023-09-22 AccNo: 0000083350-23-000023 Size: 142 KB
Item 8.01: Other Events
Sept. 22, 2023, 4:47 p.m.
8-K HRZN 8-K - Horizon Technology Finance Corp (0001487428) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026599 Size: 620 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:46 p.m.
8-K HTFC 8-K - Horizon Technology Finance Corp (0001487428) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026599 Size: 620 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:46 p.m.
8-K HTFB 8-K - Horizon Technology Finance Corp (0001487428) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026599 Size: 620 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:46 p.m.
8-K HTFA 8-K - Horizon Technology Finance Corp (0001487428) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026599 Size: 620 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:46 p.m.
8-K WBA 8-K/A - Walgreens Boots Alliance, Inc. (0001618921) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240570 Size: 194 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 4:46 p.m.
8-K LXP-PC 8-K/A - LXP Industrial Trust (0000910108) (Filer) Filed: 2023-09-22 AccNo: 0001444838-23-000042 Size: 216 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:46 p.m.
8-K LXP 8-K/A - LXP Industrial Trust (0000910108) (Filer) Filed: 2023-09-22 AccNo: 0001444838-23-000042 Size: 216 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:46 p.m.
SC 13 WSM SC 13G - WILLIAMS SONOMA INC (0000719955) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240568 Size: 123 KB Sept. 22, 2023, 4:45 p.m.
8-K CNXA 8-K - Connexa Sports Technologies Inc. (0001674440) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033478 Size: 268 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:45 p.m.
8-K SLGB 8-K - Connexa Sports Technologies Inc. (0001674440) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033478 Size: 268 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:45 p.m.
10-Q WTER 10-Q - ALKALINE WATER Co INC (0001532390) (Filer) Filed: 2023-09-22 AccNo: 0001062993-23-018414 Size: 9 MB Sept. 22, 2023, 4:44 p.m.
F-1 RPGL F-1/A - Republic Power Group Ltd (0001912884) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078812 Size: 2 MB Sept. 22, 2023, 4:44 p.m.
8-K NXT 8-K - Nextracker Inc. (0001852131) (Filer) Filed: 2023-09-22 AccNo: 0001140361-23-044967 Size: 186 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Sept. 22, 2023, 4:43 p.m.
8-K MGNX 8-K - MACROGENICS INC (0001125345) (Filer) Filed: 2023-09-22 AccNo: 0001125345-23-000113 Size: 154 KB
Item 1.02: Termination of a Material Definitive Agreement
Sept. 22, 2023, 4:42 p.m.
8-K BWV 8-K - Blue Water Biotech, Inc. (0001782107) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078811 Size: 202 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 4:41 p.m.
10-Q DPLS 10-Q - DarkPulse, Inc. (0000866439) (Filer) Filed: 2023-09-22 AccNo: 0001683168-23-006636 Size: 4 MB Sept. 22, 2023, 4:41 p.m.
8-K VCNX 8-K - VACCINEX, INC. (0001205922) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240553 Size: 192 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:37 p.m.
8-K BRCC 8-K - BRC Inc. (0001891101) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240551 Size: 142 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 4:36 p.m.
8-K NRP 8-K - NATURAL RESOURCE PARTNERS LP (0001171486) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026590 Size: 166 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:35 p.m.
8-K FOX 8-K - Fox Corp (0001754301) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240548 Size: 223 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:35 p.m.
8-K FOXA 8-K - Fox Corp (0001754301) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240548 Size: 223 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:35 p.m.
8-K NTWK 8-K - NETSOL TECHNOLOGIES INC (0001039280) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033474 Size: 353 KB
Item 2.02: Results of Operations and Financial Condition
Sept. 22, 2023, 4:33 p.m.
8-K WKHS 8-K - Workhorse Group Inc. (0001425287) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078802 Size: 200 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 4:33 p.m.
8-K CDXS 8-K - CODEXIS, INC. (0001200375) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240542 Size: 388 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:32 p.m.
SC 13 HESM SC 13D/A - Hess Midstream LP (0001789832) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240544 Size: 106 KB Sept. 22, 2023, 4:32 p.m.
8-K GAQ 8-K - Generation Asia I Acquisition Ltd (0001852061) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049446 Size: 269 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:31 p.m.
8-K GAQ-WT 8-K - Generation Asia I Acquisition Ltd (0001852061) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049446 Size: 269 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:31 p.m.
8-K GAQ-UN 8-K - Generation Asia I Acquisition Ltd (0001852061) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049446 Size: 269 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:31 p.m.
8-K INKA 8-K - Near Intelligence, Inc. (0001826671) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078800 Size: 271 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 4:31 p.m.
8-K INKAU 8-K - Near Intelligence, Inc. (0001826671) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078800 Size: 271 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 4:31 p.m.
8-K INKAW 8-K - Near Intelligence, Inc. (0001826671) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078800 Size: 271 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 4:31 p.m.
SC 13 HESM SC 13D/A - Hess Midstream LP (0001789832) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240533 Size: 90 KB Sept. 22, 2023, 4:30 p.m.
424 MYSZ 424B3 - My Size, Inc. (0001211805) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033471 Size: 168 KB Sept. 22, 2023, 4:30 p.m.
SC 13 CBAY SC 13G - CymaBay Therapeutics, Inc. (0001042074) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103210 Size: 89 KB Sept. 22, 2023, 4:30 p.m.
8-K OII 8-K - OCEANEERING INTERNATIONAL INC (0000073756) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240526 Size: 521 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:27 p.m.
8-K NRGX 8-K - PIMCO Energy & Tactical Credit Opportunities Fund (0001756908) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240524 Size: 69 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:26 p.m.
8-K RMSL 8-K - RemSleep Holdings Inc. (0001412126) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078790 Size: 576 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:26 p.m.
8-K SWM 8-K - Mativ Holdings, Inc. (0001000623) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240523 Size: 401 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:26 p.m.
8-K MATV 8-K - Mativ Holdings, Inc. (0001000623) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240523 Size: 401 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:26 p.m.
8-K SLACW 8-K - Social Leverage Acquisition Corp I (0001834755) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078789 Size: 336 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:25 p.m.
8-K SLAC-WT 8-K - Social Leverage Acquisition Corp I (0001834755) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078789 Size: 336 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:25 p.m.
8-K SLAC-UN 8-K - Social Leverage Acquisition Corp I (0001834755) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078789 Size: 336 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:25 p.m.
8-K SLAC 8-K - Social Leverage Acquisition Corp I (0001834755) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078789 Size: 336 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:25 p.m.
8-K SLACU 8-K - Social Leverage Acquisition Corp I (0001834755) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078789 Size: 336 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:25 p.m.
8-K MKC 8-K - MCCORMICK & CO INC (0000063754) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240517 Size: 222 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:23 p.m.
8-K MKC-V 8-K - MCCORMICK & CO INC (0000063754) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240517 Size: 222 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:23 p.m.
SC 13 FACT SC 13G - Complete Solaria, Inc. (0001838987) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240514 Size: 308 KB Sept. 22, 2023, 4:22 p.m.
SC 13 FACT-WT SC 13G - Complete Solaria, Inc. (0001838987) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240514 Size: 308 KB Sept. 22, 2023, 4:22 p.m.
SC 13 FACT-UN SC 13G - Complete Solaria, Inc. (0001838987) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240514 Size: 308 KB Sept. 22, 2023, 4:22 p.m.
SC 13 CGABL SC 13G - Carlyle Group Inc. (0001527166) (Filed by) Filed: 2023-09-22 AccNo: 0001193125-23-240514 Size: 308 KB Sept. 22, 2023, 4:22 p.m.
SC 13 CG SC 13G - Carlyle Group Inc. (0001527166) (Filed by) Filed: 2023-09-22 AccNo: 0001193125-23-240514 Size: 308 KB Sept. 22, 2023, 4:22 p.m.
8-K KERN 8-K - Akerna Corp. (0001755953) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078776 Size: 263 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:22 p.m.
8-K KERNW 8-K - Akerna Corp. (0001755953) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078776 Size: 263 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:22 p.m.
8-K VCNX 8-K - VACCINEX, INC. (0001205922) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240513 Size: 464 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:21 p.m.
8-K LBPH 8-K - Longboard Pharmaceuticals, Inc. (0001832168) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049437 Size: 508 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:21 p.m.
8-K PNC-PP 8-K - PNC FINANCIAL SERVICES GROUP, INC. (0000713676) (Filer) Filed: 2023-09-22 AccNo: 0000713676-23-000062 Size: 4 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:20 p.m.
8-K PNC 8-K - PNC FINANCIAL SERVICES GROUP, INC. (0000713676) (Filer) Filed: 2023-09-22 AccNo: 0000713676-23-000062 Size: 4 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:20 p.m.
F-1 IMV F-10POS - IMV Inc. (0001734768) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103205 Size: 32 KB Sept. 22, 2023, 4:19 p.m.
F-1 IMV F-10POS - IMV Inc. (0001734768) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103204 Size: 31 KB Sept. 22, 2023, 4:19 p.m.
8-K AXGN 8-K - Axogen, Inc. (0000805928) (Filer) Filed: 2023-09-22 AccNo: 0000805928-23-000128 Size: 150 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 4:19 p.m.
F-1 IMV F-10POS - IMV Inc. (0001734768) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103203 Size: 30 KB Sept. 22, 2023, 4:19 p.m.
424 MKC 424B3 - MCCORMICK & CO INC (0000063754) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240511 Size: 471 KB Sept. 22, 2023, 4:18 p.m.
424 MKC-V 424B3 - MCCORMICK & CO INC (0000063754) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240511 Size: 471 KB Sept. 22, 2023, 4:18 p.m.
8-K HESM 8-K - Hess Midstream LP (0001789832) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240508 Size: 305 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:17 p.m.
8-K CPPTL 8-K - Copper Property CTL Pass Through Trust (0001837671) (Filer) Filed: 2023-09-22 AccNo: 0001837671-23-000065 Size: 2 MB
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:17 p.m.
8-K FL 8-K - FOOT LOCKER, INC. (0000850209) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026588 Size: 340 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:17 p.m.
8-K HSCS 8-K - Heart Test Laboratories, Inc. (0001468492) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049433 Size: 217 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K HSCSW 8-K - Heart Test Laboratories, Inc. (0001468492) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049433 Size: 217 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K NOC 8-K - NORTHROP GRUMMAN CORP /DE/ (0001133421) (Filer) Filed: 2023-09-22 AccNo: 0001133421-23-000049 Size: 201 KB
Item 8.01: Other Events
Sept. 22, 2023, 4:16 p.m.
S-3 CLNN S-3 - Clene Inc. (0001822791) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026587 Size: 454 KB Sept. 22, 2023, 4:16 p.m.
S-3 CLNNW S-3 - Clene Inc. (0001822791) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026587 Size: 454 KB Sept. 22, 2023, 4:16 p.m.
10-Q NRXS 10-Q - Neuraxis, INC (0001933567) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033460 Size: 8 MB Sept. 22, 2023, 4:16 p.m.
F-3 SVRE F-3/A - SaverOne 2014 Ltd. (0001894693) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078760 Size: 366 KB Sept. 22, 2023, 4:16 p.m.
F-3 SVREW F-3/A - SaverOne 2014 Ltd. (0001894693) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078760 Size: 366 KB Sept. 22, 2023, 4:16 p.m.
8-K PPLN 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PD 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PJ 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PG 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PM 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PK 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PL 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PH 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K AMJ 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K JPM-PC 8-K - JPMORGAN CHASE & CO (0000019617) (Filer) Filed: 2023-09-22 AccNo: 0000019617-23-000501 Size: 15 MB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:16 p.m.
8-K SWBI 8-K - SMITH & WESSON BRANDS, INC. (0001092796) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240504 Size: 179 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Sept. 22, 2023, 4:15 p.m.
8-K SYBX 8-K - SYNLOGIC, INC. (0001527599) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240503 Size: 148 KB
Item 5.07: Submission of Matters to a Vote of Security Holders
Sept. 22, 2023, 4:15 p.m.
F-3 GPCOW F-3 - MicroCloud Hologram Inc. (0001841209) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006253 Size: 1 MB Sept. 22, 2023, 4:15 p.m.
F-3 GPCOR F-3 - MicroCloud Hologram Inc. (0001841209) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006253 Size: 1 MB Sept. 22, 2023, 4:15 p.m.
F-3 GPCO F-3 - MicroCloud Hologram Inc. (0001841209) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006253 Size: 1 MB Sept. 22, 2023, 4:15 p.m.
F-3 HOLO F-3 - MicroCloud Hologram Inc. (0001841209) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006253 Size: 1 MB Sept. 22, 2023, 4:15 p.m.
F-3 HOLOW F-3 - MicroCloud Hologram Inc. (0001841209) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006253 Size: 1 MB Sept. 22, 2023, 4:15 p.m.
F-3 GPCOU F-3 - MicroCloud Hologram Inc. (0001841209) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006253 Size: 1 MB Sept. 22, 2023, 4:15 p.m.
8-K SKYX 8-K - SKYX Platforms Corp. (0001598981) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033459 Size: 970 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:15 p.m.
SC 13 OBIO SC 13G - Orchestra BioMed Holdings, Inc. (0001814114) (Filed by) Filed: 2023-09-22 AccNo: 0001104659-23-103197 Size: 54 KB Sept. 22, 2023, 4:15 p.m.
SC 13 HSAQ SC 13G - Orchestra BioMed Holdings, Inc. (0001814114) (Filed by) Filed: 2023-09-22 AccNo: 0001104659-23-103197 Size: 54 KB Sept. 22, 2023, 4:15 p.m.
SC 13 MOTS SC 13G - Motus GI Holdings, Inc. (0001686850) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103197 Size: 54 KB Sept. 22, 2023, 4:15 p.m.
SC 13 STIM SC 13G - Neuronetics, Inc. (0001227636) (Subject) Filed: 2023-09-22 AccNo: 0001777141-23-000005 Size: 93 KB Sept. 22, 2023, 4:14 p.m.
424 BGCP 424B3 - BGC Group, Inc. (0001094831) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240491 Size: 760 KB Sept. 22, 2023, 4:11 p.m.
8-K HTZGQ 8-K - HERTZ GLOBAL HOLDINGS, INC (0001657853) (Filer) Filed: 2023-09-22 AccNo: 0001657853-23-000115 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K HTZWW 8-K - HERTZ GLOBAL HOLDINGS, INC (0001657853) (Filer) Filed: 2023-09-22 AccNo: 0001657853-23-000115 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K HTZZ 8-K - HERTZ GLOBAL HOLDINGS, INC (0001657853) (Filer) Filed: 2023-09-22 AccNo: 0001657853-23-000115 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K HTZ 8-K - HERTZ GLOBAL HOLDINGS, INC (0001657853) (Filer) Filed: 2023-09-22 AccNo: 0001657853-23-000115 Size: 4 MB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
424 GFOR-WT 424B3 - Graf Acquisition Corp. IV (0001845459) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103188 Size: 449 KB Sept. 22, 2023, 4:08 p.m.
424 GFOR 424B3 - Graf Acquisition Corp. IV (0001845459) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103188 Size: 449 KB Sept. 22, 2023, 4:08 p.m.
8-K FEXDU 8-K - Fintech Ecosystem Development Corp. (0001852407) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078743 Size: 270 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K FEXD 8-K - Fintech Ecosystem Development Corp. (0001852407) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078743 Size: 270 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K FEXDW 8-K - Fintech Ecosystem Development Corp. (0001852407) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078743 Size: 270 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K FEXDR 8-K - Fintech Ecosystem Development Corp. (0001852407) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078743 Size: 270 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:08 p.m.
8-K AGO 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-09-22 AccNo: 0001273813-23-000074 Size: 973 KB
Item 7.01: Regulation FD Disclosure
Sept. 22, 2023, 4:07 p.m.
8-K AGO-PE 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-09-22 AccNo: 0001273813-23-000074 Size: 973 KB
Item 7.01: Regulation FD Disclosure
Sept. 22, 2023, 4:07 p.m.
8-K AGO-PB 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-09-22 AccNo: 0001273813-23-000074 Size: 973 KB
Item 7.01: Regulation FD Disclosure
Sept. 22, 2023, 4:07 p.m.
8-K AGO-PF 8-K - ASSURED GUARANTY LTD (0001273813) (Filer) Filed: 2023-09-22 AccNo: 0001273813-23-000074 Size: 973 KB
Item 7.01: Regulation FD Disclosure
Sept. 22, 2023, 4:07 p.m.
8-K DINO 8-K - HF Sinclair Corp (0001915657) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240484 Size: 265 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:06 p.m.
F-1 UBXG F-1/A - U-BX Technology Ltd. (0001888525) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078740 Size: 10 MB Sept. 22, 2023, 4:06 p.m.
S-3 MTB S-3ASR - M&T BANK CORP (0000036270) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240481 Size: 767 KB Sept. 22, 2023, 4:06 p.m.
S-3 MTB-PH S-3ASR - M&T BANK CORP (0000036270) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240481 Size: 767 KB Sept. 22, 2023, 4:06 p.m.
8-K SNPX 8-K - Synaptogenix, Inc. (0001571934) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103184 Size: 227 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
10-K ANEB 10-K - Anebulo Pharmaceuticals, Inc. (0001815974) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033452 Size: 3 MB Sept. 22, 2023, 4:05 p.m.
8-K SGLB 8-K - SIGMA ADDITIVE SOLUTIONS, INC. (0000788611) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033449 Size: 973 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
8-K SASI 8-K - SIGMA ADDITIVE SOLUTIONS, INC. (0000788611) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033449 Size: 973 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
8-K SGLBW 8-K - SIGMA ADDITIVE SOLUTIONS, INC. (0000788611) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033449 Size: 973 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
8-K AMAOW 8-K - American Acquisition Opportunity Inc. (0001843656) (Filer) Filed: 2023-09-22 AccNo: 0001654954-23-012166 Size: 680 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
8-K AMAOU 8-K - American Acquisition Opportunity Inc. (0001843656) (Filer) Filed: 2023-09-22 AccNo: 0001654954-23-012166 Size: 680 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
8-K AMAO 8-K - American Acquisition Opportunity Inc. (0001843656) (Filer) Filed: 2023-09-22 AccNo: 0001654954-23-012166 Size: 680 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 4:05 p.m.
SC 13 SPLK SC 13D/A - SPLUNK INC (0001353283) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240480 Size: 134 KB Sept. 22, 2023, 4:05 p.m.
10-Q SCHL 10-Q - SCHOLASTIC CORP (0000866729) (Filer) Filed: 2023-09-22 AccNo: 0000866729-23-000028 Size: 6 MB Sept. 22, 2023, 4:01 p.m.
20-F AIH 20-F/A - Aesthetic Medical International Holdings Group Ltd (0001757143) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103170 Size: 402 KB Sept. 22, 2023, 4:01 p.m.
F-3 VRSSF F-3/A - Versus Systems Inc. (0001701963) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078728 Size: 472 KB Sept. 22, 2023, 4 p.m.
F-3 VS F-3/A - Versus Systems Inc. (0001701963) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078728 Size: 472 KB Sept. 22, 2023, 4 p.m.
F-3 VSSYW F-3/A - Versus Systems Inc. (0001701963) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078728 Size: 472 KB Sept. 22, 2023, 4 p.m.
424 LAXXW 424B3 - EUDA Health Holdings Ltd (0001847846) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033443 Size: 4 MB Sept. 22, 2023, 4 p.m.
424 LAXXR 424B3 - EUDA Health Holdings Ltd (0001847846) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033443 Size: 4 MB Sept. 22, 2023, 4 p.m.
424 EUDAW 424B3 - EUDA Health Holdings Ltd (0001847846) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033443 Size: 4 MB Sept. 22, 2023, 4 p.m.
424 LAXXU 424B3 - EUDA Health Holdings Ltd (0001847846) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033443 Size: 4 MB Sept. 22, 2023, 4 p.m.
424 LAX 424B3 - EUDA Health Holdings Ltd (0001847846) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033443 Size: 4 MB Sept. 22, 2023, 4 p.m.
424 EUDA 424B3 - EUDA Health Holdings Ltd (0001847846) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033443 Size: 4 MB Sept. 22, 2023, 4 p.m.
10-Q ARAT 10-Q - Arax Holdings Corp (0001566243) (Filer) Filed: 2023-09-22 AccNo: 0001753926-23-001252 Size: 1 MB Sept. 22, 2023, 4 p.m.
8-K HMST 8-K - HomeStreet, Inc. (0001518715) (Filer) Filed: 2023-09-22 AccNo: 0001518715-23-000166 Size: 283 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 3:57 p.m.
S-3 BWEN S-3 - BROADWIND, INC. (0001120370) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026582 Size: 282 KB Sept. 22, 2023, 3:56 p.m.
424 TNON 424B3 - Tenon Medical, Inc. (0001560293) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078726 Size: 1 MB Sept. 22, 2023, 3:55 p.m.
SC 13 JAQCW SC 13G/A - Jupiter Acquisition Corp (0001817868) (Subject) Filed: 2023-09-22 AccNo: 0001172661-23-003257 Size: 79 KB Sept. 22, 2023, 3:39 p.m.
SC 13 JAQC SC 13G/A - Jupiter Acquisition Corp (0001817868) (Subject) Filed: 2023-09-22 AccNo: 0001172661-23-003257 Size: 79 KB Sept. 22, 2023, 3:39 p.m.
SC 13 JAQCU SC 13G/A - Jupiter Acquisition Corp (0001817868) (Subject) Filed: 2023-09-22 AccNo: 0001172661-23-003257 Size: 79 KB Sept. 22, 2023, 3:39 p.m.
S-1 WETH S-1/A - Wetouch Technology Inc. (0001826660) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033440 Size: 11 MB Sept. 22, 2023, 3:33 p.m.
8-K SDSYA 8-K - SOUTH DAKOTA SOYBEAN PROCESSORS LLC (0001163609) (Filer) Filed: 2023-09-22 AccNo: 0001163609-23-000043 Size: 165 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 3:30 p.m.
SC 13 AESI SC 13D - Atlas Energy Solutions Inc. (0001910950) (Subject) Filed: 2023-09-22 AccNo: 0001193125-23-240427 Size: 55 KB Sept. 22, 2023, 3:23 p.m.
SC 13 BEAM SC 13G - Beam Therapeutics Inc. (0001745999) (Subject) Filed: 2023-09-22 AccNo: 0000908834-23-000114 Size: 608 KB Sept. 22, 2023, 3:20 p.m.
8-K CPF 8-K - CENTRAL PACIFIC FINANCIAL CORP (0000701347) (Filer) Filed: 2023-09-22 AccNo: 0000701347-23-000036 Size: 285 KB
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 3:19 p.m.
8-K SDSYA 8-K - SOUTH DAKOTA SOYBEAN PROCESSORS LLC (0001163609) (Filer) Filed: 2023-09-22 AccNo: 0001163609-23-000041 Size: 556 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 3:04 p.m.
8-K WDLF 8-K - Decentral Life, Inc. (0001281984) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033434 Size: 200 KB
Item 8.01: Other Events
Sept. 22, 2023, 2:57 p.m.
10-Q CPMD 10-Q - CANNAPHARMARX, INC. (0001081938) (Filer) Filed: 2023-09-22 AccNo: 0001683168-23-006631 Size: 3 MB Sept. 22, 2023, 2:51 p.m.
10-K NTWK 10-K - NETSOL TECHNOLOGIES INC (0001039280) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033429 Size: 11 MB Sept. 22, 2023, 2:25 p.m.
10-Q BRBL 10-Q - BrewBilt Brewing Co (0001399306) (Filer) Filed: 2023-09-22 AccNo: 0001399306-23-000027 Size: 7 MB Sept. 22, 2023, 2:11 p.m.
10-Q SIML 10-Q - BrewBilt Brewing Co (0001399306) (Filer) Filed: 2023-09-22 AccNo: 0001399306-23-000027 Size: 7 MB Sept. 22, 2023, 2:11 p.m.
S-3 OUNZ S-3 - VanEck Merk Gold Trust (0001546652) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078666 Size: 1 MB Sept. 22, 2023, 1:57 p.m.
10-Q GRMC 10-Q - GOLDRICH MINING CO (0000059860) (Filer) Filed: 2023-09-22 AccNo: 0001199835-23-000494 Size: 2 MB Sept. 22, 2023, 1:55 p.m.
SC 13 BTCM SC 13G - BIT Mining Ltd (0001517496) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103120 Size: 36 KB Sept. 22, 2023, 1:34 p.m.
SC 13 WBAI SC 13G - BIT Mining Ltd (0001517496) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103120 Size: 36 KB Sept. 22, 2023, 1:34 p.m.
8-K PPSI 8-K - PIONEER POWER SOLUTIONS, INC. (0001449792) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033424 Size: 265 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 1:30 p.m.
8-K PMD 8-K - PSYCHEMEDICS CORP (0000806517) (Filer) Filed: 2023-09-22 AccNo: 0001171843-23-005839 Size: 188 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 1 p.m.
8-K GFOR-WT 8-K - Graf Acquisition Corp. IV (0001845459) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103110 Size: 791 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 12:55 p.m.
8-K GFOR 8-K - Graf Acquisition Corp. IV (0001845459) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103110 Size: 791 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 12:55 p.m.
SC 13 CHEKZ SC 13G - Check-Cap Ltd (0001610590) (Subject) Filed: 2023-09-22 AccNo: 0001994101-23-000003 Size: 30 KB Sept. 22, 2023, 12:40 p.m.
SC 13 CHEK SC 13G - Check-Cap Ltd (0001610590) (Subject) Filed: 2023-09-22 AccNo: 0001994101-23-000003 Size: 30 KB Sept. 22, 2023, 12:40 p.m.
8-K AAM-PB 8-K - Apollo Asset Management, Inc. (0001411494) (Filer) Filed: 2023-09-22 AccNo: 0000950142-23-002462 Size: 243 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 12:33 p.m.
8-K AAM-PA 8-K - Apollo Asset Management, Inc. (0001411494) (Filer) Filed: 2023-09-22 AccNo: 0000950142-23-002462 Size: 243 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 12:33 p.m.
8-K APO-PA 8-K - Apollo Asset Management, Inc. (0001411494) (Filer) Filed: 2023-09-22 AccNo: 0000950142-23-002462 Size: 243 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 12:33 p.m.
8-K APO-PB 8-K - Apollo Asset Management, Inc. (0001411494) (Filer) Filed: 2023-09-22 AccNo: 0000950142-23-002462 Size: 243 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Sept. 22, 2023, 12:33 p.m.
10-K DCI 10-K - DONALDSON Co INC (0000029644) (Filer) Filed: 2023-09-22 AccNo: 0000029644-23-000085 Size: 15 MB Sept. 22, 2023, 12:21 p.m.
SC 13 BMTX SC 13G - BM Technologies, Inc. (0001725872) (Subject) Filed: 2023-09-22 AccNo: 0001772351-23-000004 Size: 764 KB Sept. 22, 2023, 12:19 p.m.
SC 13 BMTX-WT SC 13G - BM Technologies, Inc. (0001725872) (Subject) Filed: 2023-09-22 AccNo: 0001772351-23-000004 Size: 764 KB Sept. 22, 2023, 12:19 p.m.
8-K SCS 8-K - STEELCASE INC (0001050825) (Filer) Filed: 2023-09-22 AccNo: 0001050825-23-000161 Size: 14 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 12:07 p.m.
8-K PAG 8-K - PENSKE AUTOMOTIVE GROUP, INC. (0001019849) (Filer) Filed: 2023-09-22 AccNo: 0001019849-23-000137 Size: 184 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 12:07 p.m.
8-K VINO 8-K - Gaucho Group Holdings, Inc. (0001559998) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033411 Size: 321 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, noon
8-K TJX 8-K - TJX COMPANIES INC /DE/ (0000109198) (Filer) Filed: 2023-09-22 AccNo: 0000109198-23-000055 Size: 150 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Sept. 22, 2023, 11:47 a.m.
10-Q SCS 10-Q - STEELCASE INC (0001050825) (Filer) Filed: 2023-09-22 AccNo: 0001050825-23-000159 Size: 6 MB Sept. 22, 2023, 11:30 a.m.
8-K TSE 8-K - Trinseo PLC (0001519061) (Filer) Filed: 2023-09-22 AccNo: 0001558370-23-015932 Size: 159 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 11:30 a.m.
8-K CRTD 8-K - Creatd, Inc. (0001357671) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078595 Size: 206 KB
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 10:52 a.m.
8-K CRTDW 8-K - Creatd, Inc. (0001357671) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078595 Size: 206 KB
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 10:52 a.m.
SC 13 ACTC SC 13G/A - Proterra Inc (0001820630) (Subject) Filed: 2023-09-22 AccNo: 0000038777-23-000134 Size: 187 KB Sept. 22, 2023, 10:33 a.m.
SC 13 PTRA SC 13G/A - Proterra Inc (0001820630) (Subject) Filed: 2023-09-22 AccNo: 0000038777-23-000134 Size: 187 KB Sept. 22, 2023, 10:33 a.m.
SC 13 ACTCU SC 13G/A - Proterra Inc (0001820630) (Subject) Filed: 2023-09-22 AccNo: 0000038777-23-000134 Size: 187 KB Sept. 22, 2023, 10:33 a.m.
SC 13 ACTCW SC 13G/A - Proterra Inc (0001820630) (Subject) Filed: 2023-09-22 AccNo: 0000038777-23-000134 Size: 187 KB Sept. 22, 2023, 10:33 a.m.
SC 13 BEN SC 13G/A - FRANKLIN RESOURCES INC (0000038777) (Filed by) Filed: 2023-09-22 AccNo: 0000038777-23-000134 Size: 187 KB Sept. 22, 2023, 10:33 a.m.
S-3 FWBI S-3 - First Wave BioPharma, Inc. (0001604191) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-102908 Size: 231 KB Sept. 22, 2023, 9:38 a.m.
S-3 AZRX S-3 - First Wave BioPharma, Inc. (0001604191) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-102908 Size: 231 KB Sept. 22, 2023, 9:38 a.m.
8-K ACBAU 8-K - Ace Global Business Acquisition Ltd (0001844389) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078554 Size: 281 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:31 a.m.
8-K ACBA 8-K - Ace Global Business Acquisition Ltd (0001844389) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078554 Size: 281 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:31 a.m.
8-K ACBAW 8-K - Ace Global Business Acquisition Ltd (0001844389) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078554 Size: 281 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:31 a.m.
8-K GFOR-WT 8-K - Graf Acquisition Corp. IV (0001845459) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103041 Size: 426 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:26 a.m.
8-K GFOR 8-K - Graf Acquisition Corp. IV (0001845459) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103041 Size: 426 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:26 a.m.
8-K SCND 8-K - SCIENTIFIC INDUSTRIES INC (0000087802) (Filer) Filed: 2023-09-22 AccNo: 0001654954-23-012138 Size: 2 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:26 a.m.
S-1 IALS S-1/A - WB Burgers Asia, Inc. (0001787412) (Filer) Filed: 2023-09-22 AccNo: 0001599916-23-000204 Size: 1 MB Sept. 22, 2023, 9:20 a.m.
S-1 WBBA S-1/A - WB Burgers Asia, Inc. (0001787412) (Filer) Filed: 2023-09-22 AccNo: 0001599916-23-000204 Size: 1 MB Sept. 22, 2023, 9:20 a.m.
S-1 BSPI S-1/A - WB Burgers Asia, Inc. (0001787412) (Filer) Filed: 2023-09-22 AccNo: 0001599916-23-000204 Size: 1 MB Sept. 22, 2023, 9:20 a.m.
SC 13 BRFS SC 13D/A - BRF S.A. (0001122491) (Subject) Filed: 2023-09-22 AccNo: 0001104659-23-103040 Size: 28 KB Sept. 22, 2023, 9:19 a.m.
8-K INDIW 8-K - indie Semiconductor, Inc. (0001841925) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078549 Size: 292 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:14 a.m.
8-K INDI 8-K - indie Semiconductor, Inc. (0001841925) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078549 Size: 292 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:14 a.m.
8-K AIM 8-K - AIM ImmunoTech Inc. (0000946644) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033396 Size: 5 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:10 a.m.
8-K BIMI 8-K - BIMI International Medical Inc. (0001213660) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078542 Size: 216 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9:02 a.m.
8-K PTCT 8-K - PTC THERAPEUTICS, INC. (0001070081) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103032 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 9 a.m.
8-K ATNFW 8-K - 180 Life Sciences Corp. (0001690080) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078541 Size: 253 KB
Item 8.01: Other Events
Sept. 22, 2023, 9 a.m.
8-K ATNF 8-K - 180 Life Sciences Corp. (0001690080) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078541 Size: 253 KB
Item 8.01: Other Events
Sept. 22, 2023, 9 a.m.
424 PDSKX 424B3 - Principal Real Asset Fund (0001756404) (Filer) Filed: 2023-09-22 AccNo: 0001756404-23-000084 Size: 5 KB Sept. 22, 2023, 8:57 a.m.
8-K GSRM 8-K - Bitcoin Depot Inc. (0001901799) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240111 Size: 209 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:47 a.m.
8-K GSRMU 8-K - Bitcoin Depot Inc. (0001901799) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240111 Size: 209 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:47 a.m.
8-K GSRMW 8-K - Bitcoin Depot Inc. (0001901799) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240111 Size: 209 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:47 a.m.
8-K GSRMR 8-K - Bitcoin Depot Inc. (0001901799) (Filer) Filed: 2023-09-22 AccNo: 0001193125-23-240111 Size: 209 KB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:47 a.m.
8-K WIZP 8-K - Mawson Infrastructure Group Inc. (0001218683) (Filer) Filed: 2023-09-22 AccNo: 0001171843-23-005834 Size: 229 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:41 a.m.
8-K MIGI 8-K - Mawson Infrastructure Group Inc. (0001218683) (Filer) Filed: 2023-09-22 AccNo: 0001171843-23-005834 Size: 229 KB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:41 a.m.
SC 13 CLPS SC 13D/A - CLPS Inc (0001724542) (Subject) Filed: 2023-09-22 AccNo: 0001213900-23-078536 Size: 42 KB Sept. 22, 2023, 8:32 a.m.
424 MRDB 424B3 - MariaDB plc (0001929589) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103030 Size: 64 KB Sept. 22, 2023, 8:32 a.m.
424 MRDB-WT 424B3 - MariaDB plc (0001929589) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103030 Size: 64 KB Sept. 22, 2023, 8:32 a.m.
S-1 GBS S-1/A - INTELLIGENT BIO SOLUTIONS INC. (0001725430) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033392 Size: 11 MB Sept. 22, 2023, 8:31 a.m.
S-1 INBS S-1/A - INTELLIGENT BIO SOLUTIONS INC. (0001725430) (Filer) Filed: 2023-09-22 AccNo: 0001493152-23-033392 Size: 11 MB Sept. 22, 2023, 8:31 a.m.
20-F OP 20-F/A - OceanPal Inc. (0001869467) (Filer) Filed: 2023-09-22 AccNo: 0001140361-23-044865 Size: 338 KB Sept. 22, 2023, 8:30 a.m.
8-K MRDB 8-K - MariaDB plc (0001929589) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103029 Size: 273 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
8-K MRDB-WT 8-K - MariaDB plc (0001929589) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103029 Size: 273 KB
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
8-K YOTAR 8-K - Yotta Acquisition Corp (0001907730) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006244 Size: 346 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
8-K YOTAW 8-K - Yotta Acquisition Corp (0001907730) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006244 Size: 346 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
8-K YOTA 8-K - Yotta Acquisition Corp (0001907730) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006244 Size: 346 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
8-K YOTAU 8-K - Yotta Acquisition Corp (0001907730) (Filer) Filed: 2023-09-22 AccNo: 0001829126-23-006244 Size: 346 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
8-K KLDI 8-K - KLDiscovery Inc. (0001752474) (Filer) Filed: 2023-09-22 AccNo: 0000950170-23-049317 Size: 1 MB
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:30 a.m.
SC 13 BMEZ SC 13D/A - BlackRock Health Sciences Term Trust (0001785971) (Subject) Filed: 2023-09-22 AccNo: 0001062993-23-018398 Size: 72 KB Sept. 22, 2023, 8:23 a.m.
SC 13 VTN SC 13G - Invesco Trust for Investment Grade New York Municipals (0000883265) (Subject) Filed: 2023-09-22 AccNo: 0001062993-23-018396 Size: 57 KB Sept. 22, 2023, 8:21 a.m.
8-K FRBK 8-K - REPUBLIC FIRST BANCORP INC (0000834285) (Filer) Filed: 2023-09-22 AccNo: 0001437749-23-026558 Size: 167 KB
Item 8.01: Other Events
Sept. 22, 2023, 8:17 a.m.
10-K KNGW 10-K/A - Kenongwo Group US, Inc. (0001797762) (Filer) Filed: 2023-09-22 AccNo: 0001213900-23-078531 Size: 4 MB Sept. 22, 2023, 8:12 a.m.
8-K NLTX 8-K - Neoleukin Therapeutics, Inc. (0001404644) (Filer) Filed: 2023-09-22 AccNo: 0001628280-23-032817 Size: 235 KB
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:03 a.m.
424 NKLA 424B3 - Nikola Corp (0001731289) (Filer) Filed: 2023-09-22 AccNo: 0001731289-23-000277 Size: 90 KB Sept. 22, 2023, 8:03 a.m.
424 NKLA 424B3 - Nikola Corp (0001731289) (Filer) Filed: 2023-09-22 AccNo: 0001731289-23-000276 Size: 90 KB Sept. 22, 2023, 8:03 a.m.
8-K NRBO 8-K - NeuroBo Pharmaceuticals, Inc. (0001638287) (Filer) Filed: 2023-09-22 AccNo: 0001558370-23-015921 Size: 8 MB
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:03 a.m.
8-K NKLA 8-K - Nikola Corp (0001731289) (Filer) Filed: 2023-09-22 AccNo: 0001731289-23-000275 Size: 728 KB
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8:01 a.m.
8-K HOLX 8-K - HOLOGIC INC (0000859737) (Filer) Filed: 2023-09-22 AccNo: 0001157523-23-001439 Size: 176 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 8 a.m.
8-K UAL 8-K - United Airlines Holdings, Inc. (0000100517) (Filer) Filed: 2023-09-22 AccNo: 0001104659-23-103019 Size: 297 KB
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits
Sept. 22, 2023, 7:45 a.m.